1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
common units
(2)
|
Â
(2)
|
Â
(2)
|
common stock
|
21,385
(1)
|
$
(2)
|
I
(3)
|
By Electricity Participant Partnership, LLC
(3)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
In the aggregate, Mr. Phillips beneficially owns 21,803 shares of common stock, consisting of the 418 shares of common stock shown in Table I and the 21,385 shares underlying the common units shown in Table II. |
(2) |
Represents common units of InfraREIT Partners, LP. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis. The right to redeem common units does not have an expiration date. |
(3) |
The 21,385 common units beneficially owned by Mr. Phillips are held by Electricity Participant Partnership, LLC, a subsidiary of Hunt Consolidated, Inc. |