1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)(3)
|
06/07/2013 |
Common Stock
|
53,813
|
$
1.75
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(2)
|
01/27/2014 |
Common Stock
|
20,000
|
$
2.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(2)
|
01/27/2014 |
Common Stock
|
50,000
|
$
2.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(2)
|
04/15/2014 |
Common Stock
|
10,000
|
$
2.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(2)
|
09/30/2014 |
Common Stock
|
5,000
|
$
2.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(2)
|
01/31/2015 |
Common Stock
|
60,000
|
$
3.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(3)
|
06/15/2015 |
Common Stock
|
135,000
|
$
4.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(3)
|
12/30/2015 |
Common Stock
|
50,000
|
$
5.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(1)(4)
|
07/28/2020 |
Common Stock
|
110,000
|
$
8.67
|
D
|
Â
|
Restricted Stock Unit
|
Â
(5)
|
Â
(1)(5)
|
Common Stock
|
5,947
|
$
0
|
D
|
Â
|
Restricted Stock Unit
|
Â
(5)
|
Â
(1)(5)
|
Common Stock
|
15,000
|
$
0
|
D
|
Â
|
Restricted Stock Unit
|
Â
(5)
|
Â
(1)(5)
|
Common Stock
|
100,000
|
$
0
|
D
|
Â
|
Restricted Stock Unit
|
Â
(5)
|
Â
(1)(5)
|
Common Stock
|
60,000
|
$
0
|
D
|
Â
|
Restricted Stock Unit
|
Â
(6)
|
Â
(1)(6)
|
Common Stock
|
43,130
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each share of common stock underlying the stock options and restricted stock units will be adjusted to reflect a 2.29-for-1 stock split of our common stock immediately prior to the closing of the Issuer's initial public offering, subject to certain conditions. |
(2) |
100% of the shares subject to this Stock Option are immediately exercisable. |
(3) |
Such stock option vest ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. |
(4) |
Such stock option vest ratably over four years, with one-fourth of the options vesting on each of the first four anniversaries of the grant date. |
(5) |
Such restricted stock units vest ratably over four years, with one-fourth of the restricted stock units vesting on each of the first four anniversaries of the grant date. There is no expiration date for the restricted stock units. |
(6) |
Such restricted stock units vest ratably over four years, with one-fourth of the options vesting on April 15th of each year until fully vested. There is no expiration date for the restricted stock units. |