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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KELLY BRIAN G C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
X |
/s/ George L. Rose (attorney in fact)*** | 07/11/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant was for 363,637 restricted stock units, each representing the conditional right to receive one share of the Company's common stock, which vest in full on December 31, 2010. |
(2) | On each of March 7, 2005 and October 10, 2005 there was a 4-for-3 split of the Company's common stock, resulting in Mr. Kelly owning an aggregate additional 663,488 shares of the Company's common stock. |
(3) | Following the grant reported on this Form 4, Mr. Kelly directly held (a) 1,371,002 shares of the Company's common stock (400,010 of which are held jointly with his spouse) and (b) 363,637 restricted stock units representing the right to receive the Company's common stock. |
(4) | Consists of (a) 145,538 held in Mr. Kelly's IRA and (b) 112,400 shares which are held indirectly by virtue of his being a controlling person of Delmonte Investments, LLC |
Remarks: ***Mr. Rose was granted a power of attorney to sign all Forms 4 and 5 on behalf of Mr. Kelly. |