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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOTICK ROBERT A C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
X | President and CEO |
/s/ George L. Rose (attorney in fact)*** | 07/11/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This grant was for 363,637 restricted stock units, each representing the conditional right to receive one share of the Company's common stock, one-third of which vest on each of December 31, 2008, 2009 and 2010. |
(2) | This grant was for 1,250,000 performance shares of the Company's common stock which vest in accordance with the terms of the employment agreement, dated as December 1, 2007, between Mr. Kotick and the Company. |
(3) | This amount includes (a) 3,749,429 shares of the Company's common stock, (b) 363,637 restricted stock units representing the right to receive the Company's common stock and (c) 1,250,000 performance shares of the Company's common stock. |
(4) | This amount includes (a) 1,798 shares held in the 10122N Trust, (b) 80,306 shares held in the 10122CP Trust, (c) 3,179 shares held in the 8986C Trust, (d) 538,299 shares held by the 1011 Foundation, Inc., (e) 112,441 shares held by Delmonte Investments, LLC, and (f) an aggregate of 7,200 shares held in UTMAs for the benefit of Mr. Kotick's minor relatives, all of which Mr. Kotick may be deemed to beneficially own. |
Remarks: ***Mr. Rose was granted a power of attorney to file all Forms 3, 4 and 5 on behalf of Mr. Kotick. |