Form S-8

As filed with the Securities and Exchange Commission on March 6, 2013

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

CARBONITE, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   33-1111329
(State of incorporation or organization)   (IRS Employer Identification No.)

177 Huntington Avenue

Boston, Massachusetts

(Address of principal executive offices)

 

 

2011 Equity Award Plan

(Full title of the plan)

 

 

David Friend

Chief Executive Officer

Carbonite, Inc.

177 Huntington Avenue

Boston, Massachusetts 02115

(617) 587-1100

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 121b-2 of the Exchange Act.

 

Large accelerated filer   ¨    Accelerated filer   x
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   ¨

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of Securities to be

Registered

 

Amount

to be

Registered (1)

 

Proposed

Maximum

Offering Price

per Share

 

Proposed

Maximum

Aggregate

Offering Price

 

Amount of
Registration

Fee

Common Stock, par value $0.01 per share

  1,032,244(2)   $9.84(3)   $10,157,281   $1,386

 

 

(1) Pursuant to Rule 416(a) of the Securities Act of 1933, as amended, (the “Securities Act”) this Registration Statement shall also cover any additional shares of the Registrant’s common stock, par value $0.01 per share (the “Common Stock”), that become issuable under the 2011 Equity Award Plan (the “2011 Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of the Registrant’s outstanding shares of Common Stock.
(2) Represents 1,032,244 additional shares of Common Stock reserved for future issuance under the 2011 Plan.
(3) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and Rule 457(h) under the Securities Act. The Proposed Maximum Offering Price per Share is $9.84, which is the average of the high and low prices of the Registrant’s Common Stock as reported on The NASDAQ Stock Market on March 1, 2013 (rounded up to the nearest cent).

Proposed sale to take place as soon after the effective date of the

Registration Statement as awards under the 2011 Plan are exercised and/or vest.

 

 

 


REGISTRATION OF ADDITIONAL SECURITIES

Carbonite, Inc. (the “Company”) filed with the Securities and Exchange Commission the following Registration Statements on Form S-8 relating to shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), to be offered and sold under 2011 Equity Award Plan (the “2011 Plan”) and the contents of such prior Registration Statements are incorporated by reference in this Registration Statement: (1) Registration Statement on Form S-8 filed August 17, 2011 (File No. 333-176373) and (2) Registration Statement on Form S-8 filed March 8, 2012 (File No. 333-179988). The Company is hereby registering an additional 1,032,244 shares of Common Stock issuable under the 2011 Plan, none of which have been issued as of the date of this Registration Statement.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

ITEM 8. EXHIBITS

 

          Incorporated by Reference

Exhibit

Number

   Exhibit Description    Form    File No.    Exhibit   

Filing

Date

   Filed
Herewith

4.1

   Amended and Restated Certificate of Incorporation    10-Q    011-35264    3.1    11/10/2011   

4.2

   Amended and Restated Bylaws    S-1/A    333-174139    3.2    7/13/2011   

5.1

   Opinion of Foley & Lardner LLP                X

23.1

   Consent of Ernst & Young, independent registered public accounting firm                X

23.2

   Consent of Foley & Lardner LLP (included in Exhibit 5.1)                X

24.1

   Power of Attorney (included on the signature page of this registration statement)                X

99.1

   2011 Equity Award Plan    S-1/A    333-174139    10.2    7/13/2011   


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Boston, Massachusetts on this 6th day of March, 2013.

 

CARBONITE, INC.
By:  

/s/ David Friend

  David Friend
  Chief Executive Officer and Director


POWER OF ATTORNEY AND SIGNATURES

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David Friend and Anthony Folger, jointly and severally, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign the registration statement on Form S-8 of Carbonite, Inc., and any or all amendments (including post-effective amendments) thereto, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises hereby ratifying and confirming all that said attorneys-in-fact and agents, or his, her, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ David Friend

David Friend

  

Chief Executive Officer and Director

(Principal Executive Officer)

  March 6, 2013

/s/ Anthony Folger

Anthony Folger

  

Chief Financial Officer (Principal Financial

and Accounting Officer)

  March 6, 2013

/s/ Jeffry Flowers

Jeffry Flowers

   Director   March 6, 2013

/s/ Charles Kane

Charles Kane

   Director   March 6, 2013

/s/ Todd Krasnow

Todd Krasnow

   Director   March 6, 2013

/s/ William G. Nelson

William G. Nelson

   Director   March 6, 2013

/s/ Pravin Vazirani

Pravin Vazirani

   Director   March 6, 2013


INDEX TO EXHIBITS

 

          Incorporated by Reference

Exhibit

Number

   Exhibit Description    Form    File No.    Exhibit   

Filing

Date

   Filed
Herewith

4.1

   Amended and Restated Certificate of Incorporation    10-Q    011-35264    3.1    11/10/2011   

4.2

   Amended and Restated Bylaws    S-1/A    333-174139    3.2    7/13/2011   

5.1

   Opinion of Foley & Lardner LLP                X

23.1

   Consent of Ernst & Young, independent registered public accounting firm                X

23.2

   Consent of Foley & Lardner LLP (included in Exhibit 5.1)                X

24.1

   Power of Attorney (included on the signature page of this registration statement)                X

99.1

   2011 Equity Award Plan    S-1/A    333-174139    10.2    7/13/2011