UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) March 22, 2011
| Carnival Corporation | Carnival plc | |
| (Exact name of registrant as specified in its charter) |
(Exact name of registrant as specified in its charter) |
| Republic of Panama | England and Wales | |
| (State or other jurisdiction of incorporation) |
(State or other jurisdiction of incorporation) | |
| 1-9610 | 1-15136 | |
| (Commission File Number) |
(Commission File Number) | |
| 59-1562976 | 98-0357772 | |
| (I.R.S. Employer Identification No.) |
(I.R.S. Employer Identification No.) | |
| 3655 N.W. 87th Avenue | Carnival House, 5 Gainsford Street, | |
| Miami, Florida 33178-2428 | London SE1 2NE, United Kingdom | |
| (Address of principal executive offices) | (Address of principal executive offices) | |
| (Zip Code) | (Zip Code) | |
| (305) 599-2600 | 011 44 20 7940 5381 | |
| (Registrant’s telephone number, including area code) | (Registrant’s telephone number, including area code) | |
| None | None | |
| (Former name or former address, if changed since last report.) | (Former name or former address, if changed since last report.) | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 2 – Financial Information
Item 2.02 Results of Operations and Financial Condition.
On March 22, 2011, Carnival Corporation & plc issued a press release entitled “Carnival Corporation & plc Reports Full Details of First Quarter Earnings.” A copy of this press release is furnished as Exhibit 99.1 to this report. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of either Carnival Corporation or Carnival plc, whether made before or after the date of this report, regardless of any general incorporation language in the filing.
Section 8 – Other Events
Item 8.01 Other Events.
In order to incorporate certain financial and other information into the registration statements of Carnival Corporation and Carnival plc, Carnival Corporation & plc is filing certain “Additional Information” as Exhibit 99.2 to this report. This information shall be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is incorporated by reference into any filing of either Carnival Corporation or Carnival plc, whether made before or after the date of this report.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit 99.1 Press release, dated March 22, 2011 (furnished pursuant to Item 2.02).
Exhibit 99.2 Additional Information, dated March 22, 2011 (filed pursuant to Item 8.01).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CARNIVAL CORPORATION | CARNIVAL PLC | |
| By: /s/ Larry Freedman | By: /s/ Larry Freedman | |
| Name: Larry Freedman | Name: Larry Freedman | |
| Title: Chief Accounting Officer and Vice President-Controller | Title: Chief Accounting Officer and Vice President-Controller | |
| Date: March 22, 2011 | Date: March 22, 2011 | |
Exhibit Index
| Exhibit |
Description | |
| 99.1 | Press release, dated March 22, 2011 (furnished pursuant to Item 2.02) | |
| 99.2 | Additional Information, dated March 22, 2011 (filed pursuant to Item 8.01) | |