UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 11, 2007
The Charles Schwab Corporation
(Exact name of registrant as specified in its charter)
Commission File Number: 1-9700
| Delaware | 94-3025021 | |
| (State or other jurisdiction of incorporation) |
(I.R.S. Employer Identification No.) |
120 Kearny Street, San Francisco, CA 94108
(Address of principal executive offices, including zip code)
(415) 636-7000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01. | Other Events. |
Attached hereto and incorporated herein by reference are forms of Senior Medium-Term Notes, Series A, relating to the issuance and sale from time to time by the Company of up to $750,000,000 aggregate public offering price of such Medium Term Notes pursuant to Registration Statement No. 333-36410 (the “Offering”). The forms of Senior Medium-Term Notes, Series A replace the forms of Senior Medium-Term Notes, Series A that were filed with the Securities Exchange Commission with respect to the Offering on May 23, 2000.
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| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| 4.3 | Form of Senior Medium-Term Note, Series A (Fixed Rate). | |
| 4.4 | Form of Senior Medium-Term Note, Series A (Floating Rate). | |
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Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| THE CHARLES SCHWAB CORPORATION | ||||
| Date: September 11, 2007 | /s/ Joseph R. Martinetto
| |||
| By: | Joseph R. Martinetto | |||
| Executive Vice President and Chief Financial Officer | ||||
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Exhibit Index
| Exhibit No. | Description | |
| 4.3 | Form of Senior Medium-Term Note, Series A (Fixed Rate). | |
| 4.4 | Form of Senior Medium-Term Note, Series A (Floating Rate). | |
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