UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | Â (1) | 03/13/2010 | Common Stock | 400,000 | $ 40.8125 | D | Â |
Stock Option | Â (1) | 06/04/2011 | Common Stock | 1,000,000 | $ 15.86 | D | Â |
Stock Option | Â (1) | 07/11/2013 | Common Stock | 700,000 | $ 12.6 | D | Â |
Stock Option | Â (1) | 08/13/2014 | Common Stock | 500,000 | $ 9.9 | D | Â |
Stock Option | Â (1) | 06/20/2015 | Common Stock | 750,000 | $ 12.34 | D | Â |
Stock Option | Â (2) | 03/13/2010 | Common Stock | 600,000 | $ 40.8125 | D | Â |
Stock Option | Â (1) | 06/04/2009 | Common Stock | 25,000 | $ 6.875 | D | Â |
Stock Option | Â (1) | 07/03/2012 | Common Stock | 1,000,000 | $ 8.68 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GIACOLETTO SERGIO C/O DELPHI ASSET MANAGEMENT CORPORATION 6005 PLUMAS STREET, SUITE 202 RENO, NV 89509 |
 |  |  EXECUTIVE VICE PRESIDENT |  |
/s/ Barbara Wallace, Attorney in Fact (POA filed 7/15/03) | 01/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vest 25% annually on anniversary of grant date. |
(2) | Options vest in three equal installments on each of the fourth, fifth and sixth anniversaries of the grant date. |
 Remarks: Shares and options to purchase shares of Oracle Systems Corporation common stock were converted to shares and options to purchase shares of the Issuer's common stock pursuant to the merger of Oracle Systems Corporations (formerly named Oracle Corporation) with a wholly-owned subsidiary of the Issuer. The reporting person's holdings remain unchanged except for the change in the issuer of the securities. |