UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): May
12, 2008
PZENA INVESTMENT MANAGEMENT, INC.
(Exact
Name of Registrant as Specified in its Charter)
|
Delaware |
001-33761 |
20-8999751 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
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120 West 45th Street, New York, New York |
10036 |
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(Address of Principal Executive Offices) |
(Zip Code) |
Registrant’s
Telephone Number, Including Area Code: (212) 355-1600
_______________________________________________
(Former
Name or Former Address, If Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On May 12, 2008, Pzena Investment Management, Inc. issued a press release in which it reported its preliminary assets under management as of April 30, 2008. A copy of the press release is attached to this Form 8-K.
Item 9.01 Financial Statements and Exhibits.
99.1 Press release, dated May 12, 2008, of Pzena Investment Management, Inc.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Dated: |
May 12, 2008 |
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PZENA INVESTMENT MANAGEMENT, INC. |
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By: |
/s/ Wayne A. Palladino |
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| Name: |
Wayne A. Palladino |
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| Title: |
Chief Financial Officer |
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EXHIBIT INDEX
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Exhibit No. |
Document |
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99.1 |
Press release, dated May 12, 2008, of Pzena Investment Management, Inc. reporting preliminary assets under management as of April 30, 2008. |