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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOGAN JOEY B 400 BIRMINGHAM HIGHWAY CHATTANOOGA, TN 37419 |
SR EX VP & COO/PRES OF SUB. |
/s/ Joey B. Hogan, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC | 03/17/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the forfeiture of restricted stock originally granted under the 2006 Omnibus Incentive Plan on November 15, 2012, due to the issuer not achieving the established performance targets, as certified by the issuer's compensation committee on the transaction date. Forfeiture was omitted from original March 5, 2015, filing. |
(2) | Represents intra-plan transfer from the Company stock fund. The number of shares is based upon the March 13, 2015, closing price since the plan is unitized and as such does not itself allocate a specific number of shares to each participant. |
(3) | Represents intra-plan transfer from the Company stock fund. The number of shares is based upon the March 16, 2015, closing price since the plan is unitized and as such does not itself allocate a specific number of shares to each participant. |
(4) | Represents intra-plan transfer from the Company stock fund. The number of shares is based upon the March 17, 2015, closing price since the plan is unitized and as such does not itself allocate a specific number of shares to each participant. |
(5) | Shares are owned jointly by Mr. Hogan and his wife, Melinda J. Hogan, as joint tenants. |