form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): March 7, 2011 (February 28, 2011)

PZENA INVESTMENT MANAGEMENT, INC.
(Exact Name of Registrant as Specified in its Charter)

Delaware
  
001-33761
  
20-8999751
(State or Other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification Number)


 
120 West 45th Street, New York, New York
  
10036
  
 
(Address of Principal Executive Offices)
  
Zip Code
  

Registrant’s Telephone Number, Including Area Code:                    (212) 355-1600


(Former Name or Former Address, If Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act.
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
 
 
 
 
 
ITEM 8.01.
OTHER EVENTS.

            On March 7, 2011, Pzena Investment Management, Inc. issued a press release in which it reported its preliminary assets under management as of February 28, 2011. A copy of the press release is attached to this Form 8-K.

ITEM 9.01
FINANCIAL STATEMENTS AND EXHIBITS.
 
            99.1             Press release, dated March 7, 2011, of Pzena Investment Management, Inc.

 
 
 
 
SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Dated:
March 7, 2011
 
       
   
PZENA INVESTMENT MANAGEMENT, INC.
       
   
By:
/s/ Gregory S. Martin
     
Name: Gregory S. Martin
     
Title: Chief Financial Officer

 
 
 
 
EXHIBIT INDEX


Exhibit No.
  
Document
     
 
Press release, dated March 7, 2011, of Pzena Investment Management, Inc. reporting preliminary assets under management as of February 28, 2011.