1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(5)
|
01/30/2014 |
Common Stock
|
66,000
|
$
41.24
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/08/2015 |
Common Stock
|
100,000
|
$
36.15
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
02/06/2016 |
Common Stock
|
84,000
|
$
55.975
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
02/02/2017 |
Common Stock
|
89,200
|
$
58.55
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(9)
|
02/14/2018 |
Common Stock
|
105,500
|
$
64.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(10)
|
02/20/2019 |
Common Stock
|
130,400
|
$
40.16
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(11)
|
02/22/2020 |
Common Stock
|
92,600
|
$
59.13
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(12)
|
02/17/2011 |
Common Stock
|
82,000
|
$
75.58
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes shares acquired under the Allergan, Inc. Dividend Reinvestment Plan. |
(2) |
Includes 669 shares of the Issuer's common stock underlying the restricted stock units awarded to the reporting person. |
(3) |
Shares allocated to reporting person's SIP account as of reporting date. |
(4) |
Shares allocated to the reporting person's ESOP account as of reporting date. |
(5) |
The option becomes exercisable in four equal annual installments beginning January 30, 2005. |
(6) |
The option becomes exercisable in four equal annual installments beginning February 9, 2006. |
(7) |
The option becomes exercisable in four equal annual installments beginning February 6, 2007. |
(8) |
The option becomes exercisable in four equal annual installments beginning February 2, 2008. |
(9) |
The option becomes exercisable in four equal annual installments beginning February 14, 2009. |
(10) |
The option becames exercisable in four equal annual installments beginning February 20, 2010. |
(11) |
The option becomes exercisable in four equal annual installments beginning February 22, 2011. |
(12) |
The option becomes exercisable in four equal annual installments beginning February 17, 2012. |