UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
SCHEDULE 13D
|
Under the Securities Exchange Act of 1934 (Amendment No. )* |
Alarm.com Holdings, Inc. |
(Name of Issuer) |
Common Stock, par value $0.01 per share |
(Title of Class of Securities) |
011642105 |
(CUSIP Number) |
James E. Stevenson, Jr.
ABS Capital Partners
400 East Pratt Street, Ste. 910
Baltimore, Maryland 21202
(410) 246-5600 (Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communication) |
August 17, 2016 |
(Date of Event which Requires Filing of this Statement) |
CUSIP NO. |
011642105
|
SCHEDULE 13D |
1 | NAMES OF REPORTING PERSONS | |||||
ABS Capital Partners V Trust | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | ||||
(b) ☐ (1) | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
|
||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ☐ | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
Delaware
|
||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
|
||||||
8 | SHARED VOTING POWER | |||||
11,337,646
|
||||||
9 | SOLE DISPOSITIVE POWER | |||||
-0-
|
||||||
10 | SHARED DISPOSITIVE POWER | |||||
11,337,646
|
||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
11,337,646
|
||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
24.8% (2) | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
OO
|
||||||
CUSIP NO. |
011642105
|
SCHEDULE 13D |
1 | NAMES OF REPORTING PERSONS | |||||
ABS Capital Partners, Inc. | ||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ | ||||
(b) ☐ (1) | ||||||
3 | SEC USE ONLY | |||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | |||||
OO
|
||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ☐ | ||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
Maryland
|
||||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 | SOLE VOTING POWER | ||||
-0-
|
||||||
8 | SHARED VOTING POWER | |||||
11,337,646
|
||||||
9 | SOLE DISPOSITIVE POWER | |||||
-0-
|
||||||
10 | SHARED DISPOSITIVE POWER | |||||
11,337,646
|
||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||||
11,337,646
|
||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | ||||
13 | PERCENT OF CLASS REPRESENTED IN ROW (11) | |||||
24.8% (2) | ||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |||||
CO
|
||||||
|
Date
|
Number of Shares
|
Percent Ownership
|
|
|
December 31, 2015
|
14,337,646
|
31.5% (1)
|
|
|
August 17, 2016
|
11,337,646
|
24.8% (2)
|
|
|
September 23, 2016
|
11,337,646
|
24.8% (2)
|
Exhibit
No.
|
|
Description
|
Exhibit 99.1
|
|
Joint Filing Statement dated September 23, 2016.
|
ABS Capital Partners V Trust | |||
By: | ABS Capital Partners, Inc., its Trustee | ||
By: | /s/ James E. Stevenson, Jr. | ||
Name: | James E. Stevenson, Jr., Director | ||
ABS Capital Partners, Inc. | |||
By: | /s/ James E. Stevenson, Jr. | ||
James E. Stevenson, Jr., Director | |||
Name
|
Role
|
Principal Occupation / Employment
|
Citizenship
|
|
|
|
|
|
|
|
|
Donald B. Hebb, Jr.
|
Executive Officer
|
President of Trustee
|
United States of America
|
|
|
|
|
|
|
|
|
Phillip A. Clough | Executive Officer | Vice President of Trustee |
United States of America
|
||
John D. Stobo, Jr.
|
Executive Officer
|
Secretary of Trustee
|
United States of America
|
|
Number of Shares | ||||
Name
|
as of August 17, 2016
|
as of September 23, 2016
|
|
|
|
|
|
|
|
Donald B. Hebb, Jr.
|
107,698
|
107,698
|
|
|
|
|
|
|
|
Phillip A. Clough | 97,207 | 87,207 | ||
John D. Stobo, Jr.
|
47,042
|
46,292
|
|
Exhibit
No.
|
|
Description
|
Exhibit 99.1
|
|
Joint Filing Statement dated September 23, 2016.
|
ABS Capital Partners V Trust | |||
By: | ABS Capital Partners, Inc., its Trustee | ||
By: | /s/ James E. Stevenson, Jr. | ||
Name: | James E. Stevenson, Jr., Director | ||
ABS Capital Partners, Inc. | |||
By: | /s/ James E. Stevenson, Jr. | ||
James E. Stevenson, Jr., Director | |||