UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (Right to Buy) | 11/01/2015(2) | 09/24/2022 | Common Stock | 238,636 | $ 19.15 | D | Â |
Option (Right to Buy) | 11/15/2014(3) | 11/15/2023 | Common Stock | 2,750 | $ 111.06 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Friedberg David A 800 NORTH LINDBERGH BLVD. ST. LOUIS, MO 63167 |
 |  |  VP, and CEO, Climate |  |
Jennifer L. Woods, Attorney-in-Fact | 09/22/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 30,779 restricted stock units vesting on November 1, 2016, granted pursuant to The Climate Corporation 2006 Stock Plan (As Amended on October 30, 2013), and 732 restricted stock units vesting on November 15, 2016, granted pursuant to the Monsanto Company 2005 Long-Term Incentive Plan. |
(2) | One-half of the options become exercisable on November 1, 2015 and the remainder of the options become exercisable on November 1, 2017, subject to the terms and conditions of The Climate Corporation 2006 Stock Plan (As Amended on October 30, 2013). |
(3) | One-third of the options become exercisable on November 15, 2014, one-third of the options become exercisable on November 15, 2015 and the remainder of the options become exercisable on November 15, 2016, subject to the terms and conditions of the Monsanto Company 2005 Long Term Incentive Plan. |