MON-2013.31.12-11K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
______________________________________ 
FORM 11-K
 ______________________________________ 
(Mark One)
x
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2013
OR
 
o
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from                 to
Commission file number 001-16167
  ______________________________________ 
A.
Full title of the plan and the address of the plan, if different from that of issuer named below:
MONSANTO SAVINGS AND INVESTMENT PLAN
 
B.
Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
MONSANTO COMPANY
800 North Lindbergh Blvd.
St. Louis, MO 63167


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MONSANTO SAVINGS AND INVESTMENT PLAN
FINANCIAL STATEMENTS AS OF DEC. 31, 2013 AND 2012,
AND FOR THE YEAR ENDED DEC. 31, 2013, AND SUPPLEMENTAL SCHEDULES
AS OF AND FOR THE YEAR ENDED DEC. 31, 2013, AND
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

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MONSANTO SAVINGS AND INVESTMENT PLAN
Financial Statements and Supplemental Schedules
Table of Contents
 
Page
 
 
Financial Statements:
 
 
 
 
 
 
 
 
 
Supplemental Schedules:
 
 
 
 
 
 
 
 
 
 
 
 
NOTE:
All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosures under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable.

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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To the Trustees and Participants of Monsanto Savings and Investment Plan,
Pension and Savings Funds Investment Committee of Monsanto Company,
and Monsanto Company Employee Benefits Plans Committee

We have audited the accompanying statements of net assets available for benefits of Monsanto Savings and Investment Plan (the “Plan”) as of December 31, 2013 and 2012, and the related statement of changes in net assets available for benefits for the year ended December 31, 2013. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits.

We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan's internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.

In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2013 and 2012, and the changes in net assets available for benefits for year ended December 31, 2013, in conformity with accounting principles generally accepted in the United States of America.

Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedules of (1) Assets (Held at End of Year) as of December 21, 2013, (2) Assets (Acquired and Disposed of Within Year) for the Year Ended December 31, 2013, and (3) Reportable Transactions for the year ended December 31, 2013, are presented for the purpose of additional analysis and are not a required part of the basic financial statements, but are supplementary information required by the Department of Labor’s Rules and Regulation for Reporting and Disclosure under the Employee Retirement Income Security Act 1974. These schedules are the responsibility of the Plan’s management. Such schedules have been subjected to the auditing procedures applied in our audit of the basic 2013 financial statements and, in our opinion, are fairly stated in all material respects when considered in relation to the basic financial statements taken as a whole.

/s/ Deloitte & Touche LLP
St. Louis, Missouri
June 27, 2014


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MONSANTO SAVINGS AND INVESTMENT PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
 
As of Dec. 31,
 
2013
 
2012
(Dollars in thousands)
 
 
 
ASSETS:
 
 
 
Investments:
 
 
 
Common stock — Monsanto Company — Allocated
$
935,410

 
$
835,653

Cash and temporary investments
80,004

 
59,662

Debt securities including U.S. Government securities
89,304

 
62,613

Common and preferred stock — other
768,914

 
556,403

Collective investment funds
762,891

 
577,522

Synthetic guaranteed investment contracts at fair value
426,350

 
429,592

Guaranteed insurance contract held separately at fair value
140,497

 
141,498

Total investments
3,203,370

 
2,662,943

Receivables:
 
 
 
Employer contribution receivable
—

 
65,439

Dividends, interest and trades receivable
7,833

 
8,933

Loans to participants, interest rates from 3.25% to 9.5%,
maturities through January 2019
29,830

 
28,764

Total receivables
37,663

 
103,136

Total assets
3,241,033

 
2,766,079

LIABILITIES:
 
 
 
Deferred employer contribution
—

 
65,439

Amount payable for investment securities transactions
5,996

 
3,313

Total liabilities
5,996

 
68,752

NET ASSETS AVAILABLE FOR BENEFITS REFLECTING INVESTMENTS AT FAIR VALUE
3,235,037

 
2,697,327

Adjustment from fair value to contract value for fully benefit-responsive investment and insurance contracts
(14,089
)
 
(35,762
)
NET ASSETS AVAILABLE FOR BENEFITS
$
3,220,948

 
$
2,661,565

See accompanying notes to financial statements.


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MONSANTO SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
  
Year Ended
Dec. 31,
 
2013
(Dollars in thousands)
 
CONTRIBUTIONS:
 
Employee contributions
$
109,385

Employer contributions
91,689

Rollovers from other plans
10,035

Total contributions
211,109

INVESTMENT INCOME:
 
Appreciation/(depreciation) in fair value of investments
 
Common stock — Monsanto Company
186,264

Debt securities
(2,376
)
Common and preferred stock — other
186,793

Collective investment funds
129,110

Total appreciation in fair value of investments — net
499,791

Interest
21,243

Dividends
24,327

Total investment income
545,361

INTEREST ON LOANS TO PARTICIPANTS
1,226

DEDUCTIONS:
 
Administrative and investment management expenses
(6,131
)
Benefits paid to participants
(192,182
)
Total deductions
(198,313
)
INCREASE IN NET ASSETS AVAILABLE FOR BENEFITS
559,383

NET ASSETS AVAILABLE FOR BENEFITS — Beginning of year
2,661,565

NET ASSETS AVAILABLE FOR BENEFITS — End of year
$
3,220,948

See accompanying notes to financial statements.


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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DEC. 31, 2013 AND DEC. 31, 2012 AND FOR THE YEAR ENDED DEC. 31, 2013
NOTE 1. INFORMATION REGARDING THE PLAN
GENERAL
The following description of the Monsanto Savings and Investment Plan (the “Plan” or the “SIP”) provides only general information. Participants should refer to the Plan document for a more complete description of the Plan’s provisions.
The Plan was established as of June 11, 2001, as a successor to a portion of the Pharmacia Corporation Savings and Investment Plan (“Pharmacia Plan”) for the benefit of certain employees and former employees (“Transferred Participants”) of Monsanto Company (“Monsanto” or the “Company”). Effective July 1, 2001, the assets of the Pharmacia Plan that were allocated to the accounts of the Transferred Participants were transferred to the trust established under the Plan. Also effective July 1, 2001, a portion of the unallocated assets and liabilities (primarily debt) of the leveraged employee stock ownership plan (“ESOP”) component of the Pharmacia Plan were transferred to the Plan.
ADMINISTRATION
Monsanto is the sponsor of the Plan. The Monsanto Company Employee Benefits Plans Committee (“Administrative Committee”) is responsible for administering the Plan in accordance with the Employee Retirement Income Security Act of 1974 (“ERISA”) and Plan documents. Fidelity Workplace Investing LLC serves as the record keeper of the Plan. The Monsanto Company Pension and Savings Funds Investment Committee (“Investment Committee”) is responsible for monitoring Plan investments. The trustee of the Plan is The Northern Trust Company (“Northern”).
PARTICIPANT ACCOUNTS
The Plan is a contributory defined contribution profit sharing plan with individual accounts for each participant. U.S. employees classified as “regular employees” and who have attained age 18 generally are eligible to participate in the Plan upon employment. U.S. employees classified as “temporary employees” and who have attained age 18 generally are eligible to participate in the Plan after 1,000 hours of service. The cost of Plan administration is borne by Plan participants.
Each participant’s account is credited with the participant’s contributions, Company contributions and the pro-rata share of any Plan investment earnings and is reduced by the pro-rata share of any Plan investment losses, transaction costs and certain administrative and investment management expenses. Participants’ accounts are also reduced by the record keeping administrative expense on a fixed fee basis. Participants’ accounts are valued on a daily basis. The benefit to which a participant is entitled is the benefit that can be provided from the participant’s vested account balance.
EMPLOYEE CONTRIBUTIONS
The Plan provides for voluntary employee contributions generally ranging from one to 25 percent of an employee’s eligible pay. Employees have an option to make before-tax contributions or after-tax contributions. Subject to annual limits on before-tax contributions and the results of required Internal Revenue Service (“IRS”) discrimination testing, contributions may be all before-tax, all after-tax or a combination of both. Plan participants other than those also participating in the Company’s ERISA Parity Savings and Investment Plan may change the amounts of their contributions on a daily basis. Generally, participant contributions to the Plan may be invested in one percent increments and, during 2013 and 2012, could be allocated in any combination to the following investment fund options at the direction of the participant: a stable value fund, a bond index fund, a balanced fund consisting of both fixed income and equity securities, a growth and income equity fund, an international equity fund, a growth equity fund, a U.S. equity index fund, a treasury inflation-protected securities (TIPS) bond fund, a value equity fund, a small cap growth equity fund, a small cap value equity fund, the Monsanto Stock Fund, which invests primarily in Monsanto common stock and four asset allocation funds consisting of varying pre-set mixes of certain of the aforementioned investment funds. The four asset allocation funds allow participants varying degrees of risk and return.
The Plan includes targeted “roundtrip” participant trading restrictions. A roundtrip is defined as an exchange in and then out of a fund in less than a 30-day period. Under these restrictions, participants are limited to one roundtrip transaction per fund within any 90-day rolling period and four roundtrip transactions across all funds over a rolling 12-month period. These targeted restrictions apply to all investment options except the Stable Value Fund. Generally, participants may transfer their contributions, Company contributions and any earnings thereon among the investment options on a daily basis, subject to the roundtrip trading restrictions described above.

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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

The Plan has an automatic enrollment feature with respect to newly hired employees. If the employee is eligible to participate in the SIP, he or she will be automatically enrolled in the Plan at a four percent before-tax salary deferral rate, 45 days after date of hire or rehire (or for temporary employees hired on or after July 1, 2007, 45 days after completing 1,000 hours of service) unless, within such 45 day period he or she elects a different percentage salary deferral rate or elects not to participate.
Participants may be eligible to make a before-tax catch-up contribution if they are at least age 50 on or before the end of the calendar year and either currently contributing at least eight percent of their eligible pay per pay period to the SIP or had reached the IRS annual limit on before-tax contributions ($17,500 in 2013). For 2013, eligible participants could have elected a before-tax catch-up contribution of up to $5,500. The catch-up contributions are not eligible for Company matching contributions and are subject to the same rules as other before-tax contributions. The annual catch-up contribution limit may increase in future years in accordance with limits prescribed by the IRS.
The before-tax option allows participants to elect to make before-tax contributions from eligible gross pay before most income taxes are deducted. Participants generally cannot withdraw before-tax contributions without income tax penalties until age 59½, disability, death, separation from service after age 55, or for payments that are part of a series of substantially equal periodic payments made for the life of the employee or the joint lives of the employee and a designated beneficiary. After-tax contributions are made from participants’ eligible pay after income taxes are deducted. Withdrawal of after-tax employee contributions can be made with no penalty.
COMPANY CONTRIBUTIONS AND VESTING
For employees hired prior to July 8, 2012, through 2012, contributions to the Plan, up to a maximum of seven percent of eligible pay, were matched 60 percent by the Company. Effective with the first payroll in 2013, the Company matched 80 percent of such employee contributions, up to a maximum of eight percent of eligible pay. Prior to July 8, 2012, the Company matching contributions were invested in the Monsanto Stock Fund. Participants may transfer matching contributions and all other amounts from the Monsanto Stock Fund into any other investment option available under the Plan at any time, whether or not they are fully vested in those amounts. Effective July 8, 2012, Company matching contributions were made as a cash contribution to the Plan and invested pursuant to the participant's current investment elections. For employees hired on or after July 8, 2012 (New Hires), contributions to the Plan, up to a maximum of eight percent of eligible pay, were matched 80 percent by the Company. Company matching contributions were made and invested pursuant to the participant's current investment elections. In 2013 and 2012, Company matching contributions of $56.7 million and $35.9 million, respectively, were applied to the Plan.
New Hires are also eligible for an age-based, Company core non-elective contribution, provided that they are employed on the last day of the Plan year. The amount of the contribution is based upon a participant's attained age and ranges from 3 to 7 percent of eligible pay. The last day requirement is waived in the case of death, disability, involuntary termination without cause and voluntary termination after attainment of age 55 with at least five years of service. Company core non-elective contributions were $2.7 million and $0.2 million in 2013 and 2012, respectively.
Participants hired prior to July 8, 2012 were also eligible for a Company discretionary matching contribution for 2012. New Hires were not eligible for the Company discretionary matching contribution for 2012. In December 2012, the Company determined that a discretionary matching contribution of an additional 40 percent on the first ten percent of eligible pay would be made to eligible active participants employed by the Company on Dec. 31, 2012 as applicable. The value of the discretionary matching contributions was $32.1 million. For 2012, a portion of the Company discretionary matching contribution was made through an allocation of previously unallocated Monsanto common stock released by the ESOP, based on the value of a share of Monsanto common stock on Dec. 31, 2012, and a portion was made as a cash contribution to the Plan on March 1, 2013 and invested pursuant to the participant's current investment elections. Discretionary matching contributions for 2011 were applied to the Monsanto Stock Fund investment option in eligible participants' accounts in February 2012, through an allocation of previously unallocated Monsanto common stock released by the ESOP, based on the value of a share of Monsanto common stock on Feb. 17, 2012.
Generally, Company contributions vest and become non-forfeitable at the rate of 20 percent per year of service, such that Company contributions are 100 percent vested after five years of service; participants receiving a Qualified Non-Elective Contribution ("QNEC") are fully vested in those amounts. Company contributions immediately vest upon a change of control of the Company, as defined in the Plan.
 
An actively employed Plan participant with at least five years of service under the Plan may, at any time, withdraw all or a portion of his or her Plan account attributable to participant after-tax contributions, rollover contributions and vested Company contributions (other than Company core non-elective contribution, QNECs and qualified matching contributions). An actively employed Plan participant with less than five years of service under the Plan may, at any time, withdraw all or a portion of his

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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

or her Plan account attributable to participant after-tax contributions, rollover contributions and vested Company contributions (other than those Company contributions made to the account during the immediately preceding 24 months, Company core non-elective contribution, QNECs and qualified matching contributions). At age 59½, a Plan participant may withdraw any portion of his or her Plan account to the extent vested.
LEVERAGED ESOP
In December 2004, the Plan’s ESOP debt was restructured and refinanced, (the “2004 refinancing”). The terms of the restructuring were determined pursuant to an arm’s length negotiation between Monsanto and an independent trust company as fiduciary for the Plan.
Under the terms of the 2004 refinancing, Monsanto committed to funding an additional $41 million to the Plan before Dec. 31, 2017, in addition to the contributions, dividends and share values that were to be allocated to participants’ accounts under the Plan after the refinancing. As of Dec. 31, 2012, the Plan had recorded an employer contribution receivable of $60 million and a deferred employer contribution of $60 million related to the 2004 refinancing agreement. In 2013, the employer contribution receivable and deferred employer contribution related to the 2004 refinancing have been fully satisfied through company matching cash contributions to the plan.
In November 2008, the Plan’s ESOP debt was again restructured and refinanced (the “2008 refinancing”) with a single ESOP promissory note to Monsanto, payable in the principal amount of $9.5 million, bearing interest at the rate of 4.20% per annum, and having a maturity date of Dec. 31, 2027 (the “4.20% Note”). The terms of the restructuring were determined pursuant to an arm’s length negotiation between Monsanto and an independent trust company as fiduciary for the Plan. In this role, the independent fiduciary determined that the restructuring, including certain financial commitments and enhancements that were or will be made in the future by Monsanto to benefit participants and beneficiaries of the Plan, was completed in accordance with the best interests of Plan participants.
As of Dec. 31, 2012, the 4.20% Note had an outstanding principal balance of zero; the loan was repaid in full as of Dec. 31, 2012. The borrowing was collateralized by the unallocated shares of Monsanto common stock in the ESOP suspense account. The minimum number of shares allocated to participant accounts under the ESOP in a given year was determined by the Plan’s net debt service (principal and interest) during that year relative to the total amount of the Plan’s remaining debt service as of the beginning of that year.
Under the terms of the 2008 refinancing, Monsanto committed to funding an additional $8 million to the Plan, in addition to the contributions, dividends and share values that were to be allocated to participants’ accounts under the Plan after the refinancing. As of Dec. 31, 2012, $5 million of the commitment remained and was required to be paid by Dec. 31, 2017, five years after the ESOP debt was repaid in full. As of Dec. 31, 2012, the Plan had recorded an employer contribution receivable of $5 million, and a deferred employer contribution of $5 million, related to the 2008 refinancing. The employer contribution receivable and deferred employer contribution was fully satisfied in August 2013 by a company non-elective cash contribution to the plan.
 
The Plan obtained the funds to repay the ESOP debt to Monsanto primarily through Company contributions to the Plan and dividends paid on Monsanto common stock held in the ESOP. In the year ended Dec. 31, 2012, the Plan paid ESOP principal and interest payments of $1.5 million solely through the use of dividends paid on Monsanto common stock held in the ESOP suspense account. While the ESOP debt repayments were made in three installments, shares of Monsanto common stock were released for allocation to participant accounts throughout the year. In the year ended Dec. 31, 2012, the Plan’s repayment of ESOP debt resulted in the release of approximately 551,000 equivalent shares of Monsanto common stock for allocation to participant accounts. As of Dec. 31, 2012, zero shares of Monsanto common stock remained unallocated.

VOTING RIGHTS
Participants have the right to instruct the Plan’s trustee how to vote the shares of Monsanto common stock represented by units in their accounts. The Trustee will vote the unallocated shares in the same proportion as the allocated shares on which they receive voting instructions from participants.
PARTICIPANT LOANS
Most Plan participants can obtain loans from their accounts for up to five years at an interest rate in effect as of the effective date of the loan, as determined by the Administrative Committee. A participant with a Plan account balance in excess of $2,000 may borrow up to the lesser of 50 percent of the total vested account balance less any outstanding loan balances at the time of the loan, $50,000 minus the participant’s highest outstanding loan balances during the last year, or 100 percent of his or her employee account value excluding the employer portion and any outstanding loan balances at the time of the loan. The

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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

minimum loan is $1,000; generally, the maximum number of outstanding loans at any one time is two. No allowance for credit losses has been recorded as of Dec. 31, 2013, or Dec. 31, 2012. If a participant does not provide payment within the applicable cure period and fails to bring the delinquent payment current within the applicable cure period, the unpaid loan balance, plus accrued interest, is deemed distributed to the participant and the participant’s Plan account is reduced by the outstanding loan payment, all in accordance with Plan rules and procedures.
PAYMENT OF BENEFITS
On termination of service due to death, disability or retirement, a participant may elect to receive either a lump-sum amount equal to the value of the participant’s vested interest in his or her account, or annual installments over a certain number of years. If employment is terminated before age 70½, participants can elect to defer receiving benefits if their vested account balance is greater than $1,000.
FORFEITED ACCOUNTS
At Dec. 31, 2013, and 2012, the value of forfeited non-vested accounts totaled $0.9 million and $1.2 million, respectively. As permitted by the terms of the Plan, during the Plan year ended Dec. 31, 2013, and Dec. 31, 2012, the Company determined to apply approximately $1.8 million and $2.5 million, respectively, of forfeited amounts to fund Company matching contributions.
RESCISSION OFFER
In May 2012, the Company discovered that it may have exceeded the amount of shares of common stock registered for offer and sale through the Monsanto Stock Funds investment option in the Plan and, therefore, inadvertently failed to maintain an effective SEC registration statement. The Company voluntarily made a rescission offer to Plan participants, which expired on July 27, 2012, and total resulting payments of less than $1 million were completed in 2012. The Company filed a new registration statement on Form S-8 on June 22, 2012, to register offers and sales under the Plan.
NOTE 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
The accompanying financial statements of the Plan have been prepared on the accrual basis of accounting.
The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities, disclosure of contingent liabilities at the date of the financial statements and reported amounts of increases and decreases during the reporting period. Actual results could differ from those estimates.
 
RISKS AND UNCERTAINTIES
The Plan is invested in various types of financial assets including common stock, debt securities and investment contracts, the values of which are determined by market factors including but not limited to interest rates, overall market volatility, credit ratings and default rates. The investment values recorded in the financial statements as of Dec. 31, 2013, reflect the market environment, risks and uncertainties at that point in time. It is reasonably possible that subsequent changes in the market environment could result in investment values materially different from those shown in the financial statements.

FULLY BENEFIT-RESPONSIVE INVESTMENT AND INSURANCE CONTRACTS
The Stable Value Fund is invested in synthetic guaranteed investment contracts ("Synthetic GICs") and a guaranteed insurance contract, as described in Note 4 — Guaranteed Investment Contracts and Guaranteed Insurance Contract. In accordance with Financial Services - Investment Companies topic of the Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC), the Statements of Net Assets Available for Benefits present the synthetic guaranteed investment contracts and the separate account insurance contract at fair value, as well as an additional line item showing an adjustment of fully benefit-responsive investment and insurance contracts from fair value to contract value. However, contract value is the relevant measurement attributable for that portion of the net assets available for benefits of a defined contribution plan attributable to fully benefit-responsive investment and insurance contracts. This is because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan. The Statement of Changes in Net Assets Available for Benefits is presented at a contract value basis.
INVESTMENT VALUATION AND INCOME RECOGNITION
The Plan’s investments are stated at fair value. Common stock is valued at quoted market prices. The collective investment trust funds are stated at fair value as determined by the fund’s administrator based on the fair market value of the underlying

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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

investments. When available, fair value is determined by quoted market prices. Amounts for securities that have no quoted market price represent estimated fair value. Debt securities without quoted market prices, including those held in the synthetic GICs and the separately held guaranteed insurance contract are generally valued based on yields currently available on comparable securities of issuers with similar credit ratings and similar maturities. See Note 6 — Fair Value Measurements — for further details.
Purchases and sales of securities are recorded on a trade-date basis. Dividend income is recorded on the ex-dividend date. Realized gains and losses from security transactions are reported on the average cost method. In the Statement of Changes in Net Assets Available for Benefits, the Plan presents the net appreciation in the fair value of its investments, which consists of the realized gains and losses and the unrealized appreciation and depreciation on these investments.
The Plan uses certain financial derivative instruments to hedge, acquire or change equity, currency or fixed income positions/durations in the portfolio. However, the Plan’s guidelines do not allow for derivatives to be used to leverage portfolio exposure. All derivatives are recognized in the synthetic guaranteed investment contracts on the Statement of Net Assets Available for Benefits at fair value adjusted to contract value. Changes in fair value of a derivative are recorded currently in the Statement of Changes in Net Assets as interest income.
The Plan pays certain outside service provider expenses (e.g. recordkeeping and trustee fees) incurred in the operation of the Plan. All investment manager fees are paid by the Plan and are included in administrative and investment management expenses. Certain other expenses are paid by the Company.
NEW ACCOUNTING STANDARDS
In January 2013, the FASB issued an update to the Balance Sheet topic of the ASC. This update requires additional disclosure in tabular or other format, about the nature of the Plan's rights of setoff and related arrangements associated with its financial instruments and derivative instruments. The new guidance is effective for reporting periods beginning on or after Jan. 1, 2013. Accordingly, Monsanto adopted this guidance for the Dec. 31, 2013 plan year, however the implementation did not result in a change to the financial statements.
In May 2011, the FASB issued an update to the Fair Value Measurements and Disclosures topic of the ASC. This update requires the categorization by level for items that are only required to be disclosed at fair value and information about transfers between Level 1 and Level 2. In addition, the update provides guidance on measuring the fair value of financial instruments managed within a portfolio and the application of premiums and discounts on fair value measurements. Additional disclosure regarding the sensitivity of fair value to changes in unobservable inputs and any interrelationships between those inputs for Level 3 measurements is required as well. The new guidance is effective for reporting periods beginning after Dec. 15, 2011. Accordingly, Monsanto adopted this guidance for the Dec. 31, 2012 plan year.
NOTE 3. NONPARTICIPANT-DIRECTED INVESTMENTS
All funds in the Plan are participant-directed except as noted below. In 2012, common stock — Monsanto Company included both participant and nonparticipant-directed investments and only the nonparticipant-directed portion is shown below. In 2012, previously unallocated ESOP shares of Monsanto common stock were allocated to participants accounts in the Monsanto Stock Fund. Beginning 2013, non-participant directed activity will no longer occur in the Monsanto Stock Fund because the ESOP debt has been repaid, no shares of Monsanto common stock remain as collateral for the loan, and all shares of Monsanto common stock and the dividends attributable thereto have been allocated to participant accounts. Participants may transfer any amounts from the Monsanto Stock Fund into any other investment option available under the Plan at any time.  Therefore, in 2013, the Company has shown the value of the Monsanto Stock Fund that was previously non-participant directed as a transfer out.
Information about the investments and the significant components of the changes in investments relating to the nonparticipant-directed investment amounts in the Plan (as of Dec. 31, 2013, and Dec. 31, 2012, and the year ended Dec. 31, 2013) is outlined in the table below.

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MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

 
As of Dec. 31,
(Dollars in thousands)
2013
 
2012
Investments:
 
 
 
   Cash and temporary investments
$
950

 
$
1,856

   Common stock — Monsanto Company
—

 
528,714

   Dividends and interest receivable
—

 
3,990

Total Investments
$
950

 
$
534,560

 

 
Year Ended
 
Dec 31, 2013
(Dollars in thousands)
 
Changes in Investments:
 
Interest income
$
1

Dividends
13

Net depreciation
(155
)
Administrative and investment management expenses
(1,413
)
Benefit payments and transfers(1)
(532,056
)
Changes in Investments
$
(533,610
)
(1) This amount includes the amount transferred out of non-participant directed investments in relation to the ESOP as discussed above.
NOTE 4. GUARANTEED INVESTMENT CONTRACTS AND GUARANTEED INSURANCE CONTRACT
The Stable Value Fund invests in Synthetic GICs and a separate account guaranteed insurance contract. The Synthetic GICs consist of an underlying portfolio of fixed income assets which are held by the trustee and owned by the plan and benefit-responsive wrap contracts (“Contracts”) issued by financial services companies.
The separate account guaranteed insurance contract is an investment contract with an insurance company. The insurance company owns the underlying assets, held in a separate account established for the sole benefit of the Plan's Stable Value Fund participants.
Separate, individual investment contracts were in place on Dec. 31, 2013, with Monumental Life Insurance Company, Metropolitan Life Insurance and Prudential Insurance Company. The Contracts provide that participants execute plan transactions at contract value. Contract value represents participant contributions made to the fund, plus earnings, less participant withdrawals.
Certain employer-initiated events such as a Plan merger or termination could limit the ability of the Plan to transact at contract value or could allow for the termination of the Contract at less than contract value. The Company believes that the occurrence of events that would cause the Plan to transact at less than contract value is probable of not occurring.
 
The following summarizes the contract value of the Synthetic GICs and the separate account guaranteed insurance contract as of Dec. 31, 2013, and Dec. 31, 2012.
Guaranteed Investment Contracts and Guaranteed Insurance Contract
 
As of Dec. 31,
 
2013
 
2012
(Dollars in thousands)
 
 
 
Metropolitan Life (separate account, guaranteed insurance contract)
$
135,330

 
$
131,620

Monumental Life Insurance Company
240,018

 
232,313

Prudential Insurance Company
177,410

 
171,395

Total
$
552,758

 
$
535,328

Each of the Contracts provide for the determination of a gross interest crediting rate (“Contract Rate”) which is reset quarterly based on the current yield and duration of the underlying fixed income portfolio and the spread between the market value and contract value of the underlying fixed income portfolio. The quarterly Contract Rate cannot be less than zero percent. The annualized composite Contract Rate of the three Contracts as of Dec. 31, 2013, and Dec. 31, 2012, was 2.97 percent and 3.78 percent, respectively. Participant accounts are credited with an interest rate which reflects the composite Contract Rates

9
Table of Contents

and the return of the transactional cash buffer portfolio. The annualized interest rate credited to participant accounts as of Dec. 31, 2013, and Dec. 31, 2012, was 2.90 percent and 3.59 percent, respectively.
NOTE 5. INVESTMENTS
Investments that represent more than 5 percent of the net assets available for benefits as of either Dec. 31, 2013, or Dec. 31, 2012, were as follows:
 
As of Dec. 31,
 
2013
 
2012
(Dollars in thousands)
 
 
 
Common stock — Monsanto Company (partially nonparticipant directed)
$
935,410

 
$
835,653

Collective investment funds:
 
 
 
Mellon Equity Index Fund
$
194,706

 
$
139,291


NOTE 6. FAIR VALUE MEASUREMENTS
The Plan determined the fair market values of its investments based on the fair value hierarchy established in the Fair Value Measurements and Disclosures topic of the ASC, which requires an entity to maximize the use of observable inputs and minimize the use of unobservable inputs when measuring fair value. The hierarchy contains three levels as follows, with Level 3 representing the lowest level of input:
Level 1 — Values based on unadjusted quoted prices in active markets that are accessible at the measurement date for identical assets or liabilities.
Level 2 — Values based on quoted prices for similar instruments in active markets, quoted prices for identical or similar instruments in markets that are not active, or model-based valuation techniques for which all significant assumptions are observable in the market.
Level 3 — Values generated from model-based techniques that use significant assumptions not observable in the market. These unobservable assumptions would reflect our own estimates of assumptions that market participants would use in pricing the asset or liability. Valuation techniques could include use of option pricing models, discounted cash flow models and similar techniques.
 
The following tables set forth by level the Plan’s investment assets that were accounted for at fair value on a recurring basis as of Dec. 31, 2013, and Dec. 31, 2012. As required by the Fair Value Measurements and Disclosures topic of the ASC, assets are classified in their entirety based on the lowest level of input that is a significant component of the fair value measurement. The Plan’s assessment of the significance of a particular input to the fair value measurement requires judgment and may affect the classification of fair value assets within the fair value hierarchy levels.
 
Fair Value Measurements at Dec. 31, 2013 Using
(Dollars in thousands)
Quoted Prices in
Active Markets for
Identical Items
(Level 1)
 
Significant Other
Observable Inputs
(Level 2)
 
Significant
Unobservable
Inputs
(Level 3)
 
Offset
 
Balance as of
Dec. 31, 2013
Investments at Fair Value:
 
 
 
 
 
 
 
 
 
Common Stock — Monsanto Company
$
935,410

 
$
—

 
$
—

 
$
—

  
$
935,410

Cash and Temporary Investment Funds
—

 
80,004

 
—

 
—

  
80,004

Debt Securities:
 
 
 
 
 
 
 
 
 
U.S. Government Debt
—

 
12,006

 
—

 
—

  
12,006

U.S. Agency Debt:
 
 
 
 
 
 
 
 
 
U.S. Agency Debentures
—

 
551

 
—

 
—

  
551

U.S. Agency Mortgages
—

 
32,895

 
—

 
—

  
32,895

U.S. State & Municipal Debt
—

 
5,253

 
—

 
—

  
5,253

Foreign Government Debt
—

 
344

 
—

 
—

 
344

Foreign Corporate Debt
—

 
7,988

 
—

 
—

  
7,988

U.S. Corporate Debt
—

 
28,260

 
—

 
—

  
28,260

Asset-Backed Securities
—

 
2,007

 
—

 
—

  
2,007


10
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

Total Debt Securities
—

 
89,304

 
—

 
—

  
89,304

Common and Preferred Stock — Other:
 
 
 
 
 
 
 
 
 
Domestic Large Capitalization
579,279

 
—

 
—

 
—

  
579,279

International
 
 
 
 
 
 
 
 
 
Developed Markets
162,966

 
—

 
—

 
—

  
162,966

Emerging Markets
24,979

 
1,690

 
—

 
—

  
26,669

Total Common and Preferred Stock – Other
767,224

 
1,690

 
—

 
—

  
768,914

Collective Investment Funds:
 
 
 
 
 
 
 
 
 
Common Stock:
 
 
 
 
 
 
 
 
 
Domestic Large Capitalization
—

 
310,734

 
—

 
—

  
310,734

Domestic Small Capitalization
—

 
204,822

 
—

 
—

  
204,822

International
—

 
77,002

 
—

 
—

  
77,002

Debt Securities Funds
—

 
170,333

 
—

 
—

  
170,333

Total Collective Investment Funds
—

 
762,891

 
—

 
—

  
762,891

Synthetic Guaranteed Investment Contracts:
 
 
 
 
 
 
 
 
 
Cash and Temporary Investments
—

 
44,509

 
—

 
(30,078
)
(1) 
14,431

Debt Securities:
 
 
 
 
 
 
 
 
 
U.S. Government Debt
—

 
122,247

 
—

 
—

  
122,247

U.S. Agency Debt:
 
 
 
 
 
 
 
 
 
U.S. Agency Debentures
—

 
15,547

 
—

 
—

  
15,547

U.S. Agency Mortgages
—

 
126,741

 
—

 
—

  
126,741

U.S. State & Municipal Debt
—

 
5,675

 
—

 
—

  
5,675

Foreign Government Debt
—

 
323

 
—

 
—

  
323

U.S. Corporate Debt
—

 
96,679

 
—

 
—

  
96,679

Foreign Corporate Debt
—

 
15,579

 
—

 
—

  
15,579

Mortgage-Backed Securities
—

 
7,428

 
—

 
—

  
7,428

Asset-Backed Securities
—

 
21,700

 
—

 
—

   
21,700

Derivative Instruments related to:
 
 
 
 
 
 
 
 
 
Futures
507

 
—

 
—

 
(507
)
(2) 
—

Total Synthetic Guaranteed Investment Contracts
507

 
456,428

 
—

 
(30,585
)
 
426,350

Guaranteed Insurance Contract Held Separately:
 
 
 
 
 
 
 
 
 
Cash & Temporary Investments
—

 
1,109

 
—

 
—

 
1,109

Debt Securities:
 
 
 
 
 
 
 
 
 
U.S. Government Debt
—

 
84,846

 
—

 
—

 
84,846

U.S. Agency Debentures
—

 
4,161

 
—

 
—

 
4,161

U.S. Corporate Debt
—

 
40,903

 
—

 
—

 
40,903

Foreign Corporate Debt
—

 
9,207

 
—

 
—

 
9,207

Foreign Government Debt
—

 
271

 
—

 
—

 
271

Total Guaranteed Insurance Contract Held Separately
—

 
140,497

 
—

 
—

 
140,497

Total Investments at Fair Value
$
1,703,141

 
$
1,530,814

 
$
—

 
$
(30,585
)
 
$
3,203,370

(1)
Offset for cash & temporary investments held within the synthetic guaranteed investment contracts represents unsettled pending purchases and sales.
(2)
Derivative futures have been offset by cash collateral held by the counterparty.

11
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

 
Fair Value Measurements at Dec. 31, 2012 Using
(Dollars in thousands)
Quoted Prices in
Active Markets for
Identical Items
(Level 1)
 
Significant Other
Observable Inputs
(Level 2)
 
Significant
Unobservable
Inputs
(Level 3)
 
Offset
 
Balance as of
Dec. 31, 2012
Investments at Fair Value:
 
 
 
 
 
 
 
 
 
Common Stock — Monsanto Company
$
835,653

 
$
—

 
$
—

 
$
—

  
$
835,653

Cash and Temporary Investment Funds
—

 
59,662

 
—

 
—

  
59,662

Debt Securities:
 
 
 
 
 
 
 
 
 
U.S. Government Debt
—

 
12,973

 
—

 
—

  
12,973

U.S. Agency Debt:
 
 
 
 
 
 
 
 
 
U.S. Agency Debentures
—

 
781

 
—

 
—

  
781

U.S. Agency Mortgages
—

 
17,176

 
—

 
—

  
17,176

U.S. State & Municipal Debt
—

 
4,106

 
—

 
—

  
4,106

Foreign Government Debt
—

 
352

 
—

 
—

 
352

Foreign Corporate Debt
—

 
3,610

 
—

 
—

  
3,610

U.S. Corporate Debt
—

 
21,863

 
—

 
—

  
21,863

Asset-Backed Securities
—

 
1,752

 
—

 
—

  
1,752

Total Debt Securities
—

 
62,613

 
—

 
—

  
62,613

Common and Preferred Stock — Other:
 
 
 
 
 
 
 
 

Domestic Large Capitalization
403,711

 
—

 
—

 
—

  
403,711

International Developed Markets
126,436

 
—

 
—

 
—

  
126,436

Emerging Markets
24,550

 
1,706

 
—

 
—

  
26,256

Total Common and Preferred Stock – Other
554,697

 
1,706

 
—

 
—

  
556,403

Collective Investment Funds:
 
 
 
 
 
 
 
 
 
Common Stock:
 
 
 
 
 
 
 
 
 
Domestic Large Capitalization
—

 
217,267

 
—

 
—

  
217,267

Domestic Small Capitalization
—

 
126,744

 
—

 
—

  
126,744

International
—

 
60,115

 
—

 
—

  
60,115

Debt Securities Funds
—

 
173,396

 
—

 
—

  
173,396

Total Collective Investment Funds
—

 
577,522

 
—

 
—

  
577,522

Synthetic Guaranteed Investment Contracts:
 
 
 
 
 
 
 
 
 
Cash and Temporary Investments
—

 
52,267

 
—

 
(24,703
)
(1) 
27,564

Debt Securities:
 
 
 
 
 
 
 
 
 
U.S. Government Debt
—

 
141,550

 
—

 
—

  
141,550

U.S. Agency Debt:
 
 
 
 
 
 
 
 
 
U.S. Agency Debentures
—

 
22,109

 
—

 
—

  
22,109

U.S. Agency Mortgages
—

 
105,599

 
—

 
—

  
105,599

U.S. State & Municipal Debt
—

 
4,649

 
—

 
—

  
4,649

Foreign Government Debt
—

 
981

 
—

 
—

  
981

U.S. Corporate Debt
—

 
101,600

 
—

 
—

  
101,600

Foreign Corporate Debt
—

 
8,085

 
—

 
—

  
8,085

Mortgage-Backed Securities
—

 
1,649

 
—

 
—

  
1,649

Asset-Backed Securities
—

 
15,806

 
—

 
—

  
15,806

Derivative Futures
131

 
—

 
—

 
(131
)
(2) 
—

Total Synthetic Guaranteed Investment Contracts
131

 
454,295

 
—

 
(24,834
)
 
429,592

Guaranteed Insurance Contract Held Separately:


 


 


 


 


Debt Securities:
 
 
 
 
 
 
 
 
 
Cash & Temporary Investments
—

 
5,195

 
—

 
—

 
5,195


12
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

U.S. Government Debt
—

 
86,865

 
—

 
—

 
86,865

U.S. Agency Debentures
—

 
3,511

 
—

 
—

 
3,511

U.S. Corporate Debt
—

 
38,642

 
—

 
—

 
38,642

Foreign Corporate Debt
—

 
7,285

 
—

 
—

 
7,285

Total Guaranteed Insurance Contract Held Separately
—

 
141,498

 
—

 
—

 
141,498

Total Investments at Fair Value
$
1,390,481

 
$
1,297,296

 
$
—

 
$
(24,834
)
 
$
2,662,943

(1)
Offset for cash & temporary investments held within the synthetic guaranteed investment contracts represents unsettled pending purchases and sales.
(2)
Derivative futures have been offset by cash collateral held by the counterparty.
 
For the year ended Dec. 31, 2013, there were no significant transfers in or out of Levels 1, 2 or 3. For the year ended Dec. 31, 2012, there were no significant transfers in or out of Levels 1 or 2.
Level 3 Gains and Losses — The table below sets forth a summary of changes in the fair value of the Plan’s Level 3 investment assets for the year ended Dec. 31, 2012. There were no changes in the fair value of the Plan's Level 3 investment assets for the year ended Dec. 31, 2013. As reflected in the table below, the net realized/unrealized gain on Level 3 investment assets and investment liabilities was less than $1 million.
 
Fair Value Measurements Using Significant Unobservable Inputs
(Dollars in thousands)
Common and Preferred Stock — Other:
Domestic Large Capitalization
Fair Value at Jan. 1, 2012
$
457

     Total Realized / Unrealized Gains / (Losses)
(116
)
     Purchases
—

     Settlements
—

     Net Transfers Into / (Out of) Level 3 (1)
(341
)
Fair Value at Dec. 31, 2012
$
—

Net Unrealized Gains (Losses) Still Held Included in Earnings(2)
$
—

(1)
Represents equities securities that were not previously publicly traded prior to 2012. They were issued and traded on public markets in 2012 and as such were transfered to Level 1.
(2)
Represents the amount of total gains or losses for the period, included in Net Appreciation in fair value of Investments on the Statement of Changes in Net Assets Available for Benefits, attributable to change in unrealized gains (losses) relating to assets and liabilities classified as Level 3 that are still held at Dec. 31, 2012.
For assets that are measured using quoted prices in active markets, the total fair value is the published market price per unit multiplied by the number of units held without consideration of transaction costs, which have been determined to be immaterial. Assets that are measured using significant other observable inputs are primarily valued by reference to quoted prices of markets that are not active. The following methods and assumptions were used to estimate the fair value of each class of financial instrument:
Cash and temporary investments: The carrying value of cash equivalents approximates fair value as maturities are less than three months, and temporary investments (maturities less than 12 months) primarily consist of fixed income deposits and commercial paper which are measured at fair value using observable inputs in an active market. A large portion of the Plan’s temporary investments are short-term collective investment funds—these commingled pools are in turn comprised of short-term fixed income assets that trade on a regular basis in active markets. However, because the commingled vehicles lack any formal listing or associated price quotes, they are classified as Level 2. Other temporary investment holdings are fixed income holdings with maturities of less than 12 months. Because these bonds are not traded on listed exchanges, yet do have observable valuation inputs, these are classified as Level 2 assets.
Debt securities: Debt securities assets consist of U.S. and foreign corporate credit, U.S. and foreign government issues (including related Agency Debentures and Mortgages), mortgage-backed securities, asset-backed securities and U.S. State and Municipal securities. U.S. treasury and U.S government agency bonds, as well as foreign government issues, are generally priced by institutional bids, which reflect estimated values based on underlying model frameworks at various dealers and vendors. While some corporate issues are formally listed on exchanges, dealers exchange bid and ask offers to arrive at executed transaction prices. Collateralized securities (both mortgage-backed and asset-backed) are valued using models with readily observable market data as inputs. All Foreign Government and Foreign Corporate Debt securities are denominated in

13
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

U.S. dollars. Although most of the debt securities held in the Plan are included in Synthetic GICs and the separately held guaranteed insurance contract in the Statements of Net Assets Available for Benefits, there are other debt securities held outside the Synthetic GICs and separate account insurance contract. All debt securities included in the Plan are classified as Level 2.
Common and Preferred stock and Monsanto Company Stock: The Plan’s common stock consists of investments in listed U.S. and foreign company stock, including Monsanto stock. These investments include both small-capitalization stocks (defined as companies with market capitalizations less than $2 billion) and large-capitalization stocks (companies with market capitalizations greater than $2 billion) as well as international developed and emerging markets. All such investments that are valued using observable, unadjusted quoted prices from the various public stock exchanges, both domestic and foreign (e.g., NYSE, NASDAQ, LSE), represent active market trades and are classified as Level 1. Some common and preferred stock holdings are valued based on quoted prices for similar instruments in active markets, and thus are classified as Level 2.
 
Collective investment funds: Some investment options are structured as commingled pools, or funds—this encompasses the International Equity Fund, the Equity Index Fund, the Value Equity Fund, the Small-Cap Growth Equity Fund, the Small-Cap Value Equity Fund, the Treasury Inflation-protected Securities Fund (TIPS), and the pre-mix portfolios (Conservative, Moderate, Moderate Aggressive and Aggressive). These funds are comprised of other broad asset category types, such as common and preferred stock, debt securities, derivatives and cash and temporary investments (see related sections). Irrespective of the underlying securities that comprise these collective funds, the funds themselves lack a formal listed market or publicly available quotes, and are therefore all classified as Level 2.
Synthetic guaranteed investment contracts and guaranteed insurance contract: The assets in this category represent the Stable Value Fund investment option. Almost all underlying assets are comprised of cash and temporary investments, debt securities and derivatives (see related sections). Assets within the Synthetic GICs and guaranteed insurance contract are assessed individually to assign level determination for the purposes of the Fair Value Measurements and Disclosures topic of the ASC, the discussion of which is incorporated into the appropriate asset categories.
Derivatives: The Plan holds interest rate futures contacts. Derivative securities are included within the GICs on the Statements of Net Assets Available for Benefits. Interest rate futures, and all listed options are measured at fair value using quoted market prices and are classified as Level 1.
NOTE 7. FINANCIAL INSTRUMENTS
During the years ended Dec. 31, 2013, and Dec. 31, 2012, the Plan at times utilized exchange-traded financial futures (fixed income interest rate and equity index), as well as options on similar underlying futures contracts. Derivatives are used at the discretion of those managers so authorized to help meet the objectives of the portfolios, and to manage exposures to interest rate sensitivity and market fluctuations. Other intended uses included creating synthetic market exposures, altering aggregate bond portfolio duration, or temporarily hedging certain exposures within the portfolio. The Plan’s investment policy states that financial instruments are neither held nor issued by the Plan for trading purposes, and no instruments may be used in such a manner that creates financial leverage, whereby the notional value of derivative contracts at inception of the derivative exceeds the fair value of the total being hedged. The fair values of all derivatives are included under Synthetic GICs on the Statements of Net Assets Available for Benefits. Gains or losses on derivatives are recognized as interest in the Statement of Changes in Net Assets Available for Benefits.
As of Dec. 31, 2013, and Dec. 31, 2012, the Plan held standardized interest rate futures. Derivative securities are included within the Synthetic GICs on the Statements of Net Assets Available for Benefits. Interest rate futures are measured at fair value using quoted market prices.
 
The notional amounts of the Plan’s derivative instruments outstanding as of Dec. 31, 2013, and Dec. 31, 2012, were as follows:
 
As of Dec. 31,
(Dollars in thousands)
2013
 
2012
Derivatives Not Designated as Hedges:
 
 
 
Interest rate futures(1)
$
(33,390
)
 
$
(27,348
)
Total Derivatives
$
(33,390
)
 
$
(27,348
)
(1) 
Interest rate futures were held in a net short position at Dec. 31, 2013, and 2012, and shown as a negative amount.

14
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

The fair values of the Plan’s derivative instruments outstanding as of Dec. 31, 2013, and Dec. 31, 2012, were as follows:
 
 
 
As of Dec. 31,
(Dollars in thousands)
Net Assets Available
for Benefits Location
 
2013
 
2012
Derivatives Not Designated as Hedges:
 
 
 
 
 
Interest rate futures
Synthetic guaranteed
investment contract(1)
 
$
507

 
$
131

Total Asset (Liability) Derivatives
 
 
$
507

 
$
131

(1) 
As allowed by the Derivatives and Hedging topic of the ASC, futures derivative assets have been offset by cash collateral held by the counterparty. Therefore, all derivatives are included in Synthetic GICs within the Statements of Net Assets Available for Benefits. See Note 6 — Fair Value Measurements — for a reconciliation to amounts reported in the Statements of Net Assets Available for Benefits as of Dec. 31, 2013, and Dec. 31, 2012.
The gains and losses on the Plan’s derivative instruments for the years ended Dec. 31, 2013, and Dec. 31, 2012, were as follows:
 
Amount of Gain (Loss)
Recognized
Year Ended Dec. 31,
 
 
(Dollars in thousands)
2013
 
2012
 
Changes in Net Assets Available
for Benefits Classifications
Derivatives Not Designated as Hedges:
 
 
 
 
 
Interest rate futures
$
1,359

 
$
(865
)
 
Interest
Foreign currency forwards
6

 
2

 
Interest
Equity contracts
8

 
86

 
Interest
Total Derivatives Not Designated as Hedges
$
1,373

 
$
(777
)
 
 
Total Derivatives
$
1,373

 
$
(777
)
 
 
NOTE 8. INFORMATION REGARDING TAX STATUS
On Oct. 17, 2003, the IRS issued Monsanto a favorable determination letter stating that the Plan as then designed, was qualified for federal income tax purposes in compliance with section 401(a) of the Internal Revenue Code (“IRC”). Pursuant to IRS procedures, on Jan. 9, 2008, Monsanto filed an application for a new determination letter for the Plan, which was amended and restated effective Jan. 1, 2006. In response to the Jan. 9, 2008 filing, on Aug. 15, 2013, the IRS issued Monsanto a favorable determination letter with respect to the Plan as amended and restated effective Jan. 1, 2006. Notwithstanding the then pending application as to the Jan. 1, 2006 version of the Plan and pursuant to IRS procedures, on Jan. 31, 2013, Monsanto filed an application for a new determination letter for the Plan, which was amended and restated effective June 1, 2012.  The Company believes that the Plan is currently designed in compliance with the applicable requirements of the IRC, and the Administrative Committee believes that the Plan is being operated in accordance with its terms. Therefore, no provision for income taxes has been included in the Plan's financial statements.
The Plan is subject to routine audits; however, there are currently no audits for any tax periods in progress. The Plan administrator believes it is no longer subject to income tax examinations for years prior to 2010.

NOTE 9. PRIORITIES UPON TERMINATION OF THE PLAN
If the Plan is terminated, all participants’ account balances will be fully vested, and all participants would then be entitled to a full distribution of their account balances in accordance with ERISA and the Internal Revenue Code as more fully described and set forth in the Plan document.
NOTE 10. PARTY-IN-INTEREST INVESTMENTS AND TRANSACTIONS
The Company is not aware of any nonexempt prohibited transactions with parties-in-interest during the period from Jan. 1, 2013, to Dec. 31, 2013.
As of Dec. 31, 2013, and Dec. 31, 2012, the Plan holds $935 million and $836 million, respectively, of common stock of Monsanto, the Plan sponsor.
Monsanto was the holder of the Plan’s ESOP debt. During 2013, the Company paid approximately $8 million in dividends with respect to shares held by the ESOP.

15
Tables of Contents
MONSANTO SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS (continued)

Certain Plan investments are units of collective investment funds managed by Northern specifically for employee benefit trusts. Northern is also the Plan trustee as defined by the Plan and, therefore, these collective investment funds qualify as exempt party-in-interest investments. Fees for Northern’s investment management services are paid by the Plan as described in Note 2 — Summary of Significant Accounting Policies.
FMR Corp. and its affiliates (individually and collectively, “Fidelity”) own less than six percent of the Company's outstanding common stock. Fidelity Workplace Investing, LLC, a subsidiary of FMR Corp., currently provides recordkeeping, third party administrative and other plan-related services to or on behalf of the Plan.
NOTE 11. RECONCILIATION OF FINANCIAL STATEMENTS TO FORM 5500
The following is a reconciliation of the Plan’s investments at fair value per the financial statements with the investments as reported on the Form 5500 Schedule of Assets as of Dec. 31, 2013, and 2012.
 
As of Dec. 31,
(Dollars in thousands)
2013
 
2012
Net assets available for benefits:
 
 
 
Investments, at fair value per financial statements
$
3,203,370

 
$
2,662,943

Adjustment from fair value to contract value for fully
benefit-responsive investment contracts
(14,089
)
 
(35,762
)
Loans to participants
29,830

 
28,764

Total investments per Form 5500 Schedule of Assets
(Held at End of Year)
$
3,219,111

 
$
2,655,945

NOTE 12. SUBSEQUENT EVENTS
Effective Jan. 1, 2014, a new employee or re-hire eligible to participate in SIP is automatically enrolled in the Plan at a five percent before-tax salary deferral rate applied to the participant's non-incentive eligible pay, 45 days after date of hire or rehire (or for temporary employees hired on or after July 1, 2007, 45 days after completing 1,000 hours of service) unless, within such 45 day period he or she elects a different salary deferral rate or elects not to participate.

Effective Jan. 1, 2014, the SIP has an automatic salary deferral rate increase feature applicable to participants who had been automatically enrolled in the Plan for at least six months as of the last day of the prior Plan year and have not made changes to their salary deferral rate. With respect to those participants, on January 10th of each Plan year, the before-tax salary deferral rate applicable to his or her non-incentive eligible pay will be increased by one percent, up to a maximum before-tax rate of eight percent, unless the participant elects to opt out of the automatic increase feature, elects a different percentage salary deferral rate or elects to not participate in the Plan.

*****


16
Table of Contents


MONSANTO SAVINGS AND INVESTMENT PLAN
EIN 43-1878297
SUPPLEMENTAL SCHEDULE 1
Form 5500, Schedule H, Part IV, Line 4i –
Schedule of Assets (Held at End of Year) as of Dec. 31, 2013


17
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
1ST NIAGARA FINL GROUP INC NEW COM
6,800

 
75,222

 
72,216

1ST QUANTUM MINLS COM NPV
21,670

 
463,912

 
390,366

5TH 3RD BANCORP COM
35,100

 
494,776

 
738,153

ABBOTT LAB COM
28,718

 
1,021,859

 
1,100,761

ABBVIE INC COM USD0.01
25,020

 
952,474

 
1,321,306

ACCOR EUR3
17,320

 
706,059

 
818,607

ACTAVIS PLC COM
9,280

 
1,258,941

 
1,559,040

ADOBE SYS INC COM
68,906

 
3,016,242

 
4,126,091

ADR AEGON N V NY REGISTRY SHS SHS
227,318

 
1,628,581

 
2,154,975

ADR ARM HLDS PLC SPONSORED ISIN US0420681068
43,793

 
1,953,837

 
2,397,229

ADR ASML HLDG NV NY REG 2012 (POST REV SPLIT)
17,950

 
1,666,838

 
1,681,915

ADR ASTRAZENECA PLC SPONSORED ADR UK
12,100

 
592,859

 
718,377

ADR BAIDU INC SPONSORED ADR
12,889

 
1,790,349

 
2,292,695

ADR COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP SPONSORED ADR
38,300

 
533,605

 
434,322

ADR CTRIP COM INTL LTD ADS AMERICAN DEP SHS
11,900

 
571,752

 
590,478

ADR EMBRAER S A SPONSORED ADR REPSTG 4 COM SHS
30,140

 
885,737

 
969,905

ADR FOMENTO ECONOMICO MEXICANA SAB DE CV
5,510

 
322,733

 
539,264

ADR GLAXOSMITHKLINE PLC SPONSORED ADR
103,000

 
4,735,538

 
5,499,170

ADR HDFC BK LTD ADR REPSTG 3 SHS
27,200

 
947,122

 
936,768

ADR HSBC HLDGS PLC SPONSORED ADR NEW
19,378

 
1,326,168

 
1,068,309

ADR ICICI BK LTD
29,430

 
1,475,158

 
1,093,913

ADR INDUSTRIA DE DISENO TEXTIL INDITEX SA ADR ADR
23,030

 
457,193

 
760,451

ADR KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ADR
16,770

 
784,642

 
679,353

ADR NOKIA CORP SPONSORED ADR
370,000

 
2,396,699

 
3,000,700

ADR NOVARTIS AG
86,400

 
4,761,462

 
6,944,832

ADR NOVO-NORDISK A S ADR
4,319

 
554,718

 
797,978

ADR PANASONIC CORP ADR ADR
108,000

 
1,180,625

 
1,259,280

ADR PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR
48,800

 
937,325

 
672,464

ADR PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR REPSTG PFD SHS
48,397

 
1,193,517

 
710,952

ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS
42,300

 
2,802,761

 
3,177,153

ADR SBERBANK RUSSIA SPONSORED ADR
57,400

 
700,393

 
721,518

ADR SWATCH GROUP AG ADR
16,919

 
542,515

 
561,711

ADR TEVA PHARMACEUTICAL INDS
31,395

 
1,364,566

 
1,258,312

ADR TOTAL SA
18,300

 
923,970

 
1,121,241


 

18
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
ADR UNILEVER PLC SPONSORED ADR NEW
27,000

 
895,841

 
1,112,400

ADR VALE S A ADR REPSTG PFD PREF ADR
16,394

 
422,532

 
229,680

ADR VODAFONE GROUP PLC NEW SPONSORED ADR
79,300

 
1,783,650

 
3,117,283

ADT CORP COM
52,950

 
1,911,633

 
2,142,887

AECOM TECHNOLOGY CORP DELAWARE COM
4,500

 
149,229

 
132,435

AES CORP COM
44,700

 
556,087

 
648,597

AETNA INC
4,400

 
219,020

 
301,796

AFFILIATED MANAGERS GROUP INC COM STK
7,240

 
1,266,753

 
1,570,211

AGGREKO ORD GBP0.13708387
20,400

 
542,211

 
577,428

AIA GROUP LTD USD1.00
178,400

 
521,836

 
895,020

AKAMAI TECHNOLOGIES INC COM STK
20,400

 
785,733

 
962,472

AKZO NOBEL NV EUR2
26,420

 
1,451,380

 
2,051,083

ALCOA INC COM STK
14,100

 
128,082

 
149,883

ALEXION PHARMACEUTICALS INC COM
29,468

 
3,032,293

 
3,921,012

ALGETA ASA NOK0.50
9,900

 
370,092

 
585,497

ALLERGAN INC COM
8,819

 
690,516

 
979,615

ALLIANCE DATA SYS CORP COM
10,910

 
2,010,321

 
2,868,566

ALLIANT TECHSYSTEMS INC COM
5,500

 
546,743

 
669,240

ALLIANZ SE (SE SOCIETAS EUROPEAE)
5,010

 
624,188

 
899,875

ALLIED WORLD ASSURANCE COMPANYHOLDINGS AG COMMON STOCK
4,900

 
444,593

 
552,769

ALLSTATE CORP COM
34,700

 
1,242,694

 
1,892,538

ALSTOM EUR7.0
16,150

 
692,798

 
589,172

AMAZON COM INC COM
32,502

 
6,725,376

 
12,961,473

AMDOCS ORD GBP0.01
15,300

 
528,772

 
630,972

AMER ELEC PWR CO INC COM
14,200

 
592,524

 
663,708

AMER FINL GROUP INC OH COM STK
7,100

 
368,876

 
409,812

AMERICAN INTERNATIONAL GROUP INC COM
64,300

 
2,368,789

 
3,282,515

AMERICAN TOWER CORP
8,343

 
458,563

 
665,938

AMERIPRISE FINL INC COM
1,100

 
57,057

 
126,555

AMERISOURCEBERGEN CORP COM
9,300

 
428,839

 
653,883

AMERN INTL GROUP 4.25% DUE 09-15-2014
100,000

 
99,448

 
102,500

AMGEN INC COM
5,500

 
446,285

 
627,880

ANADARKO PETRO CORP COM
5,731

 
430,400

 
454,583

ANHEUSER-BUSCH INBEV NV
11,030

 
705,318

 
1,174,258


 

19
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
ANHUI CONCH CEMENT 'H'CNY1
179,500

 
567,091

 
665,565

ANTERO RES CORP COM
4,800

 
247,870

 
304,512

AOL INC COM STK
17,530

 
452,522

 
817,249

AOL TIME WARNER 7.625% DUE 04-15-2031
275,000

 
304,718

 
348,031

AOL TIME WARNER 7.7% DUE 05-01-2032
594,000

 
651,035

 
762,679

AON PLC COM
23,680

 
1,876,743

 
1,986,515

APACHE CORP COM
35,000

 
2,972,957

 
3,007,900

APPLE INC COM STK
14,417

 
3,491,772

 
8,089,523

ARCHER-DANIELS-MIDLAND CO COM
3,600

 
148,788

 
156,240

ARROW ELECTR INC COM
6,200

 
328,358

 
336,350

ASSURANT INC COM
10,600

 
491,947

 
703,522

ASTELLAS PHARMA NPV
10,700

 
556,648

 
634,232

ASTRA INTL IDR50
997,000

 
583,670

 
557,075

AT&T CORP USD SR NT VAR RATE DUE 11-15-2031/11-14-2031 BEO
500,000

 
597,354

 
665,464

AT&T INC COM
8,400

 
253,881

 
295,344

ATLAS COPCO AB SER'A'NPV
25,470

 
577,666

 
707,081

AVIVA ORD GBP0.25
165,010

 
1,065,792

 
1,229,020

AVNET INC COM
8,400

 
309,322

 
370,524

AXA EUR2.29
78,380

 
1,468,341

 
2,182,755

AXIS CAPITAL HOLDINGS LTD COM USD0.0125
12,300

 
532,456

 
585,111

BAC CAP TR XI 6.625% DUE 05-23-2036
825,000

 
913,904

 
886,411

BAE SYSTEMS ORD GBP0.025
132,370

 
727,005

 
953,684

BAKER HUGHES INC COM
66,200

 
2,652,429

 
3,658,212

BANK AMER CORP 7.625% DUE 06-01-2019
725,000

 
876,323

 
899,237

BANK NEW YORK MELLON CORP COM STK
157,200

 
4,102,814

 
5,492,568

BANK OF AMERICA CORP
437,155

 
4,548,592

 
6,806,503

BANK ONE CAP III 8.75% DUE 09-01-2030
350,000

 
422,216

 
448,508

BANK RAKYAT INDONESIA PERSER
691,000

 
471,363

 
411,647

BARCLAYS ORD GBP0.25
178,812

 
706,786

 
805,400

BAYER AG NPV (REGD)
19,487

 
1,350,062

 
2,737,573

BB&T CORP COM
44,500

 
873,266

 
1,660,740

BBVA(BILB-VIZ-ARG) EUR0.49
70,859

 
742,776

 
873,684

BELLE INTERNATIONA HKD0.01
331,000

 
579,992

 
382,921

BEST BUY INC COM STK
56,220

 
1,976,626

 
2,242,054


 

20
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
BG GROUP ORD GBP0.10
48,900

 
983,447

 
1,050,853

BHP BILLITON LTD NPV
37,530

 
1,678,340

 
1,275,560

BIOGEN IDEC INC COM STK
30,720

 
5,454,338

 
8,593,920

BIOMARIN PHARMACEUTICAL INC COM ISIN CH0008107010
9,459

 
600,262

 
664,684

BM&FBOVESPA SA COM NPV
79,800

 
525,225

 
374,097

BNP PARIBAS EUR2
21,310

 
956,869

 
1,663,477

BNSF RY CO 2006-2 5.629% DUE 04-01-2024
172,862

 
172,862

 
191,152

BOEING CO COM
30,812

 
2,167,229

 
4,205,530

BORG WARNER INC COM
25,330

 
899,045

 
1,416,200

BOSTON PROPERTIES LP DTD 4-19-2010 5.625DUE 11-15-2020
250,000

 
262,301

 
281,261

BOSTON SCIENTIFIC CORP COM
248,440

 
2,760,824

 
2,986,249

BP ORD USD0.25
104,160

 
769,319

 
841,959

BR PROPERTIES SA COMSTK
45,000

 
435,433

 
354,774

Brazilian real
3

 
3

 
3

BRF SA COM NPV
15,000

 
228,202

 
313,129

BRISTOL MYERS SQUIBB CO COM
51,264

 
2,348,293

 
2,724,682

BRITISH AMERICAN TOBACCO ORD GBP0.25
16,890

 
673,245

 
905,800

British pound sterling
14,185

 
14,185

 
14,185

BSTN PPTYS LTD 3.125% DUE 09-01-2023
225,000

 
223,603

 
205,513

BSTN PPTYS LTD 3.8% DUE 02-01-2024
150,000

 
149,541

 
143,844

BSTN PPTYS LTD 4.125% DUE 05-15-2021
200,000

 
191,964

 
204,319

BSTN PPTYS LTD 5.625% DUE 04-15-2015
100,000

 
98,562

 
106,102

BURBERRY GROUP ORD GBP0.0005
23,670

 
417,717

 
594,324

BURL NORTHN SANTA 3.05% DUE 09-01-2022
700,000

 
696,535

 
656,316

BURL NORTHN SANTA 8.251% DUE 01-15-2021
244,197

 
250,467

 
289,828

CA INC COM
10,100

 
281,906

 
339,865

CADENCE DESIGN SYS INC COM
44,000

 
337,297

 
616,880

CALIFORNIA ST 7.3% 10-01-2039 BEO TAXABLE
375,000

 
490,374

 
471,596

CALIFORNIA ST 7.5% 04-01-2034 BEO TAXABLE
800,000

 
831,666

 
1,018,016

CALIFORNIA ST 7.625% 03-01-2040 BEO TAXABLE
150,000

 
183,474

 
197,487

CALIFORNIA STATE 7.55 MUN BDS DUE 04-01-2039 USD5000
475,000

 
470,843

 
615,595

Canadian dollar
9,244

 
9,244

 
9,244

CANADIAN PAC RY LTD COM CANADIAN PACIFICRAILWAY LTD
4,253

 
489,893

 
643,564

CAP 1 FINL CORP 3.5% DUE 06-15-2023
875,000

 
807,083

 
821,370


 

21
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
CAP 1 FINL CORP 4.75% DUE 07-15-2021
75,000

 
85,325

 
79,751

CAP 1 FNCL COM
141,900

 
6,420,664

 
10,870,959

CAPITALAND LTD NPV
197,000

 
563,258

 
472,763

CARDINAL HLTH INC
23,200

 
1,389,549

 
1,549,992

CARMAX INC COM
21,800

 
398,744

 
1,025,036

CARNIVAL CORP COM PAIRED
8,200

 
266,316

 
329,394

CBOE HOLDINGS INC COM
7,700

 
338,993

 
400,092

CBRE GROUP INC CL A CL A
6,200

 
146,587

 
163,060

CDN NATL RAILWAYS COM NPV
15,300

 
515,253

 
872,064

CDN NATURAL RESOURCES COMMON STOCK
20,090

 
803,577

 
679,562

CELANESE CORP DEL COM SER A STK
38,700

 
1,665,723

 
2,140,497

CELGENE CORP COM
30,079

 
3,601,546

 
5,082,148

CF INDS HLDGS INC COM
700

 
126,485

 
163,128

CHASESERIES 2012-8 NT CL A .54 DUE 10-16-2017
820,000

 
819,696

 
818,883

CHEUNG KONG(HLDGS) HKD0.50
85,000

 
1,289,082

 
1,341,802

CHEVRON CORP COM
39,611

 
3,667,950

 
4,947,810

CHINA LIFE INSURANCE CO 'H' CNY1
306,000

 
753,546

 
957,021

CHINA MOBILE LTD HKD0.10
71,000

 
749,342

 
736,212

CHINA RESOURCES LAND HKD0.10
200,000

 
413,810

 
495,760

CHINA TELECOM CORP LTD 'H'CNY1
1,930,000

 
1,020,685

 
975,734

CHIPOTLE MEXICAN GRILL INC COM STK
2,669

 
690,202

 
1,421,990

CHUBB CORP COM
7,900

 
678,661

 
763,377

CIA ENERG MG-CEMIG PRF BRL5.00
55,042

 
482,457

 
326,856

CIE DE ST-GOBAIN EUR4
20,130

 
781,933

 
1,108,832

CIGNA CORP 5.375% DUE 02-15-2042
125,000

 
144,835

 
129,963

CIGNA CORP 5.875% DUE 03-15-2041
75,000

 
85,677

 
82,729

CIGNA CORP 7.875 DEB DUE 05-15-2027
300,000

 
373,960

 
373,098

CIGNA CORP 8.5% DUE 05-01-2019
100,000

 
131,961

 
127,761

CIGNA CORP CIGNA CORP 5.375% DUE 03-15-2017/03-15-2007
150,000

 
162,357

 
166,222

CIGNA CORP NT DTD 07/23/1998 STEP UP DUE1-15-33 BEO 8.3 TIL 1-15-23 8.08 AFTER
100,000

 
123,537

 
120,634

CIGNA CORPORATION
28,400

 
1,732,756

 
2,484,432

CITIGROUP CAP XIII 7.875% TR PFD SECS FIXED/FLTG
31,770

 
860,335

 
865,733

CITIGROUP INC 4.05% DUE 07-30-2022
175,000

 
178,215

 
173,050

CITIGROUP INC COM NEW COM NEW
36,584

 
1,228,546

 
1,906,392


 

22
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
CITIGROUP INC GLOBAL SR NT FLTG RATE DUE05-15-2018 REG
475,000

 
381,313

 
494,696

CLIFFS NAT RES INC COM STK
11,000

 
273,296

 
288,310

COACH INC COM
45,500

 
2,374,613

 
2,553,915

COBALT INTL ENERGY INC COM
85,500

 
1,631,863

 
1,406,475

COCA COLA CO COM
37,365

 
1,269,425

 
1,543,548

COGNIZANT TECH SOLUTIONS CORP CL A
13,200

 
916,664

 
1,332,936

COMCAST CORP NEW 5.85% DUE 11-15-2015
100,000

 
100,332

 
109,408

COMCAST CORP NEW 5.9% DUE 03-15-2016
225,000

 
224,690

 
248,488

COMCAST CORP NEW 6.3% DUE 11-15-2017
200,000

 
200,076

 
232,927

COMCAST CORP NEW CL A SPL CL A SPL
6,000

 
115,537

 
299,280

COMCAST CORP NEW-CL A
195,425

 
4,630,579

 
10,155,260

COMERICA INC COM
5,700

 
244,308

 
270,978

COMMERZBANK AG NPV
46,590

 
547,982

 
751,767

COMPUTER SCI CORP COM
24,000

 
947,160

 
1,341,120

CONCHO RES INC COM STK
5,677

 
463,079

 
613,116

CONOCOPHILLIPS COM
13,900

 
827,924

 
982,035

CONSTELLATION BRANDS INC CL A CL A
45,070

 
2,236,986

 
3,172,027

CORNING INC COM
237,500

 
3,141,691

 
4,232,250

COSTCO WHOLESALE CORP NEW COM
10,133

 
767,784

 
1,205,928

COVIDIEN PLC USD0.20(POST CONSLDTN)
4,100

 
183,400

 
279,210

COX COMMUNICATIONS 2.95% DUE 06-30-2023
550,000

 
519,110

 
480,613

COX COMMUNICATIONS 5.45% DUE 12-15-2014
24,000

 
23,808

 
25,081

COX COMMUNICATIONS 5.5% DUE 10-01-2015
275,000

 
275,166

 
295,180

CREDICORP LTD COM STK
3,080

 
438,714

 
408,808

CREDIT SUISSE AG CHF0.04(REGD)
50,677

 
1,421,180

 
1,553,901

CRH ORD EUR0.32(DUBLIN LISTING)
45,820

 
864,357

 
1,155,419

CROWN CASTLE INTL CORP COM STK
35,858

 
1,949,249

 
2,633,053

CUBIST PHARMACEUTICALS INC COM
3,000

 
193,508

 
206,610

CUMMINS INC
6,900

 
570,111

 
972,693

D R HORTON INC COM
39,400

 
804,255

 
879,408

DANAHER CORP COM
31,622

 
1,183,650

 
2,441,218

DBS GROUP HLDGS NPV
93,000

 
1,006,600

 
1,259,544

DELTA AIR LINES INC DEL COM NEW COM NEW
82,790

 
1,706,003

 
2,274,241


 

23
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
DEUTSCHE LUFTHANSA ORD NPV (REGD)(VINK)
40,450

 
805,213

 
859,481

DEUTSCHE POST AG NPV(REGD)
16,530

 
314,548

 
603,604

DIAGEO PLC SPONSORED ADR NEW
5,102

 
642,010

 
675,607

DIAMOND OFFSHORE DRILLING INC COM
6,700

 
465,431

 
381,364

DISCOVER FINL SVCS COM STK
14,300

 
458,461

 
800,085

DISCOVERY COMMUNICATIONS INC NEW COM SERA STK
31,449

 
2,475,089

 
2,843,619

DISCOVERY COMMUNICATIONS INC NEW COM SERC COM SER C
11,000

 
771,084

 
922,460

DISH NETWORK CORP CL A COM STK
37,800

 
1,144,036

 
2,189,376

DOLLAR TREE INC COM STK
28,015

 
1,323,490

 
1,580,606

DOMTAR CORP COM NEW COM NEW
4,675

 
307,981

 
441,040

DOW CHEM CO 7.375% DUE 11-01-2029
575,000

 
625,736

 
738,940

DOW CHEM CO 8.55 DUE 05-15-2019
217,000

 
228,505

 
280,189

DOW CHEM CO NT 9.4 DUE 05-15-2039
75,000

 
74,672

 
112,043

DOW CHEMICAL CO COM
43,900

 
1,343,828

 
1,949,160

DR REDDYS LABS LTD ADR REPSTG 1/2 SH
11,700

 
459,050

 
480,051

DUNKIN BRANDS GROUP INC COM
12,639

 
371,251

 
609,200

E.ON SE NPV
22,630

 
726,425

 
418,320

EAST JAPAN RAILWAY CO NPV
8,500

 
550,881

 
677,703

EATON CORP OHIO 1.5 DUE 11-02-2017
50,000

 
49,946

 
49,017

EATON CORP OHIO 2.75% DUE 11-02-2022
150,000

 
149,496

 
139,929

EATON CORP PLC COM USD0.50
46,695

 
2,982,483

 
3,554,423

EBAY INC COM USD0.001
76,613

 
3,018,858

 
4,205,288

ECOLAB INC COM
8,300

 
630,264

 
865,441

EDISON INTL COM
22,000

 
929,395

 
1,018,600

EMC CORP COM
22,454

 
582,020

 
564,718

ENEL FINANCE INTL NV NT 144A 6 10-07-2039/10-07-2009 BEO
250,000

 
236,886

 
239,784

ENI SPA EUR1
54,768

 
1,279,449

 
1,319,928

ENTERGY CORP NEW COM
8,000

 
535,471

 
506,160

EOG RESOURCES INC COM
7,744

 
984,522

 
1,299,753

ERICSSON SER'B' NPV
71,480

 
794,399

 
873,662

ERP OPERATING LP 4.625 DUE 12-15-2021 REG
675,000

 
763,466

 
711,624

ESSILOR INTL EUR0.18
3,479

 
377,189

 
370,472

ESTEE LAUDER COMPANIES INC CL A USD0.01
8,127

 
390,134

 
612,126

Euro
35,577

 
35,577

 
35,577


 

24
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
EVEREST RE GROUP COM
4,100

 
456,705

 
639,067

EXELIS INC
37,000

 
579,755

 
705,220

EXELON CORP COM
48,400

 
1,917,929

 
1,325,676

EXPRESS SCRIPTS HLDG CO COM
36,688

 
2,173,467

 
2,576,965

EXPT IMP BK KOREA NT 4 DUE 01-11-2017 REG
325,000

 
324,373

 
344,302

EXXON MOBIL CORP COM
20,600

 
1,715,810

 
2,084,720

FACEBOOK INC CL A CL A
129,058

 
4,028,920

 
7,054,310

FANUC CORP NPV
3,000

 
430,022

 
549,451

FASTENAL CO COM
13,722

 
522,763

 
651,932

FEDERAL HOME LN MTG CORP POOL #1Q-0481 FLTG 02-01-2038 BEO
232,904

 
248,042

 
249,131

FEDERAL HOME LN MTG CORP POOL #C9-1001 6.5% 11-01-2026 BEO
285,415

 
291,837

 
317,159

FEDERAL HOME LN MTG CORP POOL #C9-1362 4.5% 03-01-2031 BEO
530,104

 
569,614

 
570,829

FEDERAL HOME LN MTG CORP POOL #G0-1513 6% 03-01-2033 BEO
202,890

 
205,394

 
226,910

FEDERAL HOME LN MTG CORP POOL #G0-4585 5.5% 02-01-2038 BEO
452,491

 
487,700

 
493,158

FEDERAL HOME LN MTG CORP POOL #G0-5979 5.5% 10-01-2038 BEO
196,425

 
212,354

 
214,079

FEDERAL HOME LN MTG CORP POOL #G0-6801 4.5% 09-01-2041 BEO
1,814,006

 
1,944,955

 
1,922,058

FEDERAL HOME LN MTG CORP POOL #G0-6875 5.5% 12-01-2038 BEO
868,575

 
955,839

 
949,667

FEDERAL HOME LN MTG CORP POOL #G07504 4.5% 07-01-2041 BEO
761,489

 
809,736

 
806,783

FEDERAL HOME LN MTG CORP POOL #G1-1288 6.5% 06-01-2017 BEO
38,911

 
40,717

 
41,119

FEDERAL HOME LN MTG CORP POOL #G1-1431 6% 02-01-2018 BEO
22,576

 
23,345

 
23,718

FEDERAL HOME LN MTG CORP POOL #G1-1452 6.5% 04-01-2018 BEO
41,036

 
43,184

 
43,364

FEDERAL HOME LN MTG CORP POOL #G1-1564 6.5% 08-01-2017 BEO
147,848

 
156,442

 
156,763

FEDERAL HOME LN MTG CORP POOL #G1-1622 6% 02-01-2018 BEO
160,240

 
168,253

 
168,887

FEDERAL HOME LN MTG CORP POOL #G1-3432 5.5% 01-01-2024 BEO
230,930

 
252,003

 
250,646

FEDERAL HOME LN MTG CORP POOL #G1-4590 4.5% 07-01-2026 BEO
525,889

 
562,948

 
564,057

FEDERAL HOME LN MTG CORP POOL #G1-4762 4% 07-01-2026 BEO
670,681

 
707,149

 
708,737

FEDERAL HOME LN MTG CORP POOL #H0-9212 5.5% 05-01-2038 BEO
174,619

 
185,642

 
187,263

FEDERAL HOME LN MTG CORP SER 3420 CL AD 5.5 DUE 11-15-2037
486,726

 
515,930

 
527,630

FEDERAL HOME LN MTG CORP SR 4283 CL EW VAR RT 12-15-2043
1,612,000

 
1,783,779

 
1,768,428

FEDERAL NATL MTG ASSN GTD MTG POOL #AL1845 ADJ RT DUE 06-01-2039 BEO
465,192

 
498,918

 
489,619

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3358 5% 04-01-2025 BEO
568,539

 
614,000

 
612,357

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3652 6% 10-01-2040 BEO
1,107,515

 
1,209,268

 
1,226,477

FEDERAL NATL MTG ASSN GTD MTG POOL #AL4147 4.5% 01-01-2025 BEO
405,143

 
430,148

 
431,492

FEDERAL NATL MTG ASSN GTD MTG POOL #AL4577 4.5% 01-01-2034 BEO
1,869,000

 
2,008,007

 
2,009,225


 

25
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FEDEX CORP COM
54,200

 
4,262,297

 
7,792,334

FEDT RETAIL HLDGS 6.375% DUE 03-15-2037
125,000

 
138,144

 
139,492

FHLMC GOLD E0-1140 6 05-01-2017
32,691

 
33,779

 
34,343

FHLMC GOLD E7-8398 6.5 07-01-2014
395

 
404

 
398

FHLMC GOLD G0-8271 6 05-01-2038
106,255

 
116,648

 
117,118

FHLMC GOLD G1-1516 6 03-01-2018
30,506

 
32,036

 
32,037

FHLMC GOLD G1-4730 4 02-01-2027
535,815

 
569,136

 
565,886

FHLMC GOLD G3-0317 6.5 01-01-2027
412,592

 
422,649

 
458,481

FHLMC GOLD H0-9901 6.5 08-01-2036
121,957

 
128,360

 
131,331

FHLMC MULTICLASS SER 1955 CL Z 7.5 05-20-2027
214,490

 
230,476

 
244,282

FHLMC MULTICLASS SER T-41 CL 2A 6.24207019806 07-25-2032
90,083

 
93,482

 
99,366

FHLMC POOL #1Q1313 ADJ RT 09-01-2037
133,581

 
144,852

 
143,745

FHLMC POOL #849096 ADJ RT 10-01-2041
509,016

 
526,912

 
530,911

FHLMC POOL #G0-5603 7 11-01-2038
247,103

 
268,493

 
270,074

FHLMC POOL #G07492 4.5 03-01-2042
1,425,304

 
1,518,840

 
1,509,178

FHLMC POOL #G3-0248 6.5 12-01-2023
181,158

 
191,263

 
201,306

FHLMC POOL #H0-1579 6.5 08-01-2036
36,232

 
36,605

 
39,012

FIREEYE INC COM
2,428

 
85,449

 
105,885

FLEXTRONICS INTL LTD COM STK
20,900

 
190,146

 
162,393

FLOWSERVE CORP COM
7,700

 
448,010

 
606,991

FMC TECHNOLOGIES INC COM
8,762

 
445,031

 
457,464

FNMA 2001-T10 CL A1 PASS THROUGH 7 12-25-2041
43,981

 
45,884

 
51,122

FNMA FNMA #0256328 6.5 07-01-2036
332,427

 
366,916

 
358,401

FNMA POOL #256937 6.5% 10-01-2037 BEO
90,952

 
92,600

 
98,311

FNMA POOL #257075 5.5% DUE 02-01-2028 REG
862,233

 
942,529

 
957,534

FNMA POOL #357906 5.5% 08-01-2035 BEO
258,627

 
281,984

 
286,327

FNMA POOL #545090 6% DUE 07-01-2016 REG
18,536

 
19,431

 
19,301

FNMA POOL #555299 7% 11-01-2017 BEO
33,682

 
35,819

 
35,196

FNMA POOL #555531 5.5% 06-01-2033 BEO
269,295

 
283,980

 
298,373

FNMA POOL #725135 6% 05-01-2018 BEO
44,518

 
46,751

 
46,748

FNMA POOL #725510 6.5% 07-01-2017 BEO
8,791

 
9,268

 
8,906

FNMA POOL #731243 5.5% 08-01-2033 BEO
808,572

 
901,558

 
904,324

FNMA POOL #735417 6.5% 03-01-2035 BEO
235,733

 
245,051

 
265,154

FNMA POOL #735439 6% 09-01-2019 BEO
204,676

 
209,825

 
218,280




26
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FNMA POOL #735857 6.5 06-01-2033 BEO
424,518

 
438,962

 
476,281

FNMA POOL #745329 6% DUE 07-01-2035 BEO
38,154

 
38,554

 
42,829

FNMA POOL #888368 7% 03-01-2037 BEO
128,225

 
145,295

 
144,935

FNMA POOL #888369 7% DUE 03-01-2037 REG
477,877

 
530,279

 
533,339

FNMA POOL #907860 ADJ RT DUE 02-01-2037 BEO
686,617

 
730,496

 
734,397

FNMA POOL #995525 6% 12-01-2038 BEO
179,374

 
195,238

 
199,199

FNMA POOL #AB8193 6% 10-01-2038 BEO
172,383

 
187,817

 
191,094

FNMA POOL #AD0070 6.5% 12-01-2037 BEO
64,867

 
69,205

 
69,856

FNMA POOL #AD0163 6% 11-01-2034 BEO
644,232

 
680,873

 
723,025

FNMA POOL #AD0276 5.5% 01-01-2024 BEO
324,183

 
343,786

 
354,128

FNMA POOL #AD0310 7% 12-01-2038 BEO
235,362

 
255,882

 
263,084

FNMA POOL #AE0381 5.5% 12-01-2024 BEO
373,096

 
401,836

 
409,036

FNMA POOL #MA0232 4.5% 11-01-2029 BEO
1,175,948

 
1,262,490

 
1,252,771

FNMA POOL #MA0563 4% 11-01-2030 BEO
184,893

 
196,680

 
193,232

FNMA PREASSIGN 00717 6.5 11-25-2041
690,156

 
707,033

 
791,069

FNMA PREASSIGN 00837 7.5 10-25-2040
55,415

 
56,852

 
64,592

FNMA REMIC SER 2002-W6 CL 2A1 FLT RT 06-25-2042
40,980

 
43,164

 
47,546

FNMA REMIC SER 2003-W17 CL PT1 08-25-2032
102,216

 
116,777

 
123,760

FNMA REMIC SER 2012-134 CL FK VAR RATE 12-25-2042
2,167,506

 
2,164,119

 
2,144,292

FNMA REMIC TR 2004-W9 CL-2A2 7 DUE 02-25-2044
555,580

 
650,029

 
649,977

FNMA SERIES 2001-W3 CLASS-A 7 09-25-2041
45,668

 
49,621

 
52,172

FORD MTR CO DEL COM PAR $0.01 COM PAR $0.01
27,200

 
466,092

 
419,696

FORD MTR CR CO LLC 4.25% DUE 09-20-2022
225,000

 
228,200

 
226,034

FORD MTR CR CO LLC 5.625% DUE 09-15-2015
325,000

 
323,265

 
349,788

FORD MTR CR CO LLC 5.75% DUE 02-01-2021
700,000

 
700,000

 
784,187

FORD MTR CR CO LLC 8.125% DUE 01-15-2020
400,000

 
501,864

 
500,180

FOREST LABORATORIES INC
21,500

 
920,623

 
1,290,645

FOSSIL GROUP INC COM
4,000

 
389,422

 
479,760

FRESENIUS SE&KGAA NPV
5,980

 
685,277

 
919,600

GALP ENERGIA EUR1
43,620

 
652,790

 
716,165

GAMESTOP CORP NEW CL A
11,200

 
391,755

 
551,712

GEN ELEC CAP CORP 4.625 DUE 01-07-2021 REG
150,000

 
155,826

 
163,567

GEN ELEC CAP CORP 5.5% DUE 01-08-2020
350,000

 
362,959

 
400,807

GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE # TR 00849 4.65 DUE 10-17-2021
450,000

 
491,952

 
490,252





27
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
GEN MTRS CO COM
14,400

 
383,873

 
588,528

GENERAL ELECTRIC CO
225,000

 
4,591,342

 
6,306,750

GETINGE AB SER'B'NPV
25,970

 
803,140

 
889,577

GIC METLIFE CONTRACT # 32713 RATE 2.65%MAT EVERGREEN
135,330,504

 
135,330,504

 
135,330,504

GIC MONUMENTAL CONTRACT# MDA01050TR RATE 3.1200% MAT EVERGREEN SYNTHETIC
240,017,863

 
240,017,863

 
240,017,863

GIC PRUDENTIAL CONTRACT# GA-62301 RATE 3.1200% MAT EVERGREEN (SYNTHETIC)
177,409,928

 
177,409,928

 
177,409,928

GILEAD SCIENCES INC
114,014

 
3,952,589

 
8,568,152

GLAXOSMITHKLINE ORD GBP0.25
54,470

 
1,132,970

 
1,453,830

GLENCORE XSTRATA PLC ORD USD0.01
139,012

 
911,061

 
719,956

GOLD POOL #G14668 4 12-01-2026
519,859

 
551,456

 
549,010

GOLDMAN SACHS GROUP INC COM
33,458

 
3,994,139

 
5,930,765

GOODYEAR TIRE & RUBBER CO COM
18,300

 
386,701

 
436,455

GOOGLE INC CL A CL A
15,543

 
8,971,119

 
17,419,196

GREEN MTN COFFEE ROASTERS
2,700

 
156,654

 
204,066

GRUPO FINANCIERIO BANORTE S.A.B DE C.A
68,900

 
428,985

 
480,616

H.LUNDBECK A/S DKK5
18,280

 
374,548

 
462,563

HALLIBURTON CO COM
11,500

 
526,957

 
583,625

HANG LUNG PROPERTIES HKD1
140,000

 
630,259

 
442,367

HEALTHNET INC SR NT 6.375% DUE 06-01-2017/05-18-2007
250,000

 
250,962

 
269,375

HEIDELBERGCEMENT NPV
13,530

 
665,617

 
1,028,198

HENKEL AG & CO KGAA NON-VTG PRF NPV
7,010

 
444,060

 
814,387

HERBALIFE LTD COM STK
5,700

 
376,099

 
448,590

HERSHEY COMPANY COM STK USD1
21,680

 
1,769,960

 
2,107,946

HEWLETT PACKARD CO 3.3% DUE 12-09-2016
225,000

 
224,528

 
235,491

HEWLETT PACKARD CO 5.5% DUE 03-01-2018
300,000

 
339,033

 
333,639

HEWLETT PACKARD CO COM
347,600

 
8,431,506

 
9,725,848

HILTON WORLDWIDE HLDGS INC COM
4,300

 
86,000

 
95,675

HOLCIM LTD CHF2.00 (REGD)
8,540

 
529,695

 
640,968

HOME DEPOT INC COM
19,880

 
1,168,142

 
1,636,919

HON HAI PRECISION GDR(REP 2 SHS TWD10)REG'S
100,780

 
574,526

 
536,150

HONDA MOTOR CO NPV
21,100

 
784,538

 
869,255

Hong Kong dollar
12,758

 
12,758

 
12,758

HSBC HLDGS PLC 6.5% DUE 05-02-2036
600,000

 
671,604

 
710,719

HSBC HOLDINGS PLC 5.1 DUE 04-05-2021
325,000

 
331,218

 
361,221



28
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
HSBC HOLDINGS PLC ORD USD0.50(HONGKONG REG)
209,200

 
2,242,607

 
2,270,409

HUMANA INC COM
11,400

 
899,243

 
1,176,708

HUNTINGTON BANCSHARES INC COM
68,600

 
423,320

 
661,990

HUNTINGTON INGALLS INDS INC COM
7,500

 
501,338

 
675,075

HUTCHISON WHAM HKD0.25
32,000

 
343,804

 
434,990

HYUNDAI MOBIS KRW5000
5,187

 
1,318,806

 
1,442,540

ILLINOIS ST 5.665 MUN BD DUE 03-01-2018
600,000

 
652,264

 
654,108

ILLINOIS ST 4.961% 03-01-2016 BEO TAXABLE
75,000

 
78,977

 
80,141

ILLINOIS ST 5.365% 03-01-2017 BEO TAXABLE
1,000,000

 
1,046,424

 
1,077,920

ILLUMINA INC COM
7,837

 
432,117

 
866,929

INDUSTRIAL & COMMERCIAL BANK CHINA 'H'
1,070,860

 
770,334

 
723,689

INFINEON TECHNOLOG ORD NPV (REGD)
79,940

 
691,634

 
854,790

INFOSYS LIMITED ADR
10,630

 
571,456

 
601,658

ING GROEP NV CVA EUR0.24
163,730

 
1,750,775

 
2,278,679

INGRAM MICRO INC CL A
25,100

 
544,736

 
588,846

INTACT FINL CORP COM NPV
9,170

 
560,289

 
598,704

INTEL CORP COM
42,345

 
958,831

 
1,099,276

INTERCONTINENTALEXCHANGE GROUP INC COM
13,600

 
2,051,453

 
3,058,912

INTERNATIONAL BUSINESS MACHS CORP COM
3,800

 
730,331

 
712,766

INTERPUBLIC GROUP COMPANIES INC COM
39,600

 
363,028

 
700,920

INTESA SANPAOLO EUR0.52
291,243

 
797,903

 
719,965

INTL CONS AIRL DI
163,980

 
661,366

 
1,090,170

INTUITIVE SURGICAL INC COM NEW STK
900

 
351,589

 
345,672

ITOCHU CORP NPV
52,000

 
501,070

 
642,672

JOHNSON & JOHNSON COM USD1
11,500

 
734,463

 
1,053,285

JOHNSON CTL INC COM
25,400

 
733,431

 
1,303,020

JPMORGAN CHASE & 4.35% DUE 08-15-2021
75,000

 
77,187

 
79,044

JPMORGAN CHASE & CO COM
76,500

 
2,783,791

 
4,473,720

JUNIPER NETWORKS INC COM
77,738

 
1,976,530

 
1,754,547

KASIKORNBANK PLC THB10 (ALIEN MKT)
56,400

 
258,404

 
272,045

KBC GROEP NV NPV
7,832

 
143,421

 
445,174

KELLOGG CO COM USD0.25
6,500

 
394,478

 
396,955

KERING
3,410

 
576,808

 
721,972

KEYCORP NEW COM
52,600

 
436,054

 
705,892



29
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
KINGFISHER ORD GBP0.157142857
168,899

 
689,450

 
1,076,156

KOMATSU NPV
24,400

 
628,248

 
496,102

KONINKLIJKE PHILIP EUR0.20
24,120

 
748,347

 
885,577

KONNINKLIJKE PHILIPS N.V
45,000

 
929,431

 
1,663,650

KOSMOS ENERGY LTD
14,100

 
152,671

 
157,638

KROGER CO COM
14,100

 
335,161

 
557,373

KS CY SOUTHN
21,770

 
2,654,787

 
2,695,779

KUBOTA CORP NPV
46,000

 
441,003

 
761,087

L-3 COMMUNICATIONS HLDG CORP COM
6,800

 
506,713

 
726,648

LAFARGE S A 6.5% DUE 07-15-2016
450,000

 
449,116

 
497,250

LARSEN & TOUBRO GDR-REPR 1 ORD INR2
31,825

 
623,630

 
571,259

LAS VEGAS SANDS CORP COM STK
25,061

 
1,109,961

 
1,976,561

LEAR CORP COM NEW COM NEW
7,900

 
473,975

 
639,663

LEGG MASON INC SR NT 5.5 05-21-2019
350,000

 
353,940

 
382,873

LENNAR CORP CL A CL A
35,155

 
1,309,285

 
1,390,732

LIBERTY GLOBAL PLC -SERIES C COM
30,170

 
2,055,343

 
2,543,934

LIBERTY INTERACTIVE CORP INTERACTIVE COMSER A
63,075

 
564,438

 
1,851,251

LIBERTY MEDIA CORP 8.25% DUE 02-01-2030
90,000

 
88,112

 
95,850

LIBERTY MEDIA CORP 8.5% DUE 07-15-2029
112,000

 
110,644

 
120,680

LINCOLN NATL CORP COM
5,000

 
138,958

 
258,100

LINDE AG NPV
3,880

 
576,379

 
812,927

LINKEDIN CORP CL A
13,994

 
1,613,487

 
3,034,319

LIVING SOCIAL INC PFD STK SER F
4,555

 
35,028

 
5,102

LLOYDS BANKING GP ORD GBP0.1
768,450

 
350,991

 
1,003,941

LLOYDS BK PLC 6.5 DUE 09-14-2020
175,000

 
185,670

 
198,930

LOCKHEED MARTIN CORP COM
7,200

 
564,447

 
1,070,352

LORILLARD INC COM STK
11,600

 
557,867

 
587,888

LOS ANGELES CALIF UNI SCH DIST 6.758% DUE 07-01-2034 BEO TAXABLE
300,000

 
300,000

 
369,984

LOWES COS INC COM
37,800

 
1,323,742

 
1,872,990

LULULEMON ATHLETICA INC COM
2,600

 
185,370

 
153,478

LYONDELLBASELL IND N V COM USD0.01 CL 'A'
6,100

 
382,943

 
489,708

MAGNA INTERNATIONAL INC COMMON STOCK
10,800

 
664,632

 
886,248

MARATHON OIL CORP COM
33,700

 
1,128,667

 
1,189,610

MARKS & SPENCER GP ORD GBP0.25
256,910

 
1,715,451

 
1,840,744



30
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
MARVELL TECH GROUP COM USD0.002
46,900

 
562,537

 
674,422

MASTERCARD INC CL A
5,242

 
1,282,452

 
4,379,481

MAXIM INTEGRATED PRODS INC COM
44,787

 
839,593

 
1,250,005

MAY DEPT STORES CO 6.65% DUE 07-15-2024
125,000

 
71,250

 
144,438

MAY DEPT STORES CO 6.7% DUE 09-15-2028
875,000

 
838,565

 
965,292

MCGRAW HILL FINANCIAL INC
22,300

 
898,782

 
1,743,860

MCKESSON CORP
17,662

 
1,380,184

 
2,850,647

MEDTRONIC INC COM
39,800

 
1,503,210

 
2,284,122

MEGGITT ORD GBP0.05
70,030

 
416,635

 
611,832

MERCK & CO INC NEW COM
145,192

 
4,358,743

 
7,266,860

MERCK KGAA NPV
6,160

 
519,482

 
1,105,584

METLIFE INC COM STK USD0.01
42,000

 
1,426,303

 
2,264,640

METRO AG ORD NPV
6,000

 
207,721

 
291,023

Mexican peso
2,065

 
2,065

 
2,065

MFB NT COLLECTIVE TIPS INDEX FUND - NON LENDING
375,976

 
47,529,338

 
48,275,347

MFB NT COLLECTIVE AGGREGATE BOND INDEX FUND-NON LENDING
984,097

 
120,137,356

 
122,057,588

MFB NT COLLECTIVE MSCI ACWI EX-US INDEX FUND-NON LENDING
537,570

 
65,960,308

 
77,001,586

MFB NT COLLECTIVE RUSSELL 1000 VALUE INDEX FUND - NON LENDING
462,206

 
77,440,948

 
114,491,714

MFC ISHARES TR RUSSELL 1000 GROWTH ETF
17,881

 
1,224,682

 
1,536,872

MFO EB DAILY LIQUIDITY NON SL STOCK FUND
1,047,764

 
123,899,323

 
194,705,932

MGM RESORTS INTERNATIONAL COM
20,000

 
442,430

 
470,400

MICHAEL KORS HOLDINGS LTD COM NPV
36,965

 
2,726,479

 
3,001,188

MICHELIN (CGDE) EUR2
12,840

 
1,004,523

 
1,366,775

MICROSOFT CORP COM
297,124

 
8,303,078

 
11,121,351

MITSUBISHI CORP NPV
33,600

 
822,202

 
644,795

MOLSON COORS BREWING CO CL B CL B
5,000

 
220,734

 
280,750

MONDELEZ INTL INC COM
38,907

 
975,532

 
1,373,417

MONSANTO CO NEW COM
8,025,825

 
427,791,024

 
935,409,904

MONSANTO PARTICIPANT LOANS
29,829,766

 
29,829,766

 
29,829,766

MORGAN STANLEY COM STK USD0.01
50,300

 
1,088,036

 
1,577,408

MUENCHENER RUECKVE NPV(REGD)
4,000

 
631,723

 
882,715

MURPHY OIL CORP COM
19,500

 
1,026,918

 
1,265,160

N V R INC COM
400

 
265,950

 
410,404

NASPERS 'N' ZAR0.02
4,900

 
266,381

 
512,753



31
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
NESTLE SA CHF0.10(REGD)
23,130

 
1,324,726

 
1,698,307

NETAPP INC COM STK
56,500

 
1,802,719

 
2,324,410

NETFLIX INC COM STK
8,402

 
2,349,873

 
3,093,364

NETSUITE INC COM STK
3,700

 
312,511

 
381,174

NEW JERSEY ST TPK AUTH TPK REV 7.102% 01-01-2041 BEO TAXABLE
600,000

 
684,473

 
768,276

NEWS AMER HLDGS 6.4% DUE 12-15-2035
125,000

 
156,330

 
142,094

NEWS AMER INC 6.65% DUE 11-15-2037
200,000

 
233,373

 
233,452

NEWS CORP NEW CL A CL A
26,875

 
151,150

 
484,288

NIKE INC CL B
21,540

 
745,248

 
1,693,906

NIKON CORP JPY50
31,500

 
696,829

 
602,098

NISSAN MOTOR CO LTD
114,700

 
1,117,422

 
964,700

NITTO DENKO CORP NPV
10,700

 
604,829

 
451,496

NOBLE GROUP HKD0.25
84,000

 
64,987

 
71,186

NORTHROP GRUMMAN CORP COM
9,700

 
516,215

 
1,111,717

NOVARTIS AG CHF0.50 (REGD)
26,220

 
1,529,409

 
2,099,133

NRG ENERGY INC COM NEW
27,000

 
471,176

 
775,440

NT COLLECTIVE RUSSELL 2000 GROWTH INDEX FUND - NON LENDING
513,319

 
79,713,505

 
124,194,912

NTGI COLLECTIVE GOVERNMENT SHORT TERM INVESTMENT FUND
77,288,887

 
77,288,887

 
77,288,887

NTGI NT COLLECTIVE RUSSELL 2000 VALUE INDEX FUND - NON LENDING
356,341

 
54,291,555

 
80,627,548

NU SKIN ENTERPRISES INC CL A CL A
4,800

 
416,103

 
663,456

OCCIDENTAL PETROLEUM CORP
4,400

 
405,656

 
418,440

OLD REP INTL CORP COM
3,400

 
57,353

 
58,718

OMNICARE INC COM
10,800

 
581,285

 
651,888

ORACLE CORP COM
40,800

 
1,156,881

 
1,561,008

OSHKOSH CORPORATION
7,700

 
296,800

 
387,926

PACCAR INC COM
11,700

 
478,610

 
692,289

PACKAGING CORP AMER COM ISIN US6951561090
6,600

 
332,866

 
417,648

PARTNERRE HLDG LTD COM STK
3,300

 
336,821

 
347,919

PEPSICO INC COM
13,800

 
1,076,958

 
1,144,572

PERRIGO COMPANY LIMITED COM EUR0.001
8,232

 
858,500

 
1,263,324

PETROBRAS GLOBAL 4.375% DUE 05-20-2023
475,000

 
472,918

 
423,174

PETROBRAS INTL FIN 5.375% DUE 01-27-2021
875,000

 
932,752

 
868,340

PFIZER INC COM
188,000

 
3,625,636

 
5,758,440

PHILIP MORRIS INTL COM STK NPV
17,014

 
1,540,139

 
1,482,430



32
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
PING AN INSURANCE GROUP 'H' CNY1
80,500

 
577,958

 
721,035

PIONEER NAT RES CO COM STK
24,195

 
3,116,908

 
4,453,574

PNC FINANCIAL SERVICES GROUP COM STK
5,800

 
441,462

 
449,964

POSCO KRW5000
3,146

 
1,100,135

 
973,297

POTASH CORP SASK COM NPV
13,020

 
687,517

 
429,139

PRAXAIR INC COM
9,646

 
908,518

 
1,254,269

PRECISION CASTPARTS CORP COM
34,545

 
5,744,277

 
9,302,969

PRICELINE COM INC COM NEW STK
5,065

 
3,031,892

 
5,887,556

PROCTER & GAMBLE COM NPV
14,000

 
1,076,754

 
1,139,740

PROVIDENT COS INC 7.25% DUE 03-15-2028
125,000

 
124,786

 
143,730

PRUDENTIAL GBP0.05
48,420

 
517,014

 
1,074,621

PUB SERVICE ENTERPRISE GROUP INC COM
37,900

 
1,211,258

 
1,214,316

PVTPL COX COMM INC NEW /TS/COXENTCOX COMM INC 5.875 DUE 12-01-2016
375,000

 
376,494

 
417,415

PVTPL COX COMMUNICATIONS INC NEW NT 144A3.25% DUE 12-15-2022 BEO
325,000

 
302,819

 
294,087

PVTPL ENEL FIN INTL S A GTD NT 144A 6.8%DUE 09-15-2037/09-20-2007 BEO
175,000

 
186,197

 
181,391

PVTPL ENEL SOCIETA / AZIONI CAP SECS X RCPT 144A 8.75 DUE 09-24-2073 BEO
200,000

 
198,366

 
217,473

PVTPL GDR SAMSUNG ELECTRS LTD GDR 1995 RPSTG COM
2,600

 
994,363

 
1,690,055

PVTPL KAUPTHING BK MEDIUM TERM SUB TRANCHE # 01 7.125 5-19-16 BD IN DEFAULT
800,000

 
805,086

 
—

PVTPL LAFARGE S A 5.5 DUE 07-09-2015
450,000

 
468,650

 
477,000

PVTPL MYRIAD INTL HLDGS B V GTD NT 6 DUE 07-18-2020
400,000

 
402,000

 
428,000

PVTPL SLM PRIVATE ED LN TR 2012-B CL A-2 3.75 DUE 12-16-2030
425,000

 
424,956

 
443,907

PVTPL SLM PVT ED LN TR 2012-C NT CL A-2 RED 3.336 DUE 10-15-2046 BEO
150,000

 
154,969

 
155,117

QUALCOMM INC COM
29,507

 
1,470,653

 
2,190,895

QUEST DIAGNOSTICS INC COM
6,500

 
377,210

 
348,010

QUESTCOR PHARMACEUTICALS INC COM
3,200

 
176,132

 
174,240

RALPH LAUREN CORP CL A CL A
3,174

 
358,852

 
560,433

RANDSTAD HLDGS NV EUR0.10
13,500

 
681,591

 
877,100

RANGE RES CORP COM
31,447

 
2,056,588

 
2,651,297

RAYTHEON CO USD0.01
9,100

 
550,921

 
825,370

RED HAT INC COM
27,788

 
1,275,367

 
1,557,240

REED ELSEVIER CAP 8.625% DUE 01-15-2019
93,000

 
96,911

 
116,596

REED ELSEVIER CAP INC 3.125 DUE 10-15-2022
418,000

 
345,842

 
386,547

REED ELSEVIER GBP0.1444
50,130

 
437,124

 
746,420

REGENERON PHARMACEUTICALS INC COM
2,200

 
399,883

 
605,528



33
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
REINSURANCE GROUP AMER INC COM NEW STK
5,000

 
366,738

 
387,050

RENAISSANCE RE HLDGS LTD COM
1,800

 
148,101

 
175,212

REPSOL SA EUR1
26,254

 
682,943

 
662,757

REPSOL SA EUR1 (STK/DIV 09/01/2014)
26,254

 
—

 
17,944

REXAM ORD GBP0.714285714
98,527

 
765,228

 
865,698

RICHEMONT(CIE FIN) CHF1.00 (REG) SER 'A'
7,260

 
413,565

 
724,898

RIO TINTO FIN USA 1.375% DUE 06-17-2016
475,000

 
473,613

 
482,398

RIO TINTO FIN USA 2.25% DUE 12-14-2018
400,000

 
396,344

 
398,026

RIO TINTO ORD GBP0.10
19,290

 
1,238,926

 
1,089,303

RLJ LODGING TR COM REIT
4,900

 
118,893

 
119,168

ROCHE HLDGS AG GENUSSCHEINE NPV
11,800

 
2,003,657

 
3,306,415

ROCK-TENN CO CL A CL A
3,000

 
305,184

 
315,030

ROCKWELL AUTOMATION
4,992

 
399,920

 
589,855

ROYAL BK SCOTLAND 6.125% DUE 01-11-2021
275,000

 
273,985

 
311,262

ROYAL BK SCOTLAND 6.125% DUE 12-15-2022
850,000

 
856,401

 
868,701

ROYAL BK SCOTLAND GROUP PLC 6 DUE 12-19-2023 REG
50,000

 
49,549

 
50,356

ROYAL DUTCH SHELL 'A'SHS EUR0.07
46,880

 
1,570,608

 
1,673,419

S.W. AIRL CO COM
11,500

 
207,810

 
216,660

SABMILLER PLC ORD USD0.10
10,900

 
542,990

 
559,827

SALESFORCE COM INC COM STK
102,566

 
3,801,563

 
5,660,618

SAMSUNG ELECTRONIC GDR
1,960

 
735,458

 
1,279,880

SANDISK CORP COM
8,600

 
500,275

 
606,644

SANDS CHINA LTD USD0.01
97,600

 
230,507

 
797,415

SANOFI EUR2
24,441

 
1,812,856

 
2,597,284

SANOFI SPONSORED ADR
129,025

 
5,003,268

 
6,919,611

SAP AG ORD NPV
18,860

 
1,054,134

 
1,619,321

SBA COMMUNICATIONS CORP CL A COM
15,613

 
1,366,950

 
1,402,672

SBM OFFSHORE NV EUR0.25
25,344

 
364,621

 
516,857

SCHLUMBERGER LTD COM COM
72,710

 
4,151,167

 
6,551,898

SCHNEIDER ELECTRIC EUR4.00
8,138

 
605,511

 
710,952

SCHWAB CHARLES CORP COM NEW
228,500

 
3,546,314

 
5,941,000

SERVICENOW INC COM USD0.001
34,310

 
1,563,281

 
1,921,703

SGS SA CHF1.00 (REGD)
223

 
389,107

 
514,529

SHERWIN-WILLIAMS CO COM
6,000

 
664,359

 
1,101,000



34
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
SHIN-ETSU CHEMICAL NPV
8,400

 
437,625

 
490,709

SIAM CEMENT CO THB1(NVDR)
27,000

 
312,502

 
328,667

SIEMENS AG NPV(REGD)
9,940

 
1,118,834

 
1,359,958

Singapore dollar
10,922

 
10,922

 
10,922

SINGAPORE TELECOMMUNICATIONS NEW COM STK
289,000

 
726,593

 
837,748

SINOPHARM GROUP CO. LTD. 'H'SHS CNY1
235,200

 
604,857

 
674,925

SLM CORP 6 25 JAN 2017
475,000

 
479,847

 
514,188

SLM CORP 6.25 DUE 01-25-2016
150,000

 
165,375

 
162,000

SLM CORP COM
25,300

 
630,036

 
664,884

SLM CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE # TR 00110 3.875 DUE 09-10-2015
175,000

 
180,605

 
180,906

SLM CORP TRANCHE # TR 00109 4.625 09-25-2017
75,000

 
76,688

 
77,852

SM ENERGY CO COM
6,600

 
558,963

 
548,526

SMALL BUSINESS ADMIN GTD DEV PARTN CTF 2007-20D PARTN CTF 5.32 DUE 04-01-27 REG
226,996

 
226,996

 
247,568

SMALL BUSINESS ADMIN GTD DEV PARTN CTF DEB SER 1997-20 F 7.2 6-1-17/00 REG
7,604

 
7,884

 
8,146

SMALL BUSINESS ADMIN GTD DEV PARTN CTF DEB SER 1997-20 I 6.9 DUE 09-01-2017
12,263

 
12,525

 
13,127

SMALL BUSINESS ADMIN GTD DEV PARTN CTF DEB SER 1998-20G 6.1 DUE 07-01-2018
21,896

 
21,896

 
23,248

SMALL BUSINESS ADMIN GTD DEV PARTN CTF DEB SER 2000-20 C 7.625 03-01-2020 REG
62,330

 
67,266

 
68,411

SMALL BUSINESS ADMIN GTD DEV PARTN CTF DEB SER 2003-20 B 0 DUE 02-01-2023 REG
89,415

 
89,107

 
95,961

SMALL BUSINESS ADMIN GTD DEV PARTN CTF SER 2005-20 A 4.86 DUE 01-01-2025 REG
342,077

 
342,077

 
364,839

SMC CORP NPV
2,600

 
403,756

 
655,535

SOFTWARE AG NPV (BR)
21,330

 
737,989

 
746,549

South African rand
22,151

 
22,151

 
22,151

SPLUNK INC COMSTK COM USD0.001
8,378

 
268,784

 
575,317

SPRINT CORP COM SER 1 COM SER 1
150,843

 
780,452

 
1,621,562

SPROUTS FMRS MKT INC COM
3,119

 
129,879

 
119,863

STANDARD CHARTERED PLC SHS
67,500

 
1,975,977

 
1,520,437

STANLEY BLACK & DECKER INC COM
6,900

 
527,879

 
556,761

STARBUCKS CORP COM
52,560

 
2,520,870

 
4,120,178

STATE STR CORP COM
20,200

 
1,153,301

 
1,482,478

STATOIL ASA
34,690

 
750,508

 
840,540

SUMITOMO CORP NPV
38,100

 
493,846

 
478,855

SUN TR BANKS INC COM
69,100

 
1,509,014

 
2,543,571

SUNCOR ENERGY INC COM NPV 'NEW'
55,060

 
1,741,781

 
1,929,821

SUNTORY BEVERAGE & NPV
29,000

 
928,468

 
925,693



35
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
SWIRE PACIFIC 'A'HKD0.60
34,000

 
443,035

 
398,594

SWISS RE AG CHF0.10
12,870

 
613,295

 
1,187,365

SYMANTEC CORP COM
192,100

 
3,375,315

 
4,529,718

SYNOPSYS INC COM
45,500

 
1,025,276

 
1,845,935

TABLEAU SOFTWARE INC CL A CL A
1,594

 
98,453

 
109,874

TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
81,128

 
958,092

 
1,414,872

TALISMAN ENERGY IN COM NPV
60,200

 
1,088,937

 
699,736

TARGET CORP COM STK
20,100

 
1,312,804

 
1,271,727

TD AMERITRADE HLDG CORP COM STK
41,000

 
778,567

 
1,256,240

TE CONNECTIVITY LTD
63,700

 
2,021,283

 
3,510,507

TECHNIP NPV
6,750

 
672,310

 
649,779

TELECOM ITALIA CAP 6.175% DUE 06-18-2014
98,000

 
97,294

 
100,205

TELECOM ITALIA CAP 6.999% DUE 06-04-2018
300,000

 
348,781

 
332,250

TELEFONICA SA EUR1
68,087

 
1,590,513

 
1,110,365

TELENOR ASA ORD NOK6
87,130

 
1,591,405

 
2,076,695

TELEPHONE & DATA SYS INC COM STK
7,000

 
214,347

 
180,460

TESCO ORD GBP0.05
211,900

 
1,139,912

 
1,173,433

TESLA MTRS INC COM
11,130

 
1,374,144

 
1,673,729

TEXAS INSTRUMENTS INC COM
10,300

 
309,782

 
452,273

TI CAPITAL 7.175% DUE 06-18-2019
750,000

 
836,442

 
841,875

TIGER BRANDS ZAR0.10
12,800

 
396,739

 
326,216

TIME WARNER CABLE 4% DUE 09-01-2021
125,000

 
136,038

 
116,094

TIME WARNER CABLE 6.55% DUE 05-01-2037
425,000

 
402,253

 
393,275

TIME WARNER CABLE 8.75% DUE 02-14-2019
575,000

 
633,814

 
685,884

TIME WARNER CABLE INC 8.25 DUE 04-01-2019 REG
500,000

 
585,859

 
585,753

TIME WARNER CABLE INC COM
43,519

 
2,098,341

 
5,896,825

TIME WARNER INC USD0.01
90,233

 
2,816,154

 
6,291,045

TJX COS INC COM NEW
44,118

 
1,626,328

 
2,811,640

TNT EXPRESS NV, AMSTERDAM SHS
88,926

 
671,968

 
826,870

TORONTO-DOMINION COM NPV
9,950

 
766,992

 
937,501

TOTAL EUR2.5
22,840

 
1,266,511

 
1,401,465

TOYOTA MOTOR CORP NPV
36,800

 
1,808,133

 
2,247,809

TRACTOR SUPPLY CO COM
31,940

 
1,574,475

 
2,477,905

TRAVELERS COS INC COM STK
8,300

 
568,950

 
751,482



36
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
TREND MICRO INC NPV
12,100

 
351,633

 
423,653

TRICAN WELL SERVIC COM NPV
51,500

 
649,943

 
629,148

TRIPADVISOR INC COM COM STK
3,285

 
248,046

 
272,097

TULLOW OIL ORD GBP0.10
25,610

 
424,067

 
362,662

TWENTY-FIRST CENTY FOX INC CL A CL A
148,900

 
2,348,496

 
5,238,302

TWITTER INC COM
6,141

 
195,856

 
390,875

TYCO INTERNATIONAL LTD(SWITZERLAND) COM USD0.80
42,500

 
1,034,761

 
1,744,200

TYSON FOODS INC CL A COM (DELAWARE)
4,700

 
119,594

 
157,262

UBS AG CHF0.10
19,900

 
338,784

 
378,600

UN PAC RR CO 5.866 DUE 07-02-2030
819,860

 
826,235

 
944,014

UN PAC RR CO PASS 7.6% DUE 01-02-2020
272,504

 
272,504

 
318,426

UNDER ARMOR INC CL A
5,306

 
424,491

 
463,214

UNICREDIT SPA NPV (POST SPLIT)
147,798

 
1,109,583

 
1,095,681

UNILEVER NV CVA EUR0.16
7,610

 
242,073

 
306,984

UNILEVER PLC ORD GBP0.031111
22,320

 
715,753

 
917,533

UNION PAC CORP COM
10,000

 
1,087,563

 
1,680,000

UNITED CONTL HLDGS INC COM STK
30,200

 
722,269

 
1,142,466

United States dollar
2,608,067

 
2,608,067

 
2,608,067

UNITED STATES TREAS NTS DTD 00475 .375% DUE 08-31-2015 REG
2,905,000

 
2,907,955

 
2,909,424

UNITED STATES TREAS NTS DTD 02/28/2013 .25% DUE 02-28-2015 REG
4,310,000

 
4,312,990

 
4,312,694

UNITED STATES TREAS NTS DTD 10/31/2012 .25% DUE 10-31-2014 REG
4,585,000

 
4,589,075

 
4,588,939

UNITED TECHNOLOGIES CORP COM
26,978

 
2,269,105

 
3,070,096

UNITEDHEALTH GROUP INC COM
76,399

 
4,594,210

 
5,752,845

UNUM CORP NT 6.75 DUE 12-15-2028 BEO
223,000

 
188,402

 
246,202

UNUM GROUP
30,500

 
679,975

 
1,069,940

UTD STATES TREAS CPN .125 DUE 07-31-2014
195,000

 
194,856

 
195,023

UTD THERAPEUTICS CORP DEL COM STK
6,500

 
406,796

 
735,020

VALEANT PHARMACEUTICALS INTERNATIONAL INC COMMON STOCK
11,100

 
559,397

 
1,303,140

VALERO ENERGY CORP COM STK NEW
16,085

 
759,789

 
810,684

VANTIV INC COM USD0.00001 A
63,670

 
1,729,057

 
2,076,279

VERIZON COMMUNICATIONS 5.15 BDS DUE 09-15-2023 USD2000 REG
1,025,000

 
1,036,261

 
1,100,534

VERIZON COMMUNICATIONS 6.55 BDS DUE 09-15-2043 USD2000 BEO
575,000

 
581,198

 
672,726

VERIZON COMMUNICATIONS COM
12,000

 
516,798

 
589,680

VERTEX PHARMACEUTICALS INC COM
14,882

 
741,578

 
1,105,733



37
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
VISA INC COM CL A STK
37,311

 
5,690,435

 
8,308,413

VIVENDI SA EUR5.50
30,802

 
799,577

 
813,008

VMWARE INC CL A COM CL A COM
9,428

 
657,010

 
845,786

VODAFONE GROUP ORD USD0.11428571
753,530

 
2,117,042

 
2,957,841

VOLKSWAGEN AG NON VTG PRF NPV
3,980

 
680,387

 
1,119,608

VULCAN MATERIALS CO COM
26,900

 
1,219,271

 
1,598,398

VULCAN MATLS CO 6.5% DUE 12-01-2016
100,000

 
100,000

 
112,000

VULCAN MATLS CO 7.5% DUE 06-15-2021
450,000

 
474,233

 
513,000

WABTEC CORP COM
10,000

 
558,799

 
742,700

WACHOVIA BK NATL ASSN MEDIUM TERM SUB BKTRANCHE # SB 00008 6 DUE 11-15-2017
250,000

 
248,008

 
288,475

WADDELL & REED FINL INC CL A COM
9,300

 
546,717

 
605,616

WAL-MART STORES INC COM
57,550

 
3,458,822

 
4,528,610

WALT DISNEY CO
12,196

 
359,485

 
931,774

WEATHERFORD INTL LTD
101,500

 
1,420,960

 
1,572,235

WEG SA COM NPV
24,400

 
299,027

 
322,265

WELLPOINT INC 5.25% DUE 01-15-2016
525,000

 
513,324

 
567,643

WELLPOINT INC COM
16,900

 
1,204,257

 
1,561,391

WELLS FARGO & CO NEW COM STK
260,074

 
9,997,070

 
11,807,360

WESTN DIGITAL CORP COM
9,400

 
527,264

 
788,660

WHIRLPOOL CORP COM
1,300

 
107,773

 
203,918

WHOLE FOODS MKT INC COM
31,290

 
1,051,137

 
1,809,501

WORKDAY INC CL A COM USD0.001
9,843

 
587,638

 
818,544

WPP PLC ORD GBP0.10
48,580

 
596,394

 
1,110,357

WYNN RESORTS LTD COM
5,400

 
850,164

 
1,048,734

XEROX CORP 5.625% DUE 12-15-2019
125,000

 
140,745

 
137,840

XEROX CORP 6.35% DUE 05-15-2018
225,000

 
247,228

 
257,148

XEROX CORP 6.4% DUE 03-15-2016
325,000

 
280,554

 
359,219

XEROX CORP COM
111,200

 
951,851

 
1,353,304

XEROX CORPORATION 4.5 DUE 05-15-2021
725,000

 
765,333

 
746,233

YAHOO JAPAN CORP NPV
109,800

 
535,100

 
611,132

YELP INC CL A
15,075

 
994,559

 
1,039,421

ZIMMER HLDGS INC COM
3,100

 
184,807

 
288,889

ZURICH INSURANCE GROUP AG CHF0.10
2,270

 
488,213

 
659,802

Grand Total
785,266,069

 
2,305,738,251

 
3,219,111,171



38
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
&&&BOND FUTURES OFFSET - LONG
377

 
60,264,493

 
59,819,672

ABBVIE INC 2.9% DUE 11-06-2022
1,025,000

 
1,018,399

 
958,022

ACE INA HLDG INC 5.6% DUE 05-15-2015
220,000

 
219,122

 
234,654

ACTAVIS INC 3.25% DUE 10-01-2022
265,000

 
262,787

 
247,171

ALLSTATE CORP 3.15% DUE 06-15-2023
45,000

 
44,911

 
42,675

ALLY AUTO .45% DUE 07-15-2015
652,337

 
652,262

 
652,493

ALLY AUTO 1.75% DUE 03-15-2016
129,094

 
130,708

 
129,759

ALLY MASTER OWNER 1.53999996185% DUE 09-16-2019
1,465,000

 
1,464,582

 
1,454,519

ALLY MASTER OWNER 1.81 DUE 05-15-2016
325,000

 
324,923

 
326,479

ALLY MASTER OWNER 2.15000009537% DUE 01-15-2016
265,000

 
264,997

 
265,156

ALLY MASTER OWNER TR 2012-1 ASSET BACKEDNT CL A-2 7 DUE 02-15-2017 REG
575,000

 
574,956

 
579,270

ALTRIA GROUP INC 4 DUE 01-31-2024 REG
90,000

 
89,440

 
87,967

ALTRIA GROUP INC 4.75% DUE 05-05-2021
170,000

 
183,821

 
182,437

AMERICREDIT .62000000477% DUE 06-08-2017
220,000

 
219,968

 
219,914

AMERICREDIT 1.55% DUE 07-08-2016
468,470

 
468,459

 
469,847

AMERN HONDA FIN 2.125% DUE 10-10-2018
700,000

 
697,298

 
697,118

AMGEN INC 3.875 DUE 11-15-2021
980,000

 
977,256

 
1,006,646

ANHEUSER BUSCH 2.5% DUE 07-15-2022
180,000

 
179,132

 
166,494

ANHEUSER-BUSCH 4% DUE 01-17-2043
360,000

 
358,254

 
320,035

AOL TIME WARNER 7.625% DUE 04-15-2031
505,000

 
606,111

 
639,111

AON CORP 3.5% DUE 09-30-2015
725,000

 
732,632

 
756,674

AT&T INC 5.8% DUE 02-15-2019
500,000

 
620,645

 
573,180

AT&T INC GLOBAL NT FLTG RATE DUE 11-27-2018 REG
515,000

 
515,000

 
518,923

BANK AMER CORP 3.75% DUE 07-12-2016
245,000

 
223,169

 
260,464

BANK AMER CORP 5.625% DUE 07-01-2020
55,000

 
55,264

 
62,849

BANK AMER CORP 5.65% DUE 05-01-2018
1,340,000

 
1,366,391

 
1,525,280

BANK AMER CORP 5.875% DUE 01-05-2021
700,000

 
709,884

 
804,570

BANK AMER CORP 7.625% DUE 06-01-2019
1,550,000

 
1,974,043

 
1,922,507

BANK OF AMERICA CORP 2.6 DUE 01-15-2019
210,000

 
209,964

 
210,927

BBVA U S SR S A 4.664% DUE 10-09-2015
605,000

 
627,229

 
636,023

BHP BILLITON FIN USA LTD 3.85 DUE 09-30-2023 REG
515,000

 
514,367

 
517,234

BK NEW YORK INC 2.1 DUE 01-15-2019
360,000

 
359,550

 
356,832

BOSTON PPTYS LTD PARTNERSHIP 3.7 15 NOV 2018
170,000

 
177,949

 
179,329

BP CAP MKTS P L C 1.846% DUE 05-05-2017
625,000

 
625,000

 
631,275



39
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
BSTN PPTYS LTD 4.125% DUE 05-15-2021
1,125,000

 
1,224,031

 
1,149,293

BSTN SCIENTIFIC 6% DUE 01-15-2020
1,050,000

 
1,237,646

 
1,205,433

BURL NORTHN SANTA 3.05% DUE 09-01-2022
1,150,000

 
1,181,135

 
1,078,233

BURL NORTHN SANTA 4.1% DUE 06-01-2021
275,000

 
307,021

 
282,501

CALIFORNIA ST 5.7% 11-01-2021 BEO TAXABLE
355,000

 
423,756

 
399,538

CALIFORNIA ST 6.2% 10-01-2019 BEO TAXABLE
1,800,000

 
2,215,224

 
2,100,474

CAP 1 BK USA NATL 8.8% DUE 07-15-2019
180,000

 
191,533

 
228,793

CAP 1 FINL CORP 3.5% DUE 06-15-2023
425,000

 
395,622

 
398,951

CAP 1 FINL CORP 4.75% DUE 07-15-2021
750,000

 
870,195

 
797,512

CAP 1 FINL CORP 6.75% DUE 09-15-2017
285,000

 
344,850

 
333,081

CAP AUTO SER 2013-1CL A-4 .97 DUE 01-22-2018
600,000

 
599,960

 
598,799

CARMAX AUTO OWNER SER 2010-3 CL A-4 1.41DUE 02-16-2016
883,049

 
882,936

 
888,082

CDN PAC RY CO NEW 7.25% DUE 05-15-2019
840,000

 
1,064,312

 
1,017,277

CHASESERIES 2012-8 NT CL A .54 DUE 10-16-2017
1,200,000

 
1,200,199

 
1,198,366

CHEVRON CORP NEW 2.427 DUE 06-24-2020
700,000

 
700,000

 
681,142

CIGNA CORP 7.65 DUE 03-01-2023
184,000

 
238,422

 
222,398

CIGNA CORP 8.5% DUE 05-01-2019
990,000

 
1,315,563

 
1,264,831

CITIGROUP INC 3.875% DUE 10-25-2023
620,000

 
618,574

 
609,496

CITIGROUP INC 4.05% DUE 07-30-2022
1,425,000

 
1,411,418

 
1,409,121

CITIGROUP INC 4.5% DUE 01-14-2022
155,000

 
162,032

 
164,255

CITIGROUP INC 5.375% DUE 08-09-2020
185,000

 
194,944

 
210,464

CITIGROUP INC 5.5% DUE 02-15-2017
1,525,000

 
1,574,898

 
1,680,298

CITIGROUP INC 6.125% DUE 05-15-2018
110,000

 
102,936

 
127,302

CITIGROUP INC 6.125% DUE 11-21-2017
90,000

 
91,454

 
103,744

CMO BEAR STEARN CML MTG SECS TR 07-PWR16PTHRU CTF CL A-AB VAR 6-11-40 REG
131,245

 
133,388

 
135,981

CMO BEAR STEARNS COML MTG SECS INC 2004-TOP14 CTF A-4 5.2 1-12-41 REG
53,909

 
56,612

 
53,905

CMO FEDERAL HOME LN MTG CORP SER 2945 CLBD 5.5% DUE 10-15-2034 REG
185,537

 
204,004

 
202,299

CMO GS MTG SECS CORP II 2004-GG2 COML MTG PASSTHRU CTF A-6 5.396 8-10-38 REG
321,535

 
332,387

 
324,756

CMO J P MORGAN CHASE COML MTG SECS TR 13-C CTF CL A-5 3.1425 12-15-47
670,000

 
690,098

 
638,413

CMO WFRBS COML MTG TR 2013-C17 3.558 DUE 12-15-2046 REG
475,000

 
489,228

 
480,810

CNH EQUIP TR .62999999523% DUE 01-17-2017
440,000

 
439,999

 
440,469

CNH EQUIP TR 1.74000000954% DUE 01-17-2017
558,596

 
558,465

 
560,794

COCA COLA CO/ 2.45 DUE 11-01-2020
725,000

 
723,978

 
704,203

COCA-COLA FEMSA S 2.375% DUE 11-26-2018
460,000

 
459,397

 
456,602


40
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
COMCAST CORP NEW 5.15% DUE 03-01-2020
350,000

 
383,793

 
390,449

COMCAST CORP NEW 6.3% DUE 11-15-2017
430,000

 
503,531

 
500,793

COMCAST CORP NEW 6.5 DUE 15-01-2017
735,000

 
844,574

 
842,015

COMM 2013-LC13 MTG 4.205% DUE 08-10-2046
380,000

 
391,370

 
389,898

CONAGRA FOODS INC 1.9% DUE 01-25-2018
1,015,000

 
1,015,000

 
996,390

CONS EDISON CO N Y 5.3% DUE 12-01-2016
475,000

 
473,651

 
531,351

CVS CAREMARK CORP 2.25% DUE 12-05-2018
605,000

 
604,316

 
604,823

DAIMLER FIN N AMER 2.375% DUE 08-01-2018
515,000

 
513,723

 
513,861

DET EDISON 6.62% DUE 03-01-2016
1,984,990

 
2,209,399

 
2,067,216

DEVON ENERGY CORP 3.25% DUE 05-15-2022
530,000

 
526,862

 
505,381

DIAGEO CAP PLC 1.125% DUE 04-29-2018
1,085,000

 
1,078,816

 
1,046,040

DIRECTV HLDGS LLC 1.75% DUE 01-15-2018
455,000

 
453,703

 
446,340

DIRECTV HLDGS LLC 5.875% DUE 10-01-2019
195,000

 
234,445

 
220,893

DOMINION RES INC 1.95% DUE 08-15-2016
170,000

 
169,959

 
172,813

DOW CHEM CO 8.55 DUE 05-15-2019
350,000

 
477,785

 
451,918

DOW CHEMICAL CO 3% DUE 11-15-2022
2,075,000

 
2,063,720

 
1,935,228

DUKE ENERGY 5.1% DUE 04-15-2018
155,000

 
154,518

 
174,652

EATON CORP OHIO 2.75% DUE 11-02-2022
300,000

 
303,246

 
279,857

ENCANA CORP 3.9% DUE 11-15-2021
865,000

 
864,853

 
858,846

ENERGY TRANSFER 4.15% DUE 10-01-2020
605,000

 
603,965

 
613,822

EXELON GENERATION 4% DUE 10-01-2020
575,000

 
614,255

 
574,777

EXPT IMP BK KOREA NT 4 DUE 01-11-2017 REG
300,000

 
327,450

 
317,817

FED RLTY INVT TR 5.65% DUE 06-01-2016
155,000

 
155,000

 
170,506

FEDERAL HOME LN MTG CORP POOL #A2-2684 5.5% 10-01-2034 BEO
607,302

 
646,207

 
663,620

FEDERAL HOME LN MTG CORP POOL #A3-4054 6% 04-01-2035 BEO
155,090

 
169,436

 
173,591

FEDERAL HOME LN MTG CORP POOL #A6-1558 6.5% 10-01-2036 BEO
295,004

 
320,752

 
328,367

FEDERAL HOME LN MTG CORP POOL #A7-8952 5.5% 12-01-2037 BEO
258,237

 
271,980

 
281,445

FEDERAL HOME LN MTG CORP POOL #A8-3000 5.5% 11-01-2038 BEO
350,357

 
356,324

 
391,326

FEDERAL HOME LN MTG CORP POOL #C9-1296 5% 04-01-2030 BEO
122,923

 
128,762

 
132,592

FEDERAL HOME LN MTG CORP POOL #C9-1402 4% 10-01-2031 BEO
825,608

 
867,663

 
863,780

FEDERAL HOME LN MTG CORP POOL #G0-1548 7.5% 07-01-2032 BEO
328,457

 
362,690

 
393,769

FEDERAL HOME LN MTG CORP POOL #G0-1777 6% 02-01-2035 BEO
1,999,099

 
2,200,883

 
2,237,607

FEDERAL HOME LN MTG CORP POOL #G0-1837 5% 07-01-2035 BEO
1,738,248

 
1,878,245

 
1,880,388

FEDERAL HOME LN MTG CORP POOL #G0-3392 6% 10-01-2037 BEO
120,375

 
128,192

 
132,681


 

41
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FEDERAL HOME LN MTG CORP POOL #G0-5903 5.5% 03-01-2040 BEO
467,469

 
501,976

 
516,550

FEDERAL HOME LN MTG CORP POOL #G0-5979 5.5% 10-01-2038 BEO
573,225

 
619,710

 
624,743

FEDERAL HOME LN MTG CORP POOL #G0-6234 5.5% 11-01-2035 BEO
469,193

 
516,552

 
516,979

FEDERAL HOME LN MTG CORP POOL #G0-6950 5.5% 08-01-2038 BEO
367,337

 
404,472

 
404,602

FEDERAL HOME LN MTG CORP POOL #G0-6992 5.5% 07-01-2036 BEO
273,292

 
301,048

 
300,771

FEDERAL HOME LN MTG CORP POOL #G1-4448 4.5% 07-01-2026 BEO
1,754,976

 
1,880,292

 
1,882,338

FEDERAL HOME LN MTG CORP POOL #J1-2899 4% 09-01-2025 BEO
865,561

 
915,331

 
914,156

FEDERAL HOME LN MTG CORP POOL #J1-7720 3% 01-01-2027 BEO
308,106

 
321,104

 
314,460

FEDERAL HOME LN MTG CORP POOL #J1-8087 3% 03-01-2027 BEO
239,750

 
250,277

 
244,693

FEDERAL HOME LN MTG CORP POOL #Q2-0773 4% 08-01-2043 BEO
1,191,472

 
1,246,950

 
1,226,565

FEDERAL NATL MTG ASSN GTD MTG POOL #AH4313 4.5% 02-01-2041 BEO
554,834

 
601,821

 
587,856

FEDERAL NATL MTG ASSN GTD MTG POOL #AH5817 4.5% 02-01-2041 BEO
662,644

 
713,378

 
704,095

FEDERAL NATL MTG ASSN GTD MTG POOL #AJ4098 4% 10-01-2026 BEO
2,306,816

 
2,483,432

 
2,445,848

FEDERAL NATL MTG ASSN GTD MTG POOL #AJ6972 4% 11-01-2026 BEO
180,549

 
194,880

 
191,474

FEDERAL NATL MTG ASSN GTD MTG POOL #AL0475 5.5% 03-01-2035 BEO
857,113

 
938,807

 
944,604

FEDERAL NATL MTG ASSN GTD MTG POOL #AL1544 5.5% 08-01-2037 BEO
171,908

 
189,099

 
189,453

FEDERAL NATL MTG ASSN GTD MTG POOL #AL2914 5.5% 01-01-2038 BEO
397,194

 
439,272

 
437,099

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3170 5.5% 03-01-2040 BEO
377,229

 
414,008

 
415,380

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3208 5% 07-01-2037 BEO
2,514,688

 
2,742,189

 
2,736,677

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3598 6% 07-01-2039 BEO
1,269,146

 
1,405,579

 
1,424,119

FEDERAL NATL MTG ASSN GTD MTG POOL #AL3760 5.5% 02-01-2038 BEO
734,824

 
805,551

 
808,577

FHLMC GOLD G0-3323 6 08-01-2037
414,456

 
441,630

 
458,564

FHLMC GOLD G0-7338 6 10-01-2038
383,821

 
420,523

 
426,496

FHLMC GOLD G1-3174 5 06-01-2023
152,528

 
161,751

 
164,688

FHLMC GOLD G1-3644 5 07-01-2024
97,509

 
102,807

 
105,256

FHLMC GOLD POOL #J11208 5 11-01-2024
620,854

 
654,613

 
671,061

FHLMC GOLD Q0-2881 5 08-01-2041
306,233

 
342,981

 
336,021

FHLMC GOLD Q06616 3.5% DUE 03-01-2042
1,658,459

 
1,777,660

 
1,648,311

FHLMC GOLD SINGLE FAMILY 3% 30 YEARS SETTLES FEBRUARY
1,930,000

 
1,832,897

 
1,823,248

FHLMC GOLD SINGLE FAMILY 3.5% 30 YEARS SETTLES FEBRUARY
5,380,000

 
5,354,781

 
5,321,998

FHLMC GOLD SINGLE FAMILY 4% 30 YEARS SETTLES FEBRUARY
3,770,000

 
3,885,456

 
3,859,832

FHLMC GOLD SINGLE FAMILY 4.5% 30 YEARS SETTLES FEBRUARY
6,170,000

 
6,497,781

 
6,507,178

FHLMC MULTICLASS SER 2080 CL 2080-PJ 6.508-15-2028
312,542

 
325,323

 
351,658

FHLMC MULTICLASS SER 2926 CL EW 5 01-15-2025
2,249,894

 
2,458,010

 
2,444,861


 

42
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FHLMC POOL #84-8209 FLTG RT 11-01-2036
483,422

 
519,905

 
516,422

FHLMC PREASSIGN 00050 2.5 04-23-2014
2,000,000

 
2,090,276

 
2,014,792

FIN CORP PRIN FICO STRIPS SER 1 REP PRINPMT 5-11-18 CPN 10 BD DUE 2018 REG
905,000

 
842,265

 
834,190

FING CORP PRIN FICO STRIPS PRINPMT ON9.817FIN CP DUE 11-30-2017 REG
3,486,000

 
2,800,738

 
3,262,593

FING CORP-FED BOOK ENTRY CPN FICO S SER D-INT BD ZCPN 03-26-2017
1,600,000

 
1,328,640

 
1,535,754

FING CORP-FED BOOK ENTRY PRIN FICO STRIPS 02-08-2018 REG
1,545,000

 
1,365,950

 
1,435,965

FLORIDA PWR CORP 3.85% DUE 11-15-2042
165,000

 
164,477

 
144,496

FNMA .875 12-20-2017
2,165,000

 
2,155,366

 
2,119,734

FNMA POOL #254485 7% DUE 11-01-2031 REG
14,681

 
15,326

 
17,014

FNMA POOL #254868 5% 09-01-2033 BEO
220,698

 
231,560

 
240,382

FNMA POOL #255631 5.5% 03-01-2035 BEO
1,377,639

 
1,502,057

 
1,514,978

FNMA POOL #255706 5.5% 05-01-2035 BEO
410,683

 
442,382

 
451,869

FNMA POOL #256939 7% 10-01-2037 BEO
317,191

 
358,822

 
358,337

FNMA POOL #257135 5.5% 03-01-2038 BEO
1,611,703

 
1,726,537

 
1,719,514

FNMA POOL #310104 5.5% 08-01-2037 BEO
1,997,352

 
2,206,684

 
2,197,007

FNMA POOL #323979 6.5% DUE 04-01-2029 REG
12,047

 
12,429

 
13,614

FNMA POOL #407591 6.5% DUE 12-01-2027 REG
52,081

 
53,619

 
57,933

FNMA POOL #725027 5% 11-01-2033 BEO
973,330

 
1,059,761

 
1,060,344

FNMA POOL #725773 5.5% 09-01-2034 BEO
2,729,631

 
3,028,611

 
3,003,566

FNMA POOL #735288 5% 03-01-2035 BEO
941,241

 
1,016,540

 
1,022,104

FNMA POOL #735358 5.5% 02-01-2035 BEO
159,850

 
156,153

 
176,059

FNMA POOL #735382 5% 04-01-2035 BEO
196,216

 
212,342

 
213,072

FNMA POOL #735402 5% 04-01-2035 BEO
4,025,447

 
4,340,765

 
4,371,675

FNMA POOL #735591 5% DUE 06-01-2035 REG
2,998,320

 
3,240,434

 
3,257,110

FNMA POOL #735667 5% 07-01-2035 BEO
285,203

 
308,643

 
310,044

FNMA POOL #735676 5% 07-01-2035 BEO
1,874,297

 
2,031,681

 
2,035,803

FNMA POOL #759385 ADJ RT DUE 01-01-2034 BEO
449,501

 
457,180

 
479,959

FNMA POOL #771060 6.5% 02-01-2033 BEO
608,538

 
668,631

 
688,283

FNMA POOL #880993 6% 01-01-2022 BEO
194,838

 
211,199

 
217,711

FNMA POOL #888367 7% 03-01-2037 BEO
1,758,388

 
1,989,176

 
1,989,651

FNMA POOL #889018 5.5% 05-01-2036 BEO
2,087,850

 
2,291,128

 
2,296,597

FNMA POOL #889579 6% DUE 05-01-2038 REG
1,858,749

 
2,040,848

 
2,057,835

FNMA POOL #889929 5.5% 08-01-2037 BEO
85,875

 
93,362

 
94,577

FNMA POOL #890229 5% 07-01-2025 BEO
1,494,425

 
1,631,259

 
1,608,039


 

43
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FNMA POOL #909207 6.5% 07-01-2023 BEO
461,406

 
511,913

 
506,332

FNMA POOL #922228 6.5% DUE 12-01-2036 REG
59,024

 
60,298

 
66,529

FNMA POOL #995112 5.5% DUE 07-01-2036 REG
164,351

 
180,324

 
180,786

FNMA POOL #995203 5% 07-01-2035 BEO
531,884

 
576,263

 
578,091

FNMA POOL #AA9188 5% 08-01-2039 BEO
573,276

 
596,208

 
627,927

FNMA POOL #AB2083 4% 01-01-2041 BEO
688,898

 
697,025

 
709,574

FNMA POOL #AB2172 4% 02-01-2041 BEO
1,005,705

 
1,016,940

 
1,036,157

FNMA POOL #AB5248 3% 05-01-2042 BEO
1,004,967

 
1,046,658

 
955,112

FNMA POOL #AC0607 5% 12-01-2039 BEO
168,428

 
190,323

 
185,918

FNMA POOL #AC1619 5.5% 08-01-2039 BEO
333,957

 
352,377

 
372,619

FNMA POOL #AC3295 5% 10-01-2024 BEO
357,326

 
380,720

 
387,234

FNMA POOL #AD0110 5.5% 04-01-2036 BEO
1,705,481

 
1,820,068

 
1,903,132

FNMA POOL #AD0495 5.5% 02-01-2035 BEO
1,425,355

 
1,561,210

 
1,570,723

FNMA POOL #AD0719 5.5% 12-01-2033 BEO
518,277

 
572,777

 
571,057

FNMA POOL #AD4384 5.5% 05-01-2040 BEO
343,512

 
370,080

 
378,400

FNMA POOL #AD4941 6% 06-01-2040 BEO
161,539

 
175,320

 
180,242

FNMA POOL #AD5541 5% 05-01-2030 BEO
137,089

 
143,879

 
150,279

FNMA POOL #AD5542 5% 05-01-2030 BEO
126,794

 
133,140

 
139,045

FNMA POOL #AD6448 5% 05-01-2040 BEO
168,681

 
190,610

 
184,898

FNMA POOL #AD7112 5.5% 07-01-2040 BEO
540,534

 
584,114

 
596,991

FNMA POOL #AD8676 5% 07-01-2040 BEO
1,304,125

 
1,378,704

 
1,428,037

FNMA POOL #AD9321 5% 08-01-2040 BEO
1,521,287

 
1,616,130

 
1,658,129

FNMA POOL #AE0178 6% 08-01-2024 BEO
163,803

 
179,057

 
180,333

FNMA POOL #AE0678 5% 10-01-2034 BEO
1,553,417

 
1,688,370

 
1,692,436

FNMA POOL #AE4273 5% 09-01-2040 BEO
1,623,486

 
1,730,028

 
1,773,177

FNMA POOL #AO3244 3.5% 08-01-2032 BEO
874,387

 
936,824

 
890,440

FNMA POOL #AQ3298 3% 10-01-2042 BEO
1,088,374

 
1,147,894

 
1,034,425

FNMA POOL #AU2244 3% 09-01-2028 BEO
2,360,930

 
2,439,136

 
2,415,853

FNMA POOL #AU7305 4% 08-01-2043 BEO
735,217

 
770,139

 
757,808

FNMA POOL #MA0193 5.5% 08-01-2024 BEO
950,587

 
1,010,148

 
1,028,785

FNMA POOL #MA0200 4.5% 10-01-2029 BEO
2,962,831

 
3,180,877

 
3,155,492

FNMA POOL #MA0232 4.5% 11-01-2029 BEO
430,470

 
462,150

 
458,592

FNMA POOL #MA0321 5.5% 01-01-2030 BEO
190,205

 
206,244

 
209,233

FNMA POOL #MA0878 4% DUE 10-01-2031 REG
2,337,123

 
2,462,743

 
2,441,511



44
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
FNMA REMIC SER 2007-117 CL-MD 5.5 07-25-2037
1,009,673

 
1,062,681

 
1,097,492

FNMA REMIC TR 2002-W7 CL-A4 6 06-25-2029
1,550,197

 
1,734,283

 
1,699,227

FNMA REMIC TR 2009-30 CL-AD 6.5 04-25-2039
606,161

 
658,632

 
651,399

FNMA SINGLE FAMILY MORTGAGE 2.5% 15 YEARS SETTLES FEBRUARY
2,370,000

 
2,342,597

 
2,340,005

FNMA SINGLE FAMILY MORTGAGE 4% 30 YEARS SETTLES FEBRUARY
2,370,000

 
2,448,506

 
2,432,213

FNMA TRANCHE 540 1.875 09-18-2018
3,685,000

 
3,752,284

 
3,709,258

FORD CR AUTO OWNER .45 DUE 08-15-2016
705,000

 
704,930

 
704,905

FORD CR AUTO OWNER .47% DUE 04-15-2015
24,064

 
24,063

 
24,064

FORD CR AUTO OWNER TR 2013-B CL A2 .38 DUE 02-15-2016
316,437

 
316,412

 
316,365

FORD CR FLOORPLAN .74% DUE 09-15-2016
825,000

 
824,856

 
826,029

FORD CR FLOORPLAN 2.24% DUE 02-15-2016
425,000

 
424,981

 
425,918

FORD CR FLOORPLAN MASTER OWNER TR A 2013-5 CL A-1 .85 DUE 09-15-2018
365,000

 
364,922

 
368,236

FORD MTR CR CO LLC 5.75% DUE 02-01-2021
1,850,000

 
2,102,803

 
2,072,494

FORD MTR CR CO LLC 5.875 DUE 08-02-2021
685,000

 
760,198

 
776,591

FREEPORT-MCMORAN COPPER & GOLD INC 3.55%DUE 03-01-2022
350,000

 
311,556

 
332,640

FUT MAR 14 10 YR T-NOTES
(29
)
 
(3,633,359
)
 
(3,568,359
)
FUT MAR 14 5 YR T NOTE
(136
)
 
(16,420,938
)
 
(16,226,500
)
FUT MAR 14 CBT UL T-BONDS
33

 
4,601,003

 
4,496,250

FUT MAR 14 U.S T-BONDS
(102
)
 
(13,335,703
)
 
(13,087,875
)
FUT MAR 14 US 2YR T-NOTE
(143
)
 
(31,475,496
)
 
(31,433,188
)
GEN ELEC CAP CORP 5.3% DUE 02-11-2021
790,000

 
827,679

 
883,710

GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE # TR 00849 4.65 DUE 10-17-2021
1,500,000

 
1,712,040

 
1,634,172

GENERAL ELEC CO 2.7 DUE 10-09-2022 REG
230,000

 
229,460

 
215,280

GENWORTH FINL INC 7.2% DUE 02-15-2021
110,000

 
130,381

 
127,734

GENWORTH FINL INC 7.7% DUE 06-15-2020
160,000

 
192,888

 
190,496

GENWORTH HLDGS INC 4.8 DUE 02-15-2024 REG
435,000

 
434,543

 
429,675

GIC METLIFE CONTRACT # METLIFE SA 698 RATE 00.0000% MAT 00/00/0000
1,404,595

 
129,746,814

 
140,496,956

GLAXOSMITHKLINE 1.5 DUE 05-08-2017
300,000

 
298,923

 
300,134

GNMA II JUMBOS 4.5% 30 YEARS SETTLES FEBRUARY
4,920,000

 
5,264,400

 
5,244,026

GNMA POOL #706848 5.5% 05-15-2040 BEO
836,372

 
904,327

 
931,584

GNMA POOL #781232 6.5% 12-15-2023 BEO
122,162

 
139,589

 
137,845

GOLDMAN SACHS 5.25% DUE 07-27-2021
250,000

 
249,963

 
273,711

GOLDMAN SACHS 5.75% DUE 01-24-2022
305,000

 
304,588

 
343,335

GOLDMAN SACHS GROUP INC MTN 7.5% DUE 02-15-2019
1,160,000

 
1,362,350

 
1,412,844


 

45
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
GOLDMAN SACHS GROUP INC VAR RT 11-29-2023
615,000

 
615,000

 
624,517

HARLEY DAVIDSON 1.11000001431% DUE 09-15-2016
155,551

 
156,013

 
155,857

HEALTHCARE RLTY TR 6.5% DUE 01-17-2017
755,000

 
822,814

 
846,696

HEWLETT PACKARD CO 4.3% DUE 06-01-2021
115,000

 
109,840

 
116,558

HLTH CARE REIT INC 2.25% DUE 03-15-2018
245,000

 
243,777

 
242,220

HONDA AUTO .45% DUE 04-18-2016
730,000

 
729,956

 
729,982

HSBC BANK USA NA 4.875 DUE 08-24-2020 BEO
1,200,000

 
1,256,520

 
1,295,077

HSBC FIN CORP 6.676% DUE 01-15-2021
755,000

 
763,109

 
867,523

HSBC HLDGS PLC 4 DUE 03-30-2022
440,000

 
464,943

 
452,254

HSBC HOLDINGS PLC 5.1 DUE 04-05-2021
200,000

 
235,890

 
222,290

HYUNDAI AUTO 1.63% DUE 03-15-2017
970,868

 
980,576

 
979,638

I/O CMO MORGAN STANLEY BAML TRUST SER 2013-C13 CL A-4 FLTG RT 11-15-2046
310,000

 
319,278

 
312,438

IL ST TAXABLE-PENSION 5.1 DUE 06-01-2033BEO TAXABLE SINKING FD 06-01-2024 N/C
255,000

 
228,587

 
237,609

ILLINOIS ST 5.365% 03-01-2017 BEO TAXABLE
1,975,000

 
2,224,475

 
2,128,892

ILLINOIS ST 5.65% 03-01-2020 BEO TAXABLE
160,000

 
164,800

 
171,850

ILLINOIS ST 5.727% 04-01-2020 BEO TAXABLE
230,000

 
238,227

 
248,195

INTERNATIONAL BUSINESS MACHS CORP 1.625 DUE 05-15-2020
810,000

 
803,917

 
759,562

J P MORGAN CHASE 2.9599% DUE 04-15-2046
1,140,000

 
1,174,191

 
1,066,483

J P MORGAN CHASE 4.1664% DUE 12-15-2046
900,000

 
926,993

 
919,827

JPMORGAN CHASE & 3.375% DUE 05-01-2023
625,000

 
622,210

 
582,500

JPMORGAN CHASE & 4.35% DUE 08-15-2021
485,000

 
482,672

 
511,151

JPMORGAN CHASE & 4.4% DUE 07-22-2020
530,000

 
528,437

 
569,728

JPMORGAN CHASE & 6.3% DUE 04-23-2019
590,000

 
652,234

 
696,350

JPMORGAN CHASE & CO FORMERLY J P MORGAN 6 DUE 01-15-2018 BEO
420,000

 
413,574

 
483,620

JPMORGAN CHASE & CO FORMERLY J P MORGAN NT 5.125 DUE 09-15-2014 REG
125,000

 
124,690

 
128,784

JPMORGAN CHASE BK N A NEW YORK N Y FORME6 DUE 10-01-2017
1,210,000

 
1,342,701

 
1,384,384

KINDER MORGAN 6.85% DUE 02-15-2020
400,000

 
446,676

 
475,474

KINDER MORGAN ENERGY PARTNERS L P 3.5 DUE 09-01-2023
340,000

 
318,923

 
312,183

KOREA REP NT 7.125% DUE 04-16-2019 REG
285,000

 
338,381

 
347,411

LEGG MASON INC SR NT 5.5 05-21-2019
275,000

 
303,512

 
300,829

LIAB: WRAPPER FOR INSURANCE CONTRACTS
1

 
—

 
(5,166,452
)
LIAB: WRAPPER FOR SYNTHETIC CONTRACTS
1

 
—

 
(8,922,728
)
LOCKHEED MARTIN 3.35 DUE 09-15-2021
660,000

 
658,218

 
654,853

LORILLARD TOB CO 3.75% DUE 05-20-2023
490,000

 
479,247

 
446,081


 

46
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
LYONDELLBASELL 5% DUE 04-15-2019
580,000

 
626,325

 
644,160

MAY DEPT STORES CO 6.65% DUE 07-15-2024
1,450,000

 
1,816,850

 
1,675,481

MERCEDES-BENZ AUTO RECEIVABLES TR 2011-1CL A-3 .85 DUE 03-15-2015 REG
71,406

 
71,559

 
71,455

MERRILL LYNCH & CO INC TRANCHE # TR 00677 6.875% DUE 04-25-2018
105,000

 
104,180

 
124,149

MORGAN STANLEY 3.75% DUE 02-25-2023
180,000

 
178,898

 
175,152

MORGAN STANLEY 5.5% DUE 01-26-2020
350,000

 
354,694

 
392,900

MORGAN STANLEY 5.5% DUE 07-28-2021
315,000

 
313,925

 
351,999

MORGAN STANLEY FORMERLY MORGAN STANLEY MORGAN STANLEY 5.95 DUE 12-28-2017
520,000

 
548,101

 
594,110

MOSAIC CO NEW 4.25% DUE 11-15-2023
395,000

 
394,171

 
390,100

MYLAN INC FORMERLY 4.2 DUE 11-29-2023
230,000

 
229,108

 
226,226

NEVADA PWR CO 7.125% DUE 03-15-2019
140,000

 
139,845

 
170,344

NEWS AMER INC SR NT 4.5 2-15-2021
525,000

 
601,514

 
562,733

NISOURCE FIN CORP 6.125% DUE 03-01-2022
300,000

 
311,874

 
332,629

NISOURCE FIN CORP 6.8% DUE 01-15-2019
80,000

 
79,779

 
93,103

NORTHROP GRUMMAN 1.75% DUE 06-01-2018
1,155,000

 
1,151,812

 
1,126,773

NTGI COLLECTIVE GOVERNMENT SHORT TERM INVESTMENT FUND
22,163,025

 
22,163,025

 
22,163,025

PAC GAS & ELEC CO 8.25% DUE 10-15-2018
775,000

 
1,004,547

 
969,275

PACIFICORP 2.95% DUE 06-01-2023
890,000

 
887,330

 
834,921

Pending trade purchases: United States dollar
—

 
(30,143,444
)
 
(30,143,444
)
Pending trade sales: United States dollar
—

 
65,547

 
65,547

PEPSICO INC 2.75 DUE 03-05-2022
265,000

 
264,539

 
251,776

PETROBRAS GLOBAL 3% DUE 01-15-2019
650,000

 
603,824

 
608,291

PETROBRAS GLOBAL 4.375% DUE 05-20-2023
625,000

 
619,820

 
556,808

PETROBRAS GLOBAL FINANCE B.V 2 DUE 05-20-2016 BEO
370,000

 
368,461

 
369,707

PETROBRAS INTL FIN 3.875% DUE 01-27-2016
600,000

 
614,906

 
617,677

PETROBRAS INTL FIN 5.375% DUE 01-27-2021
775,000

 
826,341

 
769,101

PETROLEOS 3.5% DUE 07-18-2018
825,000

 
838,406

 
846,656

PNC BK N A 1.15 DUE 11-01-2016
360,000

 
359,532

 
360,441

PNC BK N A PITT PA MEDIUM TERM SUB TRANCHE # TR 00005 6.875 DUE 04-01-2018
300,000

 
349,458

 
354,704

PSE&G TRANSITION 6.75% DUE 06-15-2016
363,477

 
418,461

 
370,990

PSE&G TRANSITION 6.89% DUE 12-15-2017
2,695,000

 
3,123,287

 
2,913,691

PVTPL BAE SYS PLC NT 144A 4.75% DUE 10-11-2021 BEO
830,000

 
829,153

 
865,225

PVTPL BG ENERGY CAP PLC GTD NT 144A 4% DUE 10-15-2021 BEO
560,000

 
555,576

 
574,460

PVTPL BG ENERGY CAP PLC GTD NT 2.5% DUE 12-09-2015 BEO
205,000

 
203,624

 
211,577

 

47
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
PVTPL CMO EXTENDED STAY AMER TR 2013-ESHCL A-1-7 2.2952 DUE 12-05-2031 BEO
1,300,000

 
1,296,746

 
1,279,720

PVTPL CMO HILTON USA TR 2013-HLT CL AFX 2.6621 DUE 11-05-2030 BEO
735,000

 
734,999

 
727,640

PVTPL DEUTSCHE TELEKOM INTL FIN B V NT 2.25 DUE 03-06-2017
595,000

 
591,650

 
603,476

PVTPL HEINEKEN N V SR NT 1.4% DUE 10-01-2017 BEO
220,000

 
219,274

 
215,836

PVTPL JAPAN TOB INC SR NT 2.1 DUE 07-23-2018 BEO
265,000

 
264,711

 
264,267

PVTPL MASS MUT LIFE INS CO SURP NT 144A 8.875 DUE 06-01-2039 BEO
290,000

 
390,763

 
415,588

PVTPL NEWS AMER INC SR NT 144A 4 DUE 10-01-2023 BEO
145,000

 
144,126

 
143,312

PVTPL NY LIFE GLOBAL FDG MEDIUM TERM NTSTRANCHE # TR 00039 2.1 DUE 01-02-2019
735,000

 
734,155

 
726,849

PVTPL SABMILLER HLDGS INC 3.75 DUE 01-15-2022
245,000

 
243,829

 
245,914

PVTPL TOYOTA AUTO RECEIVABLES 2013-B NT CL A-2 .48% DUE 02-15-2016 REG
360,000

 
359,980

 
360,291

PVTPL TSMC GLOBAL LTD 1.625 DUE 04-03-2018
580,000

 
579,611

 
555,429

PVTPL UNION PAC CORP NT 3.646 DUE 02-15-2024 BEO
971,000

 
1,326,785

 
938,222

QUEBEC PROV CDA NT 4.6% DUE 05-26-2015 BEO
295,000

 
303,352

 
312,340

REED ELSEVIER CAP 8.625% DUE 01-15-2019
65,000

 
84,327

 
81,492

REED ELSEVIER CAP INC 3.125 DUE 10-15-2022
295,000

 
303,870

 
272,802

REGENCY CTRS L P 5.25% DUE 08-01-2015
43,000

 
43,029

 
45,655

REGENCY CTRS L P 5.875% DUE 06-15-2017
70,000

 
69,669

 
78,041

RESOLUTION FDG CORP FED BOOK ENTRY PRIN 0 STRP 15/07/2020 USD1000 07-15-2020
725,000

 
640,584

 
605,069

REYNOLDS AMERICAN INC 4.85 DUE 09-15-2023 REG
785,000

 
784,388

 
810,360

RIO TINTO FIN USA 2.25% DUE 12-14-2018
830,000

 
822,414

 
825,905

RIO TINTO FIN USA 3.75% DUE 09-20-2021
115,000

 
115,743

 
116,104

RIO TINTO FIN USA LTD 9 DUE 05-01-2019
245,000

 
305,503

 
319,877

ROGERS 4.1% DUE 10-01-2023
290,000

 
289,458

 
290,546

ROYAL BANK OF SCOTLAND PLC 5.625 GTD SNRNTS DUE 08-24-2020 USD1000
1,030,000

 
1,208,494

 
1,153,108

ROYAL BK SCOTLAND 2.55% DUE 09-18-2015
360,000

 
359,795

 
368,193

ROYAL BK SCOTLAND 6.125% DUE 01-11-2021
325,000

 
355,501

 
367,855

RSB BONDCO LLC 5.82% DUE 06-28-2019
495,000

 
569,637

 
556,713

SHELL INTL FIN B V 3.4% DUE 08-12-2023
425,000

 
424,108

 
414,228

SLM CORP 6 25 JAN 2017
575,000

 
622,438

 
622,438

SLM CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE # TR 00110 3.875 DUE 09-10-2015
300,000

 
309,609

 
310,125

SLM CORP TRANCHE # TR 00109 4.625 09-25-2017
300,000

 
311,250

 
311,407

SLM STUD LN TR 2007-2 CL A-2 FLT RT 07-25-2017 REG
307,001

 
306,090

 
306,376

SLM STUDENT LN TR 2006 6 CL A 10-25-2022BEO
539,692

 
537,581

 
538,108

SLM STUDENT LN TR 2006-10 CL A-4 FLT RT 07-25-2023 BEO
364,026

 
363,173

 
362,874


 

48
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
SOUTHERN CALIF EDISON CO 3.5 DUE 10-01-2023
610,000

 
608,926

 
597,831

SOUTHN CAL EDISON 5.5% DUE 08-15-2018
250,000

 
305,010

 
286,187

SPECTRA ENERGY 2.95 DUE 09-25-2018
70,000

 
69,880

 
70,954

SPECTRA ENERGY 2.95% DUE 06-15-2016
290,000

 
295,388

 
301,041

SPECTRA ENERGY 4.75 DUE 03-15-2024
110,000

 
112,248

 
112,134

ST STR CORP 3.7 DUE 11-20-2023
1,425,000

 
1,421,580

 
1,413,797

STAPLES INC 2.75 DUE 01-12-2018
305,000

 
304,167

 
309,271

STATOIL ASA 2.9% DUE 11-08-2020
650,000

 
649,838

 
645,747

STRYKER CORP 1.3% DUE 04-01-2018
270,000

 
268,826

 
262,278

TECK RESOURCES LTD 3.75% DUE 02-01-2023
470,000

 
463,385

 
438,099

TECK RESOURCES LTD 4.5% DUE 01-15-2021
430,000

 
442,271

 
433,198

TELECOM ITALIA CAP 6.999% DUE 06-04-2018
475,000

 
530,061

 
526,063

TELEFONICA EMISIONES S A U 5.462 DUE 02-16-2021 REG
425,000

 
418,228

 
448,436

THERMO FISHER SCIENTIFIC INC 2.4 DUE 02-01-2019 REG
370,000

 
369,245

 
366,556

TI CAPITAL 7.175% DUE 06-18-2019
895,000

 
1,042,980

 
1,004,638

TIME WARNER CABLE 4% DUE 09-01-2021
305,000

 
324,270

 
283,270

TIME WARNER CABLE 6.75% DUE 07-01-2018
700,000

 
713,676

 
785,007

TIME WARNER CABLE 7.3% DUE 07-01-2038
645,000

 
741,118

 
643,180

TIME WARNER CABLE 8.75% DUE 02-14-2019
500,000

 
596,330

 
596,421

TIME WARNER CABLE INC 8.25 DUE 04-01-2019 REG
900,000

 
1,167,642

 
1,054,355

TIME WARNER NEW 4.7 DUE 01-15-2021
1,575,000

 
1,810,856

 
1,672,157

TOTAL CAP 2.125% DUE 08-10-2018
60,000

 
59,983

 
60,233

TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK 2 DUE 10-24-2018
805,000

 
804,807

 
804,766

TRANSCANADA 3.75% DUE 10-16-2023
305,000

 
303,082

 
297,271

TXU ELEC DELIVERY 5.29% DUE 05-15-2018
1,414,591

 
1,540,136

 
1,505,566

UNION PAC CORP 4.163% DUE 07-15-2022
150,000

 
171,968

 
154,318

UNITED STATES TREAS BDS .. 3.125% DUE 11-15-2041 REG
6,480,000

 
6,506,804

 
5,597,100

UNITED STATES TREAS BDS 2.875 DUE DUE 05-15-2043
3,055,000

 
2,553,862

 
2,475,983

UNITED STATES TREAS BDS 3.625 DUE 08-15-2043
825,000

 
792,480

 
779,109

UNITED STATES TREAS BDS DTD 02/15/2012 3.125% DUE 02-15-2042 REG
5,885,000

 
6,436,844

 
5,073,976

UNITED STATES TREAS BDS DTD 11/15/2012 2.75% DUE 11-15-2042 REG
4,870,000

 
4,476,259

 
3,850,344

UNITED STATES TREAS BILLS 01-02-2014 UNITED STATES TREAS BILLS
80,000

 
79,982

 
80,000

UNITED STATES TREAS BILLS 02-06-2014 UNITED STATES TREAS BILLS
4,890,000

 
4,889,532

 
4,889,927

UNITED STATES TREAS BILLS 02-13-2014 UNITED STATES TREAS BILLS
1,500,000

 
1,499,976

 
1,499,978


 

49
Table of Contents

5500 Supplemental Schedules
 
Account Number 7870
 
 
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Held at End of Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Share/Par Value
 
Historical Cost
 
Current Value
UNITED STATES TREAS BILLS 02-20-2014 UNITED STATES TREAS BILLS
16,033,000

 
16,032,380

 
16,032,503

UNITED STATES TREAS BILLS 06-12-2014 UNITED STATES TREAS BILLS
25,000

 
24,990

 
24,994

UNITED STATES TREAS NTS .25 DUE 01-15-2015
6,000,000

 
6,005,645

 
6,004,920

UNITED STATES TREAS NTS .25 DUE 03-31-2014 REG
1,945,000

 
1,945,858

 
1,945,761

UNITED STATES TREAS NTS 0.25 DUE 02-28-2014
6,000,000

 
6,003,321

 
6,001,404

UNITED STATES TREAS NTS 1.5 DUE 12-31-2018 REG
6,830,000

 
6,751,150

 
6,753,163

UNITED STATES TREAS NTS DTD 00049 4% DUE02-15-2014 REG
11,290,000

 
11,362,421

 
11,342,476

UNITED STATES TREAS NTS DTD 00225 1.75% DUE 03-31-2014 REG
1,700,000

 
1,707,822

 
1,706,839

UNITED STATES TREAS NTS DTD 01/31/2012 .25% DUE 01-31-2014 REG
5,865,000

 
5,867,082

 
5,865,915

UNITED STATES TREAS NTS DTD 02/15/2013 2% DUE 02-15-2023 REG
9,930,000

 
10,065,544

 
9,211,624

UNITED STATES TREAS NTS DTD 06/30/2013 .375% DUE 06-30-2015 REG
5,560,000

 
5,564,194

 
5,571,509

UNITED STATES TREAS NTS DTD 08/15/2013 2.5% DUE 08-15-2023 REG
6,245,000

 
6,157,800

 
5,997,148

UNITED STATES TREAS NTS DTD 10/31/2012 .25% DUE 10-31-2014 REG
6,700,000

 
6,698,401

 
6,705,755

UNITED STATES TREAS NTS DTD 11/15/2013 2.75% DUE 11-15-2023 REG
130,000

 
129,269

 
127,177

UNITED STATES TREAS NTS NT 1.875% DUE 02-28-2014 REG
960,000

 
963,774

 
962,700

US TREAS NTS 2.375 DUE 07-31-2017 REG
6,935,000

 
7,329,742

 
7,246,534

UTD STATES TREAS .25% DUE 10-31-2015
11,110,000

 
11,096,113

 
11,094,379

UTD STATES TREAS .25% DUE 11-30-2014
3,100,000

 
3,098,678

 
3,102,784

UTD STATES TREAS 1.25% DUE 02-15-2014
635,000

 
636,532

 
635,868

UTD STATES TREAS CPN .125 DUE 07-31-2014
13,280,000

 
13,256,722

 
13,281,554

VALE OVERSEAS LTD 6.25% DUE 01-23-2017
555,000

 
619,863

 
615,571

VERIZON 3.65% DUE 09-14-2018
475,000

 
496,204

 
502,818

VERIZON 3.85% DUE 11-01-2042
265,000

 
264,626

 
216,453

VERIZON COMMUNICATIONS 5.15 BDS DUE 09-15-2023 USD2000 REG
2,720,000

 
2,711,187

 
2,920,442

VERIZON COMMUNICATIONS 6.4 NTS DUE 09-15-2033 USD REG
1,170,000

 
1,168,830

 
1,345,642

VODAFONE GROUP PLC NEW 2.95 DUE 02-19-2023
670,000

 
666,898

 
611,047

VOLKSWAGEN AUTO LN .42% DUE 07-20-2016
680,000

 
679,975

 
679,853

WALGREEN CO 1% DUE 03-13-2015
520,000

 
519,360

 
522,137

WASTE MGMT INC DEL 4.75% DUE 06-30-2020
275,000

 
279,573

 
299,038

WELLPOINT INC 1.25% DUE 09-10-2015
420,000

 
419,828

 
422,919

WFRBS COML MTG TR 3.337% DUE 06-15-2046
910,000

 
937,269

 
874,340

WILLIAMS PARTNERS 3.35 DUE 08-15-2022
355,000

 
354,911

 
329,565

WILLIAMS PARTNERS 4% DUE 11-15-2021
220,000

 
232,789

 
217,276

XEROX CORP 5.625% DUE 12-15-2019
1,895,000

 
2,147,085

 
2,089,656

XEROX CORPORATION 4.5 DUE 05-15-2021
300,000

 
316,032

 
308,786

ZOETIS INC 3.25 DUE 02-01-2023 REG
425,000

 
424,533

 
397,660

Grand Total
445,466,301

 
558,890,868

 
550,446,103


 


 




 

 


50
Table of Contents

MONSANTO SAVINGS AND INVESTMENT PLAN
Schedule of Assets (Held at Year End)
As of Dec. 31, 2013
(Dollars in thousands)
 
 
Cost
 
Current Value
Identity of issuer, borrower, lessor or similar party
 
 
 
Total Assets Held per page 38 of attached detail
$
2,305,738

 
$
3,219,111

Reconciling Items:
 
 
 
Participant loans receivable
(29,830
)
 
(29,830
)
Adjustment from fair value to contract value for fully benefit-responsive investment and insurance contracts
—

 
14,089

Total investments per financial statements
$
2,275,908

 
$
3,203,370


 
 
Cost
 
Current Value
Identity of issuer, borrower, lessor or similar party
 
 
 
Total Investment Contract Assets per page 50 of attached detail
$
558,891

 
$
550,446

Reconciling Items:
 
 
 
Accrued interest income which is included in the $135,330, the $240,018 and the $177,410 on page 28 of the attached detail
2,312

 
2,312

Adjustment from fair value to contract value for fully benefit-responsive investment and insurance contracts
—

 
14,089

Total investment and insurance contracts per financial statements
$
561,203

 
$
566,847


51
Table of Contents

MONSANTO SAVINGS AND INVESTMENT PLAN
EIN 43-1878297
SUPPLEMENTAL SCHEDULE 2
Form 5500, Schedule H, Part IV, Line 4i –
Schedule of Assets (Acquired and Disposed of Within Year) for the Year Ended Dec. 31, 2013



52
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Acquired and Disposed of Within Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Acquired
Share/Par  Value
 
Cost of Acquisition
Net Amount
 
Disposed
Share/Par  Value
 
Proceeds of Dispositions
Net Amount
#REORG/BANCO SANTANDER WORTHLESS 2/5/2013
—

 
—

 
(17,808
)
 
3,701

#REORG/VODAFONE GROUP REVERSE STOCK SPLIT VODAFONE 2V16AM1 EFF 02-24-2014
12,300

 
(335,079
)
 
(34,900
)
 
1,003,334

ADR 58 COM INC SPONSORED ADR REPSTG CL A
11

 
(187
)
 
(11
)
 
253

ADR ARM HLDS PLC SPONSORED ISIN US0420681068
47,145

 
(2,083,354
)
 
(3,352
)
 
156,929

ADR ASTRAZENECA PLC SPONSORED ADR UK
10,900

 
(553,050
)
 
(3,400
)
 
189,821

ADR BAIDU INC SPONSORED ADR
7,767

 
(1,202,960
)
 
(5,498
)
 
536,456

ADR CRITEO S A SPONSORED ADS
52

 
(1,612
)
 
(52
)
 
1,860

ADR FOMENTO ECONOMICO MEXICANA SAB DE CV
310

 
(34,000
)
 
(900
)
 
111,920

ADR ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS
17,000

 
(1,162,581
)
 
(500
)
 
35,462

ADR TOTAL SA
8,800

 
(438,706
)
 
(12,500
)
 
739,691

AMER MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS
620

 
(13,134
)
 
(21,920
)
 
460,886

BANCO BILBAO VIZCAYA ARGENTARI
—

 
—

 
(70,006
)
 
—

BANK AMER CORP 7.625% DUE 06-01-2019
500,000

 
(628,826
)
 
(300,000
)
 
384,660

BARCLAYS NEW ORD GBP0.25 (NPD)
—

 
—

 
(35,762
)
 
—

BAYER AG NPV (REGD)
740

 
(74,757
)
 
(900
)
 
119,743

BBVA(BILB-VIZ-ARG) EUR0.49 (STK DIV 22/04/13)
—

 
—

 
(53,550
)
 
—

BCE INC COM NEW
4,200

 
(171,539
)
 
(4,200
)
 
170,365

CALIFORNIA ST 7.3% 10-01-2039 BEO TAXABLE
325,000

 
(439,963
)
 
(150,000
)
 
209,063

CATAMARAN CORP COM
4,200

 
(223,725
)
 
(14,716
)
 
724,974

CIA ENERG MG-CEMIG PRF BRL5.00
25,542

 
(72,683
)
 
—

 
2

CREDIT SUISSE AG CHF0.04(REGD)
9,349

 
(235,607
)
 
(2
)
 
37

ENBRIDGE INC COM
5,221

 
(235,219
)
 
(5,221
)
 
213,025

FAMILYMART CO NPV
400

 
(16,379
)
 
(12,300
)
 
541,905

GILDAN ACTIVEWEAR INC COM
4,300

 
(156,719
)
 
(4,300
)
 
174,561

GLENCORE XSTRATA PLC ORD USD0.01
31,500

 
(164,569
)
 
(1
)
 
—

GROUPE FNAC EUR1
—

 
—

 
(388
)
 
9,251

INDUSTRIAL & COMMERCIAL BANK CHINA 'H'
88,000

 
(54,422
)
 
(221,000
)
 
158,730

MAGNA INTERNATIONAL INC COMMON STOCK
7,700

 
(534,217
)
 
(10,500
)
 
692,838

MEGGITT ORD GBP0.05
9,100

 
(75,613
)
 
(10,400
)
 
86,831

OSRAM LICHT AG NPV
—

 
—

 
(994
)
 
36,778

PERNOD RICARD NPV EUR 1.55
350

 
(45,585
)
 
(4,980
)
 
558,846

POTASH CORP SASK COM NPV
19,999

 
(835,626
)
 
(19,679
)
 
579,812

PVTPL CAPITAL ONE FINL CORP SR NT 3.5 DUE 06-15-2023 REG
225,000

 
(209,563
)
 
—

 
—

PVTPL REED ELSEVIER CAP INC GTD NT 3.125DUE 10-15-2022
—

 
—

 
(145
)
 
136

RANDSTAD HLDGS NV EUR0.10 (STK DIV 19/04/13)
—

 
—

 
(16,350
)
 
—

REPSOL SA EUR1 (STK/DIV 04/07/2013)
22,348

 
—

 
(22,348
)
 
—

ROYAL MAIL PLC ORD GBP0.01
6,000

 
(31,589
)
 
(6,000
)
 
45,458

SANOFI SPONSORED ADR
9,990

 
(495,450
)
 
(32,974
)
 
1,646,931


53
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account name MONSANTO CONSOLIDATED
Schedule of Assets (Acquired and Disposed of Within Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Acquired
Share/Par  Value
 
Cost of Acquisition
Net Amount
 
Disposed
Share/Par  Value
 
Proceeds of Dispositions
Net Amount
SAP AG ORD NPV
1,770

 
(142,810
)
 
(2,880
)
 
221,975

SBM OFFSHORE NV EUR0.25 (SUB RIGHTS
—

 
—

 
(23,040
)
 
—

SHIRE PLC ADR
447

 
(43,790
)
 
(6,749
)
 
624,615

SIAM CEMENT PCL-NVDR
9,300

 
(123,329
)
 
(15,800
)
 
231,231

TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
3,440

 
(61,129
)
 
(8,792
)
 
167,711

TALISMAN ENERGY IN COM NPV
11,700

 
(136,820
)
 
(27,500
)
 
330,484

TESCO ORD GBP0.05
85,390

 
(489,138
)
 
(101,360
)
 
581,207

VALEANT PHARMACEUTICALS INTERNATIONAL INC COMMON STOCK
500

 
(44,991
)
 
(300
)
 
30,846

Grand Total
1,516,391

 
(11,568,719
)
 
(1,283,978
)
 
11,782,329


 

 
 

54
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Acquired and Disposed of Within Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Acquired
Share/Par Value
 
Cost of Acquisition
Net Amount
 
Disposed
Share/Par Value
 
Proceeds of Dispositions
Net Amount
ALLY AUTO 1.75% DUE 03-15-2016
180,000

 
(182,250
)
 
(50,906
)
 
50,906,000

ALTRIA GROUP INC 4 DUE 01-31-2024 REG
260,000

 
(258,383
)
 
(170,000
)
 
170,570

AMGEN INC 6.375% DUE 06-01-2037
95,000

 
(118,263
)
 
(95,000
)
 
119,134

ANHEUSER-BUSCH 4% DUE 01-17-2043
1,490,000

 
(1,482,774
)
 
(1,130,000
)
 
1,094,397

AT&T INC 2.625 DUE 12-01-2022
630,000

 
(617,104
)
 
(630,000
)
 
575,625

BANK AMER CORP 7.625% DUE 06-01-2019
100,000

 
(125,209
)
 
(250,000
)
 
309,703

BHP BILLITON FIN USA LTD 3.85 DUE 09-30-2023 REG
650,000

 
(649,201
)
 
(135,000
)
 
136,480

BK AMER AUTO TR 1.94% DUE 06-15-2017
196,630

 
(197,720
)
 
(196,630
)
 
196,630

CF INDS INC 3.45% DUE 06-01-2023
245,000

 
(245,634
)
 
(245,000
)
 
230,258

CHEVRON CORP NEW 1.718% DUE 06-24-2018
865,000

 
(865,000
)
 
—

 
—

CHEVRON CORP NEW 2.427 DUE 06-24-2020
1,200,000

 
(1,200,000
)
 
(500,000
)
 
493,954

CMO CREDIT SUISSE FIRST BOSTON MTG SECS CORP 2004-C1 CL A-4 DUE 01-16-2037 REG
420,516

 
(431,037
)
 
(420,516
)
 
420,516

CMO GS MTG SECS CORP II 2004-GG2 COML MTG PASSTHRU CTF A-6 5.396 8-10-38 REG
415,000

 
(429,006
)
 
(93,465
)
 
93,465

CMO MORGAN STANLEY CAP I INC 2003-IQ6 CLA-4 4.97% DUE 12-15-2041/11-15-2013 REG
436,302

 
(447,482
)
 
(436,302
)
 
436,302

CMO WACHOVIA BK COML MTG TR 2003-C9 CL A-4 DUE 12-15-2035 REG VAR
446,739

 
(455,953
)
 
(446,739
)
 
446,739

CNOOC FIN 2013 LTD 1.75% DUE 05-09-2018
245,000

 
(243,871
)
 
(245,000
)
 
241,675

DET EDISON 6.62% DUE 03-01-2016
865,054

 
(909,726
)
 
(330,064
)
 
330,064

FORD CR AUTO OWNER TR 2013-B CL A2 .38 DUE 02-15-2016
400,000

 
(399,968
)
 
(83,563
)
 
83,563

FREEPORT-MCMORAN COPPER & GOLD INC 3.55%DUE 03-01-2022
650,000

 
(609,018
)
 
(300,000
)
 
274,107

GIC METLIFE CONTRACT # METLIFE SA 698 RATE 00.0000% MAT 00/00/0000
3,844

 
(386,102
)
 
(3,014
)
 
300,899

GOLDMAN SACHS GROUP INC MEDIUM TERM NTS TRANCHE # TR 00590 VAR RT DUE 11-15-2018
615,000

 
(615,213
)
 
(615,000
)
 
613,819

HARLEY DAVIDSON 1.11000001431% DUE 09-15-2016
240,000

 
(240,713
)
 
(84,449
)
 
84,449

KOHLS CORP 4 DUE 11-01-2021
190,000

 
(191,230
)
 
(190,000
)
 
200,133

KONINKLIJKE 5.75% DUE 03-11-2018
1,000,000

 
(1,211,780
)
 
(1,000,000
)
 
1,184,420

MERCEDES-BENZ AUTO RECEIVABLES TR 2011-1CL A-3 .85 DUE 03-15-2015 REG
345,794

 
(346,537
)
 
(274,389
)
 
274,389

MORGAN STANLEY 7.3% DUE 05-13-2019
300,000

 
(346,554
)
 
(300,000
)
 
358,377

PETROBRAS GLOBAL 3% DUE 01-15-2019
1,000,000

 
(928,960
)
 
(350,000
)
 
331,107

PSE&G TRANSITION 6.75% DUE 06-15-2016
30,000

 
(30,675
)
 
(391,523
)
 
391,523

PVTPL CAPITAL ONE FINL CORP SR NT 3.5 DUE 06-15-2023 REG
425,000

 
(395,622
)
 
—

 
—

PVTPL FREEPORT-MCMORAN COPPER & GOLD INC SR NT 144A 3.875 DUE 03-15-2023
625,000

 
(633,008
)
 
(625,000
)
 
570,813

PVTPL REED ELSEVIER CAP INC GTD NT 3.125DUE 10-15-2022
—

 
—

 
(976
)
 
915

PVTPL UNION PAC CORP NT 3.646 DUE 02-15-2024 BEO
—

 
—

 
(250
)
 
250

PVTPL ZOETIS INC SR NT 144A 1.875% DUE 02-01-2018 BEO
175,000

 
(174,900
)
 
(175,000
)
 
171,005

PVTPL ZOETIS INC SR NT 144A 3.25% DUE 02-01-2023/11-01-2022 BEO
425,000

 
(424,533
)
 
—

 
—


 

55
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
Account name MONSANTO WRAPPED CONSOLIDATED
Schedule of Assets (Acquired and Disposed of Within Year)
 
 
31-Dec-13
 
 

Security Description / Asset ID
Acquired
Share/Par Value
 
Cost of Acquisition
Net Amount
 
Disposed
Share/Par Value
 
Proceeds of Dispositions
Net Amount
REED ELSEVIER CAP 8.625% DUE 01-15-2019
100,000

 
(129,049
)
 
—

 
—

RIO TINTO FIN USA 2.25% DUE 12-14-2018
1,065,000

 
(1,055,266
)
 
(235,000
)
 
235,237

SHELL INTL FIN B V 2% DUE 11-15-2018
335,000

 
(334,906
)
 
(335,000
)
 
337,238

SLM STUDENT LN TR 2006 6 CL A 10-25-2022BEO
610,317

 
(607,921
)
 
(70,624
)
 
70,624

SLM STUDENT LN TR 2006-10 CL A-4 FLT RT 07-25-2023 BEO
524,293

 
(523,064
)
 
(160,267
)
 
160,267

STAPLES INC 2.75 DUE 01-12-2018
655,000

 
(653,212
)
 
(350,000
)
 
350,834

STRYKER CORP 1.3% DUE 04-01-2018
615,000

 
(612,325
)
 
(345,000
)
 
340,794

TELECOM ITALIA CAP 6.999% DUE 06-04-2018
475,000

 
(530,061
)
 
(720,000
)
 
797,436

TI CAPITAL 7.175% DUE 06-18-2019
250,000

 
(296,393
)
 
(160,000
)
 
179,336

TIME WARNER CABLE 4% DUE 09-01-2021
870,000

 
(924,967
)
 
(565,000
)
 
538,043

TOTAL CAP 2.125% DUE 08-10-2018
80,000

 
(79,978
)
 
(20,000
)
 
20,355

TOTAL CAP CDA LTD GTD NT 1.45 01-15-2018
620,000

 
(619,405
)
 
(620,000
)
 
617,231

TXU ELEC DELIVERY 5.29% DUE 05-15-2018
1,937,322

 
(2,109,259
)
 
(522,731
)
 
522,731

VERIZON 2.45% DUE 11-01-2022
660,000

 
(630,604
)
 
(660,000
)
 
595,577

VERIZON COMMUNICATIONS 5.15 BDS DUE 09-15-2023 USD2000 REG
3,230,000

 
(3,219,535
)
 
(510,000
)
 
530,088

VERIZON COMMUNICATIONS 6.4 NTS DUE 09-15-2033 USD REG
1,505,000

 
(1,503,495
)
 
(335,000
)
 
376,638

WFRBS COML MTG TR 2013-C12 CL A-4 3.138 DUE 03-15-2023
675,000

 
(695,237
)
 
(675,000
)
 
633,445

Grand Total
29,371,809

 
(30,318,095
)
 
(16,916,407
)
 
17,359,519


 




























56
Table of Contents

MONSANTO SAVINGS AND INVESTMENT PLAN
EIN 43-1878297
SUPPLEMENTAL SCHEDULE 3
Form 5500, Schedule H, Part IV, Line 4j –
Schedule of Reportable Transactions for the Year Ended Dec. 31, 2013


57
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account Name MONSANTO CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 

u
5% Report — Part A
Single Transaction in Excess of 5%
Security Description / Asset ID
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THERE ARE NO REPORTABLE TRANSACTIONS
 
















































NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 2,661,565,297
58
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account Name MONSANTO CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 

    
u
5% Report—Part B
Series of Non-Security Transactions with Same Party in Excess of 5%
Security Description / Asset ID
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THERE ARE NO REPORTABLE TRANSACTIONS


NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 2,661,565,297
59
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account Name MONSANTO CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 

 u
5% Report—Part C Summary
Series of Transactions by Issue in Excess of 5%
Security Description / Asset ID
 
Number of
Transactions
 
Transaction Aggregate
 
Lease
Rental
 
Expenses
Incurred
 
Cost of Asset
 
Current Value of  Asset
on Transaction
Acquisition
Price
 
Disposition
Price
 
NTGI COLLECTIVE GOVERNMENT SHORT TERM INVESTMENT FUND CUSIP: 195997MV0
Total acquisitions
1,687

 
643,255,246

 
—

 
—

 
—

 
643,255,246

 
643,255,246

 
Total dispositions
1,760

 
—

 
623,942,614

 
—

 
—

 
623,942,614

 
623,942,614


































NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 2,661,565,297
60
Table of Contents

5500 Supplemental Schedules
 
Account number 7879
 
 
Account Name MONSANTO CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 

u
5% Report—Part D
Series of Transactions with Same Party in Excess of 5%
Security Description / Asset ID
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THERE ARE NO REPORTABLE TRANSACTIONS

NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 2,661,565,297
61
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
 
 
Account Name MONSANTO WRAPPED CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 


u
5% Report — Part A
Single Transaction in Excess of 5%
Security Description / Asset ID
 
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
THERE ARE NO REPORTABLE TRANSACTIONS
 

















































NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 545,206,064
62
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
 
 
Account Name MONSANTO WRAPPED CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 


u
5% Report—Part B
Series of Non-Security Transactions with Same Party in Excess of 5%
Security Description / Asset ID
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THERE ARE NO REPORTABLE TRANSACTIONS


NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 545,206,064
63
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
 
 
Account Name MONSANTO WRAPPED CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 


 u
5% Report—Part C Summary
Series of Transactions by Issue in Excess of 5%
Security Description / Asset ID
 
Number of
Transactions
 
Transaction Aggregate
 
Lease
Rental
 
Expenses
Incurred
 
Cost of Asset
 
Current Value of  Asset
on Transaction
Acquisition
Price
 
Disposition
Price
 
NTGI COLLECTIVE GOVERNMENT SHORT TERM INVESTMENT FUND CUSIP: 195997MVO
Total acquisitions
358

 
432,155,238

 
—

 
—

 
—

 
432,155,238

 
432,155,238

 
Total dispositions
267

 
—

 
445,753,494

 
—

 
—

 
445,753,494

 
445,753,494

UNITED STATES OF AMER TREAS BILLS 0 TB DUE 10-10-2013 USD1000 CUSIP: 912796BF5
Total acquisitions
5

 
17,596,990

 
—

 
—

 
—

 
17,596,990

 
17,596,990

 
Total dispositions
1

 
—

 
17,597,000

 
—

 
—

 
17,596,990

 
17,597,000

UNITED STATES TREAS BILLS ZCP DUE 02-07-2013 CUSIP: 9127955Z0
Total acquisitions
2

 
18,449,497

 
—

 
—

 
—

 
18,449,497

 
18,449,497

 
Total dispositions
1

 
—

 
18,535,000

 
—

 
—

 
18,534,489

 
18,535,000

UNITED STATES TREAS BILLS 05-09-2013 UNITED STATES TREAS BILLS CUSIP: 912796AF6
Total acquisitions
1

 
18,864,597

 
—

 
—

 
—

 
18,864,597

 
18,864,597

 
Total dispositions
1

 
—

 
18,865,000

 
—

 
—

 
18,864,597

 
18,865,000

UNITED STATES TREAS BILLS 06-13-2013 UNITED STATES TREAS BILLS CUSIP: 912796AL3
Total acquisitions
1

 
16,940,000

 
—

 
—

 
—

 
16,940,000

 
16,940,000

 
Total dispositions
1

 
—

 
16,940,000

 
—

 
—

 
16,940,000

 
16,940,000

UNITED STATES TREAS BILLS 07-11-2013 UNITED STATES TREAS BILLS CUSIP: 912796AS8
Total acquisitions
1

 
17,404,681

 
—

 
—

 
—

 
17,404,681

 
17,404,681

 
Total dispositions
1

 
—

 
17,405,000

 
—

 
—

 
17,404,681

 
17,405,000

UNITED STATES TREAS BILLS 08-08-2013 UNITED STATES TREAS BILLS CUSIP: 912796AV1
Total acquisitions
3

 
16,628,966

 
—

 
—

 
—

 
16,628,966

 
16,628,966

 
Total dispositions
1

 
—

 
16,629,000

 
—

 
—

 
16,628,966

 
16,629,000

UNITED STATES TREAS BILLS 09-12-2013 UNITED STATES TREAS BILLS CUSIP: 912796BB4
Total acquisitions
1

 
16,300,509

 
—

 
—

 
—

 
16,300,509

 
16,300,509

 
Total dispositions
1

 
—

 
16,301,000

 
—

 
—

 
16,300,509

 
16,301,000

UNITED STATES TREAS BILLS 11-07-2013 DTD 05/09/2013 CUSIP: 912796BK4
Total acquisitions
1

 
18,105,975

 
—

 
—

 
—

 
18,105,975

 
18,105,975

 
Total dispositions
1

 
—

 
18,108,000

 
—

 
—

 
18,105,975

 
18,108,000

UNITED STATES TREAS BILLS 12-05-2013 UNITED STATES TREAS BILLS CUSIP: 912796BN8
Total acquisitions
1

 
18,076,739

 
—

 
—

 
—

 
18,076,739

 
18,076,739

 
Total dispositions
1

 
—

 
18,077,000

 
—

 
—

 
18,076,739

 
18,077,000

UNITED STATES TREAS NTS .625 DUE 02-28-2013 REG CUSIP: 912828QK9
Total acquisitions
3

 
17,064,721

 
—

 
—

 
—

 
17,064,721

 
17,064,721

 
Total dispositions
2

 
—

 
17,055,000

 
—

 
—

 
17,064,721

 
17,055,000












NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 545,206,064
64
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
 
 
Account Name MONSANTO WRAPPED CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 




u
5% Report—Part C Summary

Series of Transactions by Issue in Excess of 5%
Security Description / Asset ID
 
Number of
Transactions
 
Transaction Aggregate
 
Lease
Rental
 
Expenses
Incurred
 
Cost of Asset
 
Current Value of  Asset
on Transaction
Acquisition
Price
 
Disposition
Price
 
UNITED STATES TREAS NTS DTD 01/31/2013 .875% DUE 01-31-2018 REG CUSIP: 912828UJ7
Total acquisitions
4

 
14,473,898

 
—

 
—

 
—

 
14,473,898

 
14,473,898

 
Total dispositions
6

 
—

 
14,607,191

 
—

 
—

 
14,473,898

 
14,607,191

UNITED STATES TREAS NTS DTD 02/15/2013 2% DUE 02-15-2023 REG CUSIP: 912828UN8
Total acquisitions
17

 
23,890,738

 
—

 
—

 
—

 
23,890,738

 
23,890,738

 
Total dispositions
10

 
—

 
13,303,426

 
—

 
—

 
13,825,193

 
13,303,426

UNITED STATES TREAS NTS DTD 12/31/2012 .75% DUE 12-31-2017 REG CUSIP: 912828UE8
Total acquisitions
6

 
14,715,843

 
—

 
—

 
—

 
14,715,843

 
14,715,843

 
Total dispositions
3

 
—

 
14,673,839

 
—

 
—

 
14,715,843

 
14,673,839

UNITED STATES TREAS NTS 0.25 10-31-2013 CUSIP: 912828RN2
Total acquisitions
1

 
6,168,371

 
—

 
—

 
—

 
6,168,371

 
6,168,371

 
Total dispositions
4

 
—

 
22,367,828

 
—

 
—

 
22,370,804

 
22,367,828

UNITED STATES TREAS NTS 2% DISC NT 30/11/2013 USD1000 2% DUE 11-30-2013 RE CUSIP: 912828JT8
Total acquisitions
6

 
17,723,486

 
—

 
—

 
—

 
17,723,486

 
17,723,486

 
Total dispositions
3

 
—

 
17,678,760

 
—

 
—

 
17,723,486

 
17,678,760

US FEDERAL TREASURY BILLS ZCP 04-11-2013 CUSIP: 912795Z95
Total acquisitions
1

 
18,718,794

 
—

 
—

 
—

 
18,718,794

 
18,718,794

 
Total dispositions
1

 
—

 
18,720,000

 
—

 
—

 
18,718,794

 
18,720,000

US TREAS NTS 2.375 DUE 07-31-2017 REG CUSIP: 912828NR7
Total acquisitions
15

 
33,037,471

 
—

 
—

 
—

 
33,037,471

 
33,037,471

 
Total dispositions
24

 
—

 
40,732,766

 
—

 
—

 
41,191,602

 
40,732,766

W I TREASURY SEC ZERO COUP 03-07-2013 CUSIP: 9127956E6
Total acquisitions
1

 
18,719,402

 
—

 
—

 
—

 
18,719,402

 
18,719,402

 
Total dispositions
1

 
—

 
18,720,000

 
—

 
—

 
18,719,402

 
18,720,000










NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 545,206,064
65
Table of Contents

5500 Supplemental Schedules
 
Account number 7870
 
 
Account Name MONSANTO WRAPPED CONSOLIDATED
1 JAN 13 - 31 DEC 13
 
 


u
5% Report—Part D
Series of Transactions with Same Party in Excess of 5%
Security Description / Asset ID
Shares/Par Value
 
Date
 
Acquisition
Price
 
Disposition
Price
 
Lease
Rental
 
Expenses
Incurred
 
Cost
 
Current Value on
Transaction Date
 
Net Gain/Loss
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THERE ARE NO REPORTABLE TRANSACTIONS


NOTE: TRANSACTIONS ARE BASED ON THE 2012-12-31 VALUE (INCLUDING ACCRUALS) OF 545,206,064
66
Table of Contents


SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
MONSANTO SAVINGS AND INVESTMENT PLAN
 
 
 
By:
 
/s/ Raymond K Kleeman
 
 
Raymond K. Kleeman, Chairperson of the
 
 
Monsanto Company Employee Benefits Plans Committee, Administrator of the Plan
June 27, 2014

67
Table of Contents

EXHIBIT INDEX
 
Exhibit
Number
  
Description
23
  
Consent of Independent Registered Public Accounting Firm

68