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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $ 16.4575 (3) | 05/15/2005(4) | 05/14/2015 | Common Stock | (5) | 7,080 (2) | D | ||||||||
Option (Right to Buy) | $ 20.805 (3) | 11/15/2005(6) | 10/28/2014 | Common Stock | (5) | 42,066 (2) | D | ||||||||
Option (Right to Buy) | $ 29.2175 (3) | 11/15/2006(7) | 10/28/2015 | Common Stock | (5) | 44,940 (2) | D | ||||||||
Phantom Share Units | (8) | (9) | (9) | Common Stock | (5) | 1,926 (2) | D | ||||||||
Phantom Share Units | (8) | (10) | (10) | Common Stock | (5) | 790 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MIZELL STEVEN 800 N. LINDBERGH BLVD. ST. LOUIS, MO 63167 |
Sr. VP Human Resources |
Christopher A. Martin, Attorney-in-Fact | 09/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 31, 2006, 4,720 restricted stock units became fully vested for which taxes became due and payable. 1,679 restricted stock units were used for the payment of these taxes. |
(2) | Holdings reflect a 2-for-1 split of Monsanto Company common stock on July 28, 2006. |
(3) | Exercise price has been adjusted to reflect a 2-for-1 split of Monsanto Company common stock on July 28, 2006. |
(4) | One third of the options became exercisable on May 15, 2005, one-third of the options became exercisable on May 15, 2006 and one-third of the options become exercisable on May 15, 2007, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(5) | No transaction is reported on this Form 4 for these securities. |
(6) | One third of the options became exercisable on November 15, 2005, one-third of the options become exercisable on November 15, 2006 and one-third of the options become exercisable on November 15, 2007, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(7) | One third of the options become exercisable on November 15, 2006, one-third of the options become exercisable on November 15, 2007 and one-third of the options become exercisable on November 15, 2008, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(8) | 1 for 1 |
(9) | The reported phantom share units were acquired under Monsanto Company's deferred payment plan and are to be settled in the month of January following the reporting person's retirement. |
(10) | The reported phantom share units were acquired under Monsanto Company's excess benefit plan and are to be settled upon the reporting person's retirement or other termination of service. |