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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 41.61 | 10/29/2004 | A | 40,560 | 11/15/2005(3) | 10/28/2014 | Common Stock | 40,560 | $ 41.61 | 40,560 | D | ||||
Option (right to buy) | $ 30.72 | 11/15/2002(4) | 11/14/2011 | Common Stock | 0 (5) | 4,180 | D | ||||||||
Option (right to buy) | $ 16.145 | 04/25/2004(6) | 04/24/2013 | Common Stock | 0 (5) | 30,730 | D | ||||||||
Option (right to buy) | $ 21.295 | 06/17/2004(7) | 06/16/2013 | Common Stock | 0 (5) | 18,530 | D | ||||||||
Option (right to buy) | $ 32.385 | 03/15/2005(8) | 02/26/2014 | Common Stock | 0 (5) | 27,810 | D | ||||||||
Phantom Share Units | (9) | (10) | (10) | Phantom Share Units | 0 (5) | 1,488 | I | By Excess Benefit Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEGEMANN BRETT D 800 N. LINDBERGH BLVD. ST. LOUIS, MO 63167 |
EVP-International Commercial |
Christopher A. Martin, Attorney-in-Fact | 11/02/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 12,900 shares of the Issuer's common stock held directly by the Reporting Person and 5,000 shares of restricted stock granted pursuant to the Monsanto Company Long Term Incentive Plan. |
(2) | Previous Form 4 filings beginning in March 2004 included shares of phantom stock acquired under the Monsanto Company ERISA Parity Savings and Investment Plan, an excess benefit plan. The phantom shares are now being reported separately on Table II. The amount now shown on Table I represents only the shares held in the Monsanto Company Savings and Investment Plan, a qualified 401(k) plan. |
(3) | Options become exercisable in three equal installments on each of November 15, 2005, November 15, 2006 and November 15, 2007, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(4) | 50% of the options became exercisable on each of November 15, 2002 and March 15, 2003. |
(5) | No transaction is reported on this From 4 for these options. |
(6) | Options become exercisable in three equal installments on April 25, 2004, March 15, 2005 and March 15, 2006, subject to the terms and conditions of the Monsanto Company Long Term Invcentive Plan. |
(7) | Options become exercisable in three equal installments on June 17, 2004, March 15, 2005 and March 15, 2006, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(8) | Options become exercisable in three equal installments on each of March 15, 2005, March 15, 2006 and March 15, 2007, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan. |
(9) | 1 for 1 |
(10) | The reported phantom shares units were acquired under Monsanto Company's excess benefit plan and are to be settled upon the reporting person's retirement or other termination of service. |