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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (1) | 10/14/2009 | A | 113 | (1) | (1) | Common Stock (1) | 113 (1) | $ 8.83 (1) | 11,602 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WARD JACKIE M 2700 NORTH FIRST STREET SAN JOSE, CA 95134 |
X |
Chris Sadeghian, Attorney-in-Fact | 10/15/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | PHANTOM STOCK PURCHASED ON BEHALF OF THE REPORTING PERSON PURSUANT TO THE ISSUER'S DIRECTOR DEFERRED COMPENSATION PLAN ("PLAN"). UNDER SUCH PLAN, PARTICIPANTS MAY ELECT TO DEFER PAYMENT OF THE BOARD RETAINER AND MEETING FEES, WHICH ARE CONVERTED INTO A NUMBER OF SHARE UNITS CALCULATED BY DIVIDING THE AMOUNT OF THE RETAINER AND FEES DEFERRED BY THE CLOSING STOCK PRICE ON THE DAY SUCH AMOUNTS WOULD HAVE OTHERWISE BEEN PAYABLE. PHANTOM STOCK IS PAID IN THE FORM OF SHARES OF THE ISSUER'S COMMON STOCK (AND CASH IN LIEU OF ANY FRACTIONAL SHARES) FOLLOWING TERMINATION OF THE REPORTING PERSON'S SERVICES AS DIRECTOR. |