|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
phantom stock units 1 for 1 (4) | Â | 03/31/2006 | Â | A | 90 | Â | Â (4) | Â (4) | Common Shares | (4) | 980 | Â | ||
Options to buy common stock (5) | $ 43.08 | Â | Â | Â | Â | Â | 06/17/2004 | 12/02/2009 | Common Stock | Â | 31,475 | Â | ||
Options to buy common stock (5) | $ 47.28 | Â | Â | Â | Â | Â | 12/17/2004 | 12/02/2009 | Common Stock | Â | 27,782 | Â | ||
Options to buy common stock (5) | $ 47.28 | Â | Â | Â | Â | Â | 12/17/2004 | 11/20/2007 | Common Stock | Â | 30,688 | Â | ||
Options to buy common stock (5) | $ 48.21 | Â | Â | Â | Â | Â | 06/17/2005 | 12/02/2009 | Common Stock | Â | 2,206 | Â | ||
Options to buy common stock (5) | $ 48.21 | Â | Â | Â | Â | Â | 06/17/2005 | 12/15/2007 | Common Stock | Â | 10,288 | Â | ||
Options to buy common stock (5) | $ 48.21 | Â | Â | Â | Â | Â | 06/17/2005 | 12/05/2012 | Common Stock | Â | 53,403 | Â | ||
Options to buy common stock (5) | $ 46.34 | Â | Â | Â | Â | Â | 12/31/2005 | 05/23/2015 | Common Stock | Â | 17,500 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROPER HARTWELL H 1501 N HAMILTON STREET RICHMOND, VA 23230 |
 |  |  Vice President & CFO |  |
Terri L. Marks, Power of Attorney for Hartwell H. Roper | 08/09/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | includes 953 shares previously owned in the stock purchase plan and 4,400 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Section 162(m) on the date of vesting. |
(2) | includes 1315 shares acquired from 4/1/05 through 3/31/06 in the stock purchase plan |
(3) | shares held in the stock purchase plan |
(4) | the phantom stock units were acquired under the ULT supplemental stock purchase plan on a periodic basis during the fiscal year ended March 31, 2006. Each phantom stock unit will be settled in cash upon the earlier of death, disability or termination of employment. |
(5) | options issued under the executive stock plan |