UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sun Life Financial Inc.
------------------------------------
Address: 150 King Street West
------------------------------------
Toronto, Ontario, Canada, M5H 1J9
------------------------------------
Form 13F File Number: 28-05799
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Vaz
-------------------------------
Title: Compliance Analyst
-------------------------------
Phone: 781-446-2420
-------------------------------
Signature, Place, and Date of Signing:
John Vaz Wellesley Hills, Ma August 10, 2012
------------------------------- ------------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-06597 McLean Budden
--------------- ------------------------------------
28-04968 MFS
--------------- ------------------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------------------
Form 13F Information Table Entry Total: 223
--------------------
Form 13F Information Table Value Total: US$1,809,593
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28-12046 Sun Capital Advisers LLC.
------ ----------------- ------------------------------------
2 28-12047 Sun Life Assurance Company of Canada
------ ----------------- ------------------------------------
[Repeat as necessary.]
FORM 13F INFORMATION TABLE - June 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- -------------- --------- ----------- ------------------- ---------- ---------- ------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- -------------- --------- ----------- ---------- --- ---- ---------- ---------- -------- ---------- ----
3M CO COM 88579Y101 5,605 62,560 SH SHARED 1 62,560
3M CO COM 88579Y101 1,464 16,344 SH SHARED 2 16,344
Abbott Laboratories COM 002824100 1,612 25,000 SH SHARED 1 25,000
Acme Packet Inc COM 004764106 2,830 151,734 SH SHARED 1 151,734
Acme Packet Inc COM 004764106 1,085 58,179 SH SHARED 2 58,179
Actuate Corp COM 00508B102 2,747 396,399 SH SHARED 1 396,399
Actuate Corp COM 00508B102 1,068 154,098 SH SHARED 2 154,098
AES Corporation COM 00130H105 3,820 297,733 SH SHARED 1 297,733
AES Corporation COM 00130H105 1,394 108,630 SH SHARED 2 108,630
Akamai Technologies Inc COM 00971T101 7,636 240,496 SH SHARED 1 240,496
Akamai Technologies Inc COM 00971T101 2,968 93,477 SH SHARED 2 93,477
American Express Co COM 025816109 4,668 80,187 SH SHARED 1 80,187
American International
Group COM 026874784 6,209 193,475 SH SHARED 1 193,475
Amgen Inc COM 031162100 4,728 64,851 SH SHARED 1 64,851
Amgen Inc COM 031162100 1,855 25,442 SH SHARED 2 25,442
Apple Inc COM 037833100 12,568 21,521 SH SHARED 1 21,521
Apple Inc COM 037833100 4,823 8,259 SH SHARED 2 8,259
AT&T Inc COM 00206R102 7,028 197,094 SH SHARED 1 197,094
AT&T Inc COM 00206R102 2,535 71,099 SH SHARED 2 71,099
Bank of America Corp COM 060505104 1,640 200,543 SH SHARED 2 200,543
Barclays Bank Plc COM 06738C828 41,633 54,200,000 SH SHARED 1 54,200,000
Barclays Bank Plc COM 06738C828 15,900 20,700,000 SH SHARED 1 20,700,000
Baxter International Inc COM 071813109 3,701 69,624 SH SHARED 1 69,624
Baxter International Inc COM 071813109 1,536 28,894 SH SHARED 2 28,894
BB&T Corporation COM 054937107 3,684 119,407 SH SHARED 1 119,407
BB&T Corporation COM 054937107 1,481 48,016 SH SHARED 2 48,016
Berkshire Hathaway Inc COM 084670702 4,065 48,779 SH SHARED 1 48,779
Berkshire Hathaway Inc COM 084670702 1,552 18,622 SH SHARED 2 18,622
Boeing Company COM 097023105 5,296 71,274 SH SHARED 1 71,274
Boeing Company COM 097023105 1,340 18,038 SH SHARED 2 18,038
Boston Scientific Corp COM 101137107 8,368 1,475,791 SH SHARED 1 1,475,791
Boston Scientific Corp COM 101137107 3,256 574,178 SH SHARED 2 574,178
Boston Scientific Corp COM 101137107 5,387 950,000 SH SHARED 1 950,000
Bristol-Myers Squibb COM 110122108 6,598 183,544 SH SHARED 1 183,544
Bristol-Myers Squibb COM 110122108 1,838 51,118 SH SHARED 2 51,118
Caterpillar Inc COM 149123101 1,529 18,009 SH SHARED 1 18,009
CCG Commercial Pool II
Inc COM 12501RAF6 486 1,000 SH SHARED 1 1,000
Centro Retail Australia COM BSL0B74C7 1,586 9,688,869 SH SHARED 1 9,688,869
Centurylink Inc COM 156700106 3,698 93,652 SH SHARED 1 93,652
Centurylink Inc COM 156700106 1,617 40,946 SH SHARED 2 40,946
Charles Schwab Corp./The COM 808513105 3,315 256,345 SH SHARED 1 256,345
Charles Schwab Corp./The COM 808513105 910 70,358 SH SHARED 2 70,358
Chevron Corp COM 166764100 10,513 99,649 SH SHARED 1 99,649
Chevron Corp COM 166764100 3,526 33,419 SH SHARED 2 33,419
Cisco Systems Inc COM 17275R102 1,614 93,996 SH SHARED 1 93,996
Citigroup Inc COM 172967424 969 35,356 SH SHARED 2 35,356
Coca-Cola Co COM 191216100 6,513 83,303 SH SHARED 1 83,303
Coca-Cola Co COM 191216100 1,786 22,845 SH SHARED 2 22,845
ConocoPhillips COM 20825C104 4,858 86,931 SH SHARED 1 86,931
ConocoPhillips COM 20825C104 1,230 22,012 SH SHARED 2 22,012
Consolidated Edison Inc COM 209115104 1,543 24,817 SH SHARED 1 24,817
Corning Inc COM 219350105 7,601 587,876 SH SHARED 1 587,876
Corning Inc COM 219350105 2,864 221,524 SH SHARED 2 221,524
Cosi Inc COM 22122P101 708 996,776 SH SHARED 1 996,776
Cosi Inc COM 22122P101 264 371,709 SH SHARED 2 371,709
CVS Caremark Corporation COM 126650100 4,288 91,758 SH SHARED 1 91,758
CVS Caremark Corporation COM 126650100 1,648 35,276 SH SHARED 2 35,276
DR Horton Inc COM 23331A109 4,654 253,191 SH SHARED 1 253,191
DR Horton Inc COM 23331A109 1,787 97,200 SH SHARED 2 97,200
Duke Energy Corp COM 26441C204 1,535 66,576 SH SHARED 1 66,576
EI Dupont de Nemour and
Co COM 263534109 1,624 32,108 SH SHARED 1 32,108
Eli Lilly & Co COM 532457108 4,253 99,118 SH SHARED 1 99,118
Eli Lilly & Co COM 532457108 1,583 36,892 SH SHARED 2 36,892
EMC Corp COM 268648102 8,119 316,775 SH SHARED 1 316,775
EMC Corp COM 268648102 3,135 122,309 SH SHARED 2 122,309
Emerson Electric Co COM 291011104 3,735 80,185 SH SHARED 1 80,185
Emerson Electric Co COM 291011104 1,415 30,374 SH SHARED 2 30,374
EOG Resources COM 26875P101 3,381 37,526 SH SHARED 1 37,526
EOG Resources COM 26875P101 1,301 14,438 SH SHARED 2 14,438
Exelon Corporation COM 30161N101 6,066 161,256 SH SHARED 1 161,256
Exelon Corporation COM 30161N101 1,297 34,478 SH SHARED 2 34,478
Exxon Mobil Corp COM 30231G102 18,147 212,073 SH SHARED 1 212,073
Exxon Mobil Corp COM 30231G102 5,486 64,113 SH SHARED 2 64,113
Forest Laboratories Inc COM 345838106 7,257 207,410 SH SHARED 1 207,410
Forest Laboratories Inc COM 345838106 2,788 79,676 SH SHARED 2 79,676
Fusion-io Inc COM 36112J107 7,291 349,037 SH SHARED 1 349,037
Fusion-io Inc COM 36112J107 2,896 138,638 SH SHARED 2 138,638
General Electric Company COM 369604103 8,601 412,718 SH SHARED 1 412,718
General Electric Company COM 369604103 2,854 136,942 SH SHARED 2 136,942
Goldman Sachs Group Inc COM 38141G104 2,919 30,454 SH SHARED 1 30,454
Goldman Sachs Group Inc COM 38141G104 1,073 11,198 SH SHARED 2 11,198
Goodyear Tire & Rubber
Co COM 382550101 4,000 338,704 SH SHARED 1 338,704
Goodyear Tire & Rubber
Co COM 382550101 1,522 128,899 SH SHARED 2 128,899
Google Inc-cl A COM 38259P508 8,282 14,277 SH SHARED 1 14,277
Google Inc-cl A COM 38259P508 3,273 5,642 SH SHARED 2 5,642
HALOZYME THERAPEUTICS
INC COM 40637H109 4,456 502,900 SH SHARED 1 502,900
HALOZYME THERAPEUTICS
INC COM 40637H109 1,651 186,382 SH SHARED 2 186,382
Hess Corp COM 42809H107 2,689 61,876 SH SHARED 1 61,876
Hess Corp COM 42809H107 938 21,597 SH SHARED 2 21,597
Home Depot Inc COM 437076102 1,643 31,000 SH SHARED 1 31,000
Honeywell International
Inc COM 438516106 6,250 111,930 SH SHARED 1 111,930
Honeywell International
Inc COM 438516106 1,531 27,423 SH SHARED 2 27,423
IBM Corp COM 459200101 1,559 7,969 SH SHARED 1 7,969
Intel Corp COM 458140100 5,744 215,516 SH SHARED 1 215,516
Intel Corp COM 458140100 1,563 58,641 SH SHARED 2 58,641
Intermec Inc COM 458786100 3,382 545,514 SH SHARED 1 545,514
Intermec Inc COM 458786100 1,300 209,626 SH SHARED 2 209,626
Intermec Inc 458786100 2,015 325,000 SH SHARED 1 325,000
International Paper Co COM 460146103 9,490 328,271 SH SHARED 1 328,271
International Paper Co COM 460146103 3,357 116,118 SH SHARED 2 116,118
IShares COM 464286699 2,995 183,870 SH SHARED 1 183,870
IShares COM 464287465 21,425 428,838 SH SHARED 2 428,838
IShares COM 464287200 160,836 1,176,131 SH SHARED 1 1,176,131
IShares COM 464287648 15,230 166,506 SH SHARED 1 166,506
IShares COM 464287655 36,245 455,573 SH SHARED 1 455,573
IShares COM 464287614 15,404 243,611 SH SHARED 1 243,611
IShares COM 464287630 58,602 832,538 SH SHARED 1 832,538
IShares COM 464287473 46,814 1,010,657 SH SHARED 1 1,010,657
Ishares COM 464286707 3,168 161,800 SH SHARED 1 161,800
Ishares COM 464286806 574 29,000 SH SHARED 1 29,000
Ishares COM 464286848 8,526 906,056 SH SHARED 1 906,056
Ishares COM 464286822 1,332 21,675 SH SHARED 1 21,675
Ishares COM 464286699 2,582 158,500 SH SHARED 1 158,500
Ishares Tr COM 464287465 11,571 231,600 SH SHARED 1 231,600
Johnson & Johnson COM 478160104 3,059 45,275 SH SHARED 1 45,275
JP Morgan Chase & Co COM 46625H100 2,325 65,069 SH SHARED 2 65,069
Kayne Anderson ETR Fund,
Inc. COM 48660P2#0 16,650 600,000 SH SHARED 1 600,000
Kayne Anderson Midstream
Enrgy COM 48661E2*8 16,800 600,000 SH SHARED 1 600,000
Kayne Anderson MLP
Investment COM 4866062#2 16,650 600,000 SH SHARED 1 600,000
Kayne Anderson MLP
Investment COM 4866064#0 12,320 440,000 SH SHARED 1 440,000
Kimberly-Clark Corp COM 494368103 5,614 67,017 SH SHARED 1 67,017
Kimberly-Clark Corp COM 494368103 1,459 17,419 SH SHARED 2 17,419
Kohls Corp COM 500255104 3,767 82,817 SH SHARED 1 82,817
Kohls Corp COM 500255104 1,463 32,155 SH SHARED 2 32,155
Kraft Foods Inc COM 50075N104 5,753 148,957 SH SHARED 1 148,957
Kraft Foods Inc COM 50075N104 1,614 41,791 SH SHARED 2 41,791
Legg Mason Inc COM 524901105 3,916 148,519 SH SHARED 1 148,519
Legg Mason Inc COM 524901105 1,509 57,233 SH SHARED 2 57,233
Lloyds Banking Group PLC COM 539439AC3 956 1,460,000 SH SHARED 1 1,460,000
Lockheed Martin Corp COM 539830109 3,431 39,401 SH SHARED 1 39,401
Lockheed Martin Corp COM 539830109 1,326 15,228 SH SHARED 2 15,228
Lowes Companies Inc COM 548661107 3,668 128,963 SH SHARED 1 128,963
Lowes Companies Inc COM 548661107 1,350 47,484 SH SHARED 2 47,484
McDonald's Corp COM 580135101 2,886 32,602 SH SHARED 1 32,602
Merck & Co. Inc. COM 58933Y105 6,117 146,515 SH SHARED 1 146,515
Merck & Co. Inc. COM 58933Y105 1,670 40,011 SH SHARED 2 40,011
Merge Healthcare Inc COM 589499102 723 252,733 SH SHARED 2 252,733
MetLife Inc COM 59156R108 5,795 187,835 SH SHARED 1 187,835
Microsoft Corp COM 594918104 1,615 52,807 SH SHARED 1 52,807
Morgan Stanley COM 617446448 2,126 145,739 SH SHARED 1 145,739
Morgan Stanley COM 617446448 769 52,684 SH SHARED 2 52,684
Mosaic Holdings Inc COM 61945C103 7,566 138,175 SH SHARED 1 138,175
Mosaic Holdings Inc COM 61945C103 2,820 51,490 SH SHARED 2 51,490
Mrv Communications Inc COM 553477100 673 1,025,247 SH SHARED 2 1,025,247
Occidental Petroleum
Corp COM 674599105 3,849 44,872 SH SHARED 1 44,872
Occidental Petroleum
Corp COM 674599105 1,481 17,264 SH SHARED 2 17,264
Oclaro Inc COM 67555N206 3,462 1,138,771 SH SHARED 1 1,138,771
Oclaro Inc COM 67555N206 1,554 511,227 SH SHARED 2 511,227
Pep-Boys Manny Moe &
Jack COM 713278109 4,135 417,710 SH SHARED 1 417,710
Pep-Boys Manny Moe &
Jack COM 713278109 1,588 160,360 SH SHARED 2 160,360
Pepsico Inc COM 713448108 5,835 82,585 SH SHARED 1 82,585
Pepsico Inc COM 713448108 1,566 22,158 SH SHARED 2 22,158
Pfizer Inc COM 717081103 7,368 320,365 SH SHARED 1 320,365
Pfizer Inc COM 717081103 1,169 50,819 SH SHARED 2 50,819
Philip Morris
International COM 718172109 4,314 49,441 SH SHARED 1 49,441
Philip Morris
International COM 718172109 1,659 19,007 SH SHARED 2 19,007
Phillips 66-W/I COM 718546104 1,651 49,672 SH SHARED 1 49,672
Phillips 66-W/I COM 718546104 366 11,006 SH SHARED 2 11,006
PNC Financial Services
Group COM 693475105 5,112 83,657 SH SHARED 1 83,657
Powershares QQQ Nasdaq
100 COM 73935A104 26,838 418,300 SH SHARED 1 418,300
Procter & Gamble Co COM 742718109 8,382 136,857 SH SHARED 1 136,857
Procter & Gamble Co COM 742718109 2,047 33,428 SH SHARED 2 33,428
Prudential Financial Inc COM 744320102 5,588 115,377 SH SHARED 1 115,377
Qlik Technologies Inc COM 74733T105 4,492 203,088 SH SHARED 1 203,088
Qlik Technologies Inc COM 74733T105 1,746 78,935 SH SHARED 2 78,935
Raytheon Company COM 755111507 3,718 65,705 SH SHARED 1 65,705
Raytheon Company COM 755111507 1,437 25,395 SH SHARED 2 25,395
Riverbed Technology Inc COM 768573107 3,941 244,052 SH SHARED 1 244,052
Riverbed Technology Inc COM 768573107 1,516 93,853 SH SHARED 2 93,853
Safeway Inc COM 786514208 3,434 189,226 SH SHARED 1 189,226
Safeway Inc COM 786514208 1,323 72,919 SH SHARED 2 72,919
SAIC Inc COM 78390X101 4,017 331,441 SH SHARED 1 331,441
SAIC Inc COM 78390X101 1,509 124,529 SH SHARED 2 124,529
Silicon Graphics COM 82706L108 5,593 871,123 SH SHARED 1 871,123
Silicon Graphics COM 82706L108 2,038 317,493 SH SHARED 2 317,493
Silicon Graphics Int
Corp COM 82706L108 6,038 940,500 SH SHARED 1 940,500
SPDR S&P 500 ETF Trust COM 78462F103 139,130 1,022,223 SH SHARED 1 1,022,223
SPDR S&P 500 ETF Trust 78462F103 271,045 1,991,441 SHARED 1 1,991,441
State Street Corp COM 857477103 3,995 89,490 SH SHARED 1 89,490
State Street Corp COM 857477103 1,320 29,571 SH SHARED 2 29,571
Supervalu Inc COM 868536103 8,071 1,558,052 SH SHARED 1 1,558,052
Supervalu Inc COM 868536103 3,085 595,596 SH SHARED 2 595,596
Talisman Energy Inc COM 87425E103 3,761 328,200 SH SHARED 1 328,200
Talisman Energy Inc COM 87425E103 1,422 124,100 SH SHARED 2 124,100
Target Corp COM 87612E106 3,491 59,994 SH SHARED 1 59,994
Target Corp COM 87612E106 1,280 21,997 SH SHARED 2 21,997
Travelers Cos Inc COM 89417E109 1,586 24,848 SH SHARED 1 24,848
Travelers Cos Inc COM 89417E109 1,730 27,106 SH SHARED 2 27,106
United Continental
Holdings COM 910047109 958 39,391 SH SHARED 2 39,391
United Technologies Corp COM 913017109 6,225 82,415 SH SHARED 1 82,415
United Technologies Corp COM 913017109 1,400 18,533 SH SHARED 2 18,533
Unum Group COM 91529Y106 4,935 257,957 SH SHARED 1 257,957
Unum Group COM 91529Y106 1,920 100,368 SH SHARED 2 100,368
US Bancorp COM 902973304 6,659 207,074 SH SHARED 1 207,074
US Bancorp COM 902973304 1,730 53,793 SH SHARED 2 53,793
Valero Energy Corp COM 91913Y100 3,530 146,163 SH SHARED 1 146,163
Valero Energy Corp COM 91913Y100 1,353 56,037 SH SHARED 2 56,037
Vanguard MSCI EAFE ETF COM 921943858 42,373 1,342,202 SH SHARED 1 1,342,202
Vanguard REIT ETF COM 922908553 68,479 1,046,600 SH SHARED 1 1,046,600
Vanguard REIT ETF COM 922908553 10,973 167,710 SH SHARED 2 167,710
Vanguard REIT ETF COM 922908553 60,136 919,083 SH SHARED 1 919,083
Vanguard Small Cap ETF COM 922908751 24,339 320,076 SH SHARED 1 320,076
Vasco Data Security
Intl, Inc. COM 92230Y104 4,481 547,840 SH SHARED 1 547,840
Vasco Data Security
Intl, Inc. COM 92230Y104 1,743 213,102 SH SHARED 2 213,102
Verizon Communications
Inc COM 92343V104 7,212 162,281 SH SHARED 1 162,281
Verizon Communications
Inc COM 92343V104 1,697 38,184 SH SHARED 2 38,184
Viacom Inc COM 92553P201 3,736 79,449 SH SHARED 1 79,449
Viacom Inc COM 92553P201 1,361 28,939 SH SHARED 2 28,939
Vicor Corp COM 925815102 1,829 263,604 SH SHARED 1 263,604
Vicor Corp COM 925815102 1,196 172,405 SH SHARED 2 172,405
Vicor Corp 925815102 3,797 547,164 SHARED 1 547,164
VM Ware Inc COM 928563402 5,687 62,462 SH SHARED 1 62,462
VM Ware Inc COM 928563402 2,184 23,992 SH SHARED 2 23,992
Wachovia Capital Trust
III COM 92978AAA0 15,280 16,000,000 SH SHARED 1 16,000,000
Wachovia Capital Trust
III COM 92978AAA0 955 1,000,000 SH SHARED 1 1,000,000
Wal-Mart Stores Inc COM 931142103 6,829 97,949 SH SHARED 1 97,949
Wal-Mart Stores Inc COM 931142103 1,926 27,629 SH SHARED 2 27,629
Walt Disney Co COM 254687106 4,756 98,064 SH SHARED 1 98,064
Walt Disney Co COM 254687106 1,828 37,701 SH SHARED 2 37,701
Wells Fargo & Co COM 949746101 2,063 61,697 SH SHARED 2 61,697
Wpx Energy Inc COM 98212B103 355 21,951 SH SHARED 1 21,951
Wpx Energy Inc COM 98212B103 139 8,600 SH SHARED 2 8,600
XL Group Plc COM 98372PAJ7 320 394,000 SH SHARED 1 394,000
1,809,593